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CONOCOPHILLIPS

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658
SEC CIK
0001163165
Parsed reports
2,671

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2020 Filed Dec 2, 2020 19:18 UTC GrantStock Units · Derivative 97 $40.79 $3,956.63
Disclosure

SEC source: 0001209191-20-061060 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,146.9113

Underlying: Common Stock · 97 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:28 UTC Exercise / conversionStock Units · Derivative 518 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061062 · doc4.xml · derivative · entry 6

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,344.1674

Underlying: Common Stock · 518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:28 UTC Tax withholdingCommon Stock 518 $40.79 $21,129.22
Disclosure

SEC source: 0001209191-20-061062 · doc4.xml · nonDerivative · entry 2

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:28 UTC Exercise / conversionCommon Stock 518 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061062 · doc4.xml · nonDerivative · entry 1

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:30 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionStock Units · Derivative 307 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061064 · doc4.xml · derivative · entry 4

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,901.513

Underlying: Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:30 UTC
DeSanctis EllenSenior Vice President
Tax withholdingCommon Stock 307 $40.79 $12,522.53
Disclosure

SEC source: 0001209191-20-061064 · doc4.xml · nonDerivative · entry 2

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:30 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionCommon Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061064 · doc4.xml · nonDerivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:31 UTC
Fox Matthew JExecutive Vice President & COO
Exercise / conversionStock Units · Derivative 1,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061069 · doc4.xml · derivative · entry 3

Fox Matthew J · CIK 0001549508 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,852.3299

Underlying: Common Stock · 1,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:31 UTC
Fox Matthew JExecutive Vice President & COO
Tax withholdingCommon Stock 1,312 $40.79 $53,516.48
Disclosure

SEC source: 0001209191-20-061069 · doc4.xml · nonDerivative · entry 2

Fox Matthew J · CIK 0001549508 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,471.6033

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:31 UTC
Fox Matthew JExecutive Vice President & COO
Exercise / conversionCommon Stock 1,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061069 · doc4.xml · nonDerivative · entry 1

Fox Matthew J · CIK 0001549508 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,783.6033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:33 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 2,979 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061074 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,860.3264

Underlying: Common Stock · 2,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:33 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 2,979 $40.79 $121,513.41
Disclosure

SEC source: 0001209191-20-061074 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,691

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:33 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061074 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:35 UTC
LUNDQUIST ANDREW DSenior Vice President
Exercise / conversionStock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061076 · doc4.xml · derivative · entry 3

LUNDQUIST ANDREW D · CIK 0001178402 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729.0722

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:35 UTC
LUNDQUIST ANDREW DSenior Vice President
Tax withholdingCommon Stock 246 $40.79 $10,034.34
Disclosure

SEC source: 0001209191-20-061076 · doc4.xml · nonDerivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:35 UTC
LUNDQUIST ANDREW DSenior Vice President
Exercise / conversionCommon Stock 246 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061076 · doc4.xml · nonDerivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:36 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionStock Units · Derivative 1,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061078 · doc4.xml · derivative · entry 3

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,666.0669

Underlying: Common Stock · 1,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:36 UTC
Wallette Don E Jr.Executive Vice President
Tax withholdingCommon Stock 1,073 $40.79 $43,767.67
Disclosure

SEC source: 0001209191-20-061078 · doc4.xml · nonDerivative · entry 2

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,926

Read SEC document
November 30, 2020 Filed Dec 2, 2020 19:36 UTC
Wallette Don E Jr.Executive Vice President
Exercise / conversionCommon Stock 1,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061078 · doc4.xml · nonDerivative · entry 1

Wallette Don E Jr. · CIK 0001549509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 16:17 UTC GrantStock Units · Derivative 413 $28.30 $11,687.90
Disclosure

SEC source: 0001209191-20-056525 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,492.3

Underlying: Common Stock · 413 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 16:18 UTC GrantStock Units · Derivative 336 $28.30 $9,508.80
Disclosure

SEC source: 0001209191-20-056528 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 336 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 16:22 UTC GrantStock Units · Derivative 139 $28.30 $3,933.70
Disclosure

SEC source: 0001209191-20-056531 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,049.9113

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:24 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 1,167 $61.76 $72,079.52
Disclosure

SEC source: 0001209191-20-054529 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: On October 8, 2020, the HRCC approved a request of Mr. Lance to diversify a portion of his restricted stock unit holdings by cancelling the units and creating an account in the Key Employee Deferred Compensation Plan of similar value. The HRCC has customarily reviewed such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:24 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Disposition to issuerCommon Stock 1,336 $61.76 $82,517.77
Disclosure

SEC source: 0001209191-20-054529 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,691

F2 · shares: Includes common stock resulting from Mr. Lance's request of the Human Resources and Compensation Committee ("HRCC") to diversify a portion of his holdings by cancelling 1,167 restricted stock units and 169 shares of restricted stock and creating an account in the Key Employee Deferred Compensation Plan of similar value. The HRCC has customarily reviewed such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The HRCC approved the request on October 8, 2020.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 21:24 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054529 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:27 UTC GrantStock Units · Derivative 355 $32.92 $11,685.71
Disclosure

SEC source: 0001209191-20-052986 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,079.3

Underlying: Common Stock · 355 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:29 UTC GrantStock Units · Derivative 289 $32.92 $9,513.16
Disclosure

SEC source: 0001209191-20-052989 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289

Underlying: Common Stock · 289 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:32 UTC GrantStock Units · Derivative 120 $32.92 $3,950.10
Disclosure

SEC source: 0001209191-20-052993 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,910.9113

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 12:57 UTC GrantStock Units · Derivative 308 $38.01 $11,707.08
Disclosure

SEC source: 0001209191-20-049019 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,320.2619

Underlying: Common Stock · 308 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 12:58 UTC GrantStock Units · Derivative 104 $38.01 $3,953.04
Disclosure

SEC source: 0001209191-20-049021 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,135.286

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 14:30 UTC GrantStock Units · Derivative 315 $37.15 $11,703.04
Disclosure

SEC source: 0001209191-20-044595 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,012.2619

Underlying: Common Stock · 315 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 14:40 UTC GrantStock Units · Derivative 106 $37.15 $3,938.17
Disclosure

SEC source: 0001209191-20-044597 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,031.286

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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June 30, 2020 Filed Jul 1, 2020 14:48 UTC GrantStock Units · Derivative 283 $41.31 $11,691.44
Disclosure

SEC source: 0001209191-20-039569 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,697.2619

Underlying: Common Stock · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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June 30, 2020 Filed Jul 1, 2020 14:50 UTC GrantStock Units · Derivative 95 $41.31 $3,924.69
Disclosure

SEC source: 0001209191-20-039572 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,925.286

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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May 29, 2020 Filed Jun 2, 2020 17:49 UTC GrantStock Units · Derivative 277 $42.22 $11,695.63
Disclosure

SEC source: 0001209191-20-033394 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,071.7775

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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May 29, 2020 Filed Jun 2, 2020 17:52 UTC GrantStock Units · Derivative 93 $42.22 $3,926.69
Disclosure

SEC source: 0001209191-20-033398 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,267.5183

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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May 13, 2020 Filed May 15, 2020 12:59 UTC PurchaseCommon Stock 2,400 $41.03 $98,472.00
Disclosure

SEC source: 0001209191-20-029485 · doc4.xml · nonDerivative · entry 1

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
April 30, 2020 Filed May 4, 2020 21:22 UTC GrantStock Units · Derivative 292 $42.21 $12,325.32
Disclosure

SEC source: 0001209191-20-026881 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,794.7775

Underlying: Common Stock · 292 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:24 UTC GrantStock Units · Derivative 98 $42.21 $4,136.58
Disclosure

SEC source: 0001209191-20-026884 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,174.5183

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 14:13 UTC
Freeman JodyDirector
Exercise / conversionStock Units · Derivative 3,420.5911 $31.87 $108,997.14
Disclosure

SEC source: 0001209191-20-024707 · doc4.xml · derivative · entry 2

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,425.6844

Underlying: Common Stock · 3,420.5911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis along with a cash payment for any remaining fractional share amount.

F3 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum three months from initial grant date.

F3 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum three months from initial grant date.

F2 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 14:13 UTC
Freeman JodyDirector
Exercise / conversionCommon Stock 3,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-024707 · doc4.xml · nonDerivative · entry 1

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis along with a cash payment for any remaining fractional share amount.

F2 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 15:57 UTC GrantStock Units · Derivative 399 $30.82 $12,295.19
Disclosure

SEC source: 0001209191-20-022401 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,502.7775

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:00 UTC GrantStock Units · Derivative 134 $30.82 $4,129.21
Disclosure

SEC source: 0001209191-20-022403 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,076.5183

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:56 UTC GrantStock Units · Derivative 263 $46.78 $12,303.14
Disclosure

SEC source: 0001209191-20-014878 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,811.025

Underlying: Common Stock · 263 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:57 UTC GrantStock Units · Derivative 89 $46.78 $4,163.42
Disclosure

SEC source: 0001209191-20-014882 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,450.6856

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:18 UTC
Brooks Catherine A.VP & Controller
Exercise / conversionStock Units · Derivative 6,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011882 · doc4.xml · derivative · entry 6

Brooks Catherine A. · CIK 0001763529 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash. The reporting person may also elect to defer settlement of stock units until a later date.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

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February 20, 2020 Filed Feb 24, 2020 17:18 UTC
Brooks Catherine A.VP & Controller
Tax withholdingCommon Stock 1,478 $59.07 $87,298.07
Disclosure

SEC source: 0001209191-20-011882 · doc4.xml · nonDerivative · entry 3

Brooks Catherine A. · CIK 0001763529 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,386

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:18 UTC
Brooks Catherine A.VP & Controller
Disposition to issuerCommon Stock 4,590 $59.07 $271,108.35
Disclosure

SEC source: 0001209191-20-011882 · doc4.xml · nonDerivative · entry 2

Brooks Catherine A. · CIK 0001763529 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,864

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:18 UTC
Brooks Catherine A.VP & Controller
Exercise / conversionCommon Stock 6,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-011882 · doc4.xml · nonDerivative · entry 1

Brooks Catherine A. · CIK 0001763529 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:20 UTC Exercise / conversionStock Units · Derivative 48,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011884 · doc4.xml · derivative · entry 7

Bullock William L. Jr. · CIK 0001767295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F7 · derivative.expiration_date: The stock units do not have an expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.