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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2017 Filed Jan 10, 2017 21:30 UTC
Golden RandalVP, General Counsel
Exercise / conversionCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:30 UTC
Golden RandalVP, General Counsel
Tax withholdingCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344

F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:30 UTC
Golden RandalVP, General Counsel
Exercise / conversionCommon Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Exercise / conversionRestricted Stock Units · Derivative 401 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · derivative · entry 9

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Exercise / conversionRestricted Stock Units · Derivative 544 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · derivative · entry 8

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086

Underlying: Common Stock · 544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F6 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Exercise / conversionRestricted Stock Units · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · derivative · entry 7

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680

Underlying: Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Tax withholdingCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · nonDerivative · entry 6

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016

F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Exercise / conversionCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · nonDerivative · entry 5

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Tax withholdingCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · nonDerivative · entry 4

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,753

F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Exercise / conversionCommon Stock 544 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · nonDerivative · entry 3

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Tax withholdingCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · nonDerivative · entry 2

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,395

F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:24 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
Exercise / conversionCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001435 · form4.xml · nonDerivative · entry 1

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 21:45 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 4,950 $0.00 Strike: $98.45 $0.00
Disclosure

SEC source: 0001127602-17-001444 · form4.xml · derivative · entry 3

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,950 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 21:45 UTC SaleCommon Stock 4,950 $177.00 $876,150.00
Disclosure

SEC source: 0001127602-17-001444 · form4.xml · nonDerivative · entry 2

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,794

Read SEC document
January 06, 2017 Filed Jan 10, 2017 21:45 UTC Exercise / conversionCommon Stock 4,950 $98.45 $487,327.50
Disclosure

SEC source: 0001127602-17-001444 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2017 Filed Jan 5, 2017 23:51 UTC SaleCommon Stock 458 $175.97 $80,595.18
Disclosure

SEC source: 0001127602-17-001181 · form4.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,071

F1 · price: Sale price represents an average sale price between $175.971 and $175.973.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:35 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 8,250 $0.00 Strike: $28.52 $0.00
Disclosure

SEC source: 0001127602-17-000746 · form4.xml · derivative · entry 4

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,250 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:35 UTC SaleCommon Stock 8,250 $175.56 $1,448,351.03
Disclosure

SEC source: 0001127602-17-000746 · form4.xml · nonDerivative · entry 2

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,978

F1 · price: Sale price represents an average of the sale prices between $175.534 and $175.561.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:35 UTC Exercise / conversionCommon Stock 8,250 $28.52 $235,290.00
Disclosure

SEC source: 0001127602-17-000746 · form4.xml · nonDerivative · entry 1

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $42.49 $0.00
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · derivative · entry 5

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares granted under this option are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:32 UTC SaleCommon Stock 6,393 $175.40 $1,121,332.20
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · nonDerivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899

F2 · price: Sale price represents an average of sale prices ranging from $175.000 to $175.960.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:32 UTC SaleCommon Stock 2,607 $174.82 $455,755.74
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,292

F1 · price: Sale price represents an average of sale prices ranging from $174.625 to $174.940.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:32 UTC Exercise / conversionCommon Stock 9,000 $42.49 $382,410.00
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2016 Filed Jan 10, 2017 21:42 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
GiftCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001440 · form4.xml · nonDerivative · entry 1

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,640

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $42.65 $0.00
Disclosure

SEC source: 0001127602-16-070723 · form4.xml · derivative · entry 4

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
SaleCommon Stock 20,000 $174.82 $3,496,392.00
Disclosure

SEC source: 0001127602-16-070723 · form4.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,644

F1 · price: Sale price represents an average of the selling prices between $174.39 and $175.155.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 00:28 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 20,000 $42.65 $853,000.00
Disclosure

SEC source: 0001127602-16-070723 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:57 UTC
Golden RandalVP, General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 9,999 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-16-070158 · form4.xml · derivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,999

Underlying: Common Stock · 9,999 shares

Expires 2026-12-13

F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:58 UTC
Maloney TinaVP, Corporate Controller
GrantRestricted Stock Units · Derivative 713 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070159 · form4.xml · derivative · entry 3

Maloney Tina · CIK 0001595139 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Underlying: Common Stock · 713 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:58 UTC
Maloney TinaVP, Corporate Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 2,841 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-16-070159 · form4.xml · derivative · entry 2

Maloney Tina · CIK 0001595139 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Underlying: Common Stock · 2,841 shares

Expires 2026-12-13

F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:51 UTC
White Albert G IIIEVP, CFO & CSO
GrantEmployee Stock Option (Right to Buy) · Derivative 28,748 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-16-070156 · form4.xml · derivative · entry 2

White Albert G III · CIK 0001357705 · EVP, CFO & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,748

Underlying: Common Stock · 28,748 shares

Expires 2026-12-13

F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:55 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
GrantRestricted Stock Units · Derivative 1,858 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070157 · form4.xml · derivative · entry 3

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

Underlying: Common Stock · 1,858 shares

Expires not disclosed

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:55 UTC
REMMELL PAUL LPres & CEO - CooperSurgical
GrantEmployee Stock Option (Right to Buy) · Derivative 7,403 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-16-070157 · form4.xml · derivative · entry 2

REMMELL PAUL L · CIK 0001182669 · Pres & CEO - CooperSurgical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,403

Underlying: Common Stock · 7,403 shares

Expires 2026-12-13

F2 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:50 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
GrantEmployee Stock Option (Right to Buy) · Derivative 28,748 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-16-070155 · form4.xml · derivative · entry 3

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,748

Underlying: Common Stock · 28,748 shares

Expires 2026-12-13

F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:47 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 21,740 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-16-070154 · form4.xml · derivative · entry 2

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,740

Underlying: Common Stock · 21,740 shares

Expires 2026-12-13

F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:45 UTC
WEISS ROBERT SDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 79,370 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-16-070153 · form4.xml · derivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,370

Underlying: Common Stock · 79,370 shares

Expires 2026-12-13

F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 22:47 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
GiftCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070154 · form4.xml · nonDerivative · entry 1

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,655

Read SEC document
November 15, 2016 Filed Nov 16, 2017 23:35 UTC GrantRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032459 · form4.xml · derivative · entry 3

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727

Underlying: Common Stock · 1,727 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 23:40 UTC GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032460 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 23:30 UTC GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032457 · form4.xml · derivative · entry 2

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 23:24 UTC GrantRestricted Stock Units · Derivative 1,649 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032456 · form4.xml · derivative · entry 2

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649

Underlying: Common Stock · 1,649 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 23:20 UTC GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032455 · form4.xml · derivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 23:16 UTC GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032454 · form4.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 22:54 UTC GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032443 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2016 Filed Nov 16, 2017 22:47 UTC
Jay ColleenDirector
GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032441 · form4.xml · derivative · entry 2

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
October 10, 2016 Filed Oct 11, 2016 22:59 UTC GiftCommon Stock 33 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064667 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,794

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:56 UTC
Golden RandalVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 123 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-064093 · form4.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 10/1/2013 RSU Vesting Date: The grant vests in equal portions on the following dates: 10/1/2014, 10/1/2015, 10/1/2016, 10/1/2017 and 10/1/2018.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:56 UTC
Golden RandalVP, General Counsel
Tax withholdingCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064093 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,120

F2 · shares: 10/1/16 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 10/3/16) of $177.75 was used.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:56 UTC
Golden RandalVP, General Counsel
Exercise / conversionCommon Stock 123 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-064093 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 22:47 UTC
WEISS ROBERT SDirector · President & CEO
GiftCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063086 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,432

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.