Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | VP & Controller | February 20, 2021 | February 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date February 20, 2021 · Filed February 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,589 |
Ending reported balance
After 2021-02-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-02-20 · Exercise / conversion · Acquired 8,270 · Balance 14,859 F1: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Row 2 · 2021-02-20 · Disposition to issuer · Disposed 6,256 · Balance 8,603 Row 3 · 2021-02-20 · Tax withholding · Disposed 2,014 · Balance 6,589 |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-02-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-02-20 · Exercise / conversion · Acquired 8,270 · Balance 0 F4: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2021 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F6: The stock units do not have an expiration date. |
| Common StockSEC Table I · non-derivative | IndirectBy ConocoPhillips Savings Plan | 2.39 |
Reported balance
Holding disclosure · report date 2021-02-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2.39 F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 130 |
Reported balance
Holding disclosure · report date 2021-02-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 130 F3: The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit was the economic equivalent of one share of common stock and settled in cash.
F2: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
F3: The reporting person disclaims beneficial ownership of her spouse's shares to the extent she does not have a pecuniary interest in such shares.
F4: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F5: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2021 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
F6: The stock units do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2021 Filed Feb 23, 2021 20:56 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 8,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013135 · doc4.xml · derivative · entry 6 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2021 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F6 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 20:56 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 2,014 | $48.04 | $96,747.53 |
DisclosureSEC source: 0001209191-21-013135 · doc4.xml · nonDerivative · entry 3 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,589 Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 20:56 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 6,256 | $48.04 | $300,522.60 |
DisclosureSEC source: 0001209191-21-013135 · doc4.xml · nonDerivative · entry 2 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,603 Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 20:56 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 8,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013135 · doc4.xml · nonDerivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 19:42 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 4,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011189 · doc4.xml · derivative · entry 5 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · derivative.exercise_date: The stock units grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control. F6 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 19:42 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 904 | $46.59 | $42,112.84 |
DisclosureSEC source: 0001209191-21-011189 · doc4.xml · nonDerivative · entry 2 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,589 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 19:42 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011189 · doc4.xml · nonDerivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:31 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 8,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009808 · doc4.xml · derivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,270 Underlying: Common Stock · 8,270 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2021; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all of part of the settlement value of the units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · derivative · entry 11 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,023.2863 Underlying: Common Stock · 125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · shares: Reflects partial lapsing of restrictions on RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F10 · derivative.exercise_date: The stock units grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control. F7 · derivative.expiration_date: The stock units do not have an expiration date. F9 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · derivative · entry 10 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921.2428 Underlying: Commons Stock · 91 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · shares: Reflects partial lapsing of restrictions on RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F8 · derivative.exercise_date: The stock units grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control. F7 · derivative.expiration_date: The stock units do not have an expiration date. F9 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · derivative · entry 9 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Underlying: Common Stock · 128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · shares: Reflects partial lapsing of restrictions on RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees. F6 · derivative.exercise_date: The stock units grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with 5 years of service, layoff, death or disability or a change of control. F7 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 125 | $39.36 | $4,919.38 |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · nonDerivative · entry 6 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · nonDerivative · entry 5 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 91 | $39.36 | $3,581.31 |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · nonDerivative · entry 4 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 91 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · nonDerivative · entry 3 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 128 | $39.36 | $5,037.44 |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · nonDerivative · entry 2 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065677 · doc4.xml · nonDerivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 6,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011882 · doc4.xml · derivative · entry 6 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash. The reporting person may also elect to defer settlement of stock units until a later date. F6 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,478 | $59.07 | $87,298.07 |
DisclosureSEC source: 0001209191-20-011882 · doc4.xml · nonDerivative · entry 3 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 4,590 | $59.07 | $271,108.35 |
DisclosureSEC source: 0001209191-20-011882 · doc4.xml · nonDerivative · entry 2 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,864 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:18 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 6,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011882 · doc4.xml · nonDerivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010101 · doc4.xml · derivative · entry 5 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · derivative.exercise_date: Stock unit grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control. F6 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,177 | $58.64 | $69,016.34 |
DisclosureSEC source: 0001209191-20-010101 · doc4.xml · nonDerivative · entry 2 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-010101 · doc4.xml · nonDerivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 6,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009226 · doc4.xml · derivative · entry 2 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,068 Underlying: Common Stock · 6,068 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20 2020; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:36 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009226 · doc4.xml · derivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,984 Underlying: Common Stock · 3,984 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 15:51 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 3,362 | $70.00 | $235,340.00 |
DisclosureSEC source: 0001209191-19-016125 · doc4.xml · nonDerivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 16, 2019 Filed Feb 21, 2019 01:01 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 4,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011825 · doc4.xml · derivative · entry 5 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F5 · derivative.exercise_date: Stock unit grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control. F6 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 16, 2019 Filed Feb 21, 2019 01:01 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,157 | $69.90 | $80,874.30 |
DisclosureSEC source: 0001209191-19-011825 · doc4.xml · nonDerivative · entry 2 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,362 Read SEC document |
| February 16, 2019 Filed Feb 21, 2019 01:01 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011825 · doc4.xml · nonDerivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 2,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011267 · doc4.xml · derivative · entry 1 Brooks Catherine A. · CIK 0001763529 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,829 Underlying: Common Stock · 2,829 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.