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Golden Randal

Disclosed activity across 1 company

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152031
SEC CIK
0001598001

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COOPER COMPANIES, INC.COO · Entity 3395VP, General Counsel & Sec.February 03, 2020February 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COOPER COMPANIES, INC.

Report date February 03, 2020 · Filed February 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,673 Ending reported balance After 2020-02-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-02-03 · Exercise / conversion · Acquired 610 · Balance 1,995

Row 2 · 2020-02-03 · Tax withholding · Disposed 322 · Balance 1,673

F1: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-02-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-03 · Exercise / conversion · Disposed 610 · Balance 0

F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Filing footnotes · ownership attribution and instrument terms

F1: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used.

F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 4, 2020 21:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000838 · primarydocument.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 322 $346.89 $111,698.58
Disclosure

SEC source: 0001562180-20-000838 · primarydocument.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673

F1 · shares: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000838 · primarydocument.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · derivative · entry 6

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020

Underlying: Common Stock · 256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · derivative · entry 5

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 4

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 246 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:17 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantStock Options (Right to Buy) · Derivative 4,614 $0.00 Strike: $304.54 $0.00
Disclosure

SEC source: 0001562180-19-006044 · primarydocument.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Underlying: Common Stock · 4,614 shares

Expires 2029-12-10

F4 · derivative.exercise_date: 12-10-19 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:17 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 1,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-006044 · primarydocument.xml · derivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: 12-10-19 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/21, 1/8/22, 1/8/23, 1/8/24 and 1/8/25.

F3 · derivative.expiration_date: RSU Expiration Date - This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
June 19, 2019 Filed Jun 19, 2019 21:57 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 1,154 $328.16 $378,696.64
Disclosure

SEC source: 0001127602-19-022303 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.13 to $328.36. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:24 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004196 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:24 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantCommon Stock 1,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004196 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · derivative · entry 6

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · derivative · entry 5

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 4

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 246 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:53 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 1,276 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036220 · form4.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Underlying: Common Stock · 1,276 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/11/18 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:53 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantEmployee Stock Option (Right to Buy) · Derivative 5,353 $0.00 Strike: $254.77 $0.00
Disclosure

SEC source: 0001127602-18-036220 · form4.xml · derivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

Underlying: Common Stock · 5,353 shares

Expires 2028-12-11

F1 · derivative.exercise_date: 12/11/18 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 23:09 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 122 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-028867 · form4.xml · derivative · entry 4

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: Grant Date 10/1/2013 RSU Vesting Date: The grant vests in equal portions on the following dates: 10/1/2014, 10/1/2015, 10/1/2016, 10/1/2017 and 10/1/2018.

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 23:09 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028867 · form4.xml · nonDerivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211

F3 · shares: 10/1/18 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 10/1/18) of $278.74 was used.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 23:09 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 122 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-028867 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 23:09 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 1,731 $275.86 $477,509.51
Disclosure

SEC source: 0001127602-18-028867 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.800 to $275.905. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:34 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004106 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885

F2 · shares: 2/1/2018 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/18) of $243.61 was used.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:34 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantCommon Stock 1,305 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004106 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,573

F1 · shares: 2/1/2018 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted February 2, 2015

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 247 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · derivative · entry 9

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · derivative · entry 8

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 501 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · derivative · entry 7

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · nonDerivative · entry 6

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

F1 · shares: 1/8/2018 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2018) of $231.65 was used.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 247 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · nonDerivative · entry 5

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · nonDerivative · entry 4

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,158

F1 · shares: 1/8/2018 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2018) of $231.65 was used.

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January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 334 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · nonDerivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · shares: 1/8/2018 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2018) of $231.65 was used.

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January 08, 2018 Filed Jan 9, 2018 21:59 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001489 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:53 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034680 · form4.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

Underlying: Common Stock · 538 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/12/17 Exec Grant-3 yr cliff: The grant will vest 100% on 2/1/2021.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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December 12, 2017 Filed Dec 14, 2017 21:53 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantEmployee Stock Option (Right to Buy) · Derivative 8,118 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034680 · form4.xml · derivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

Underlying: Common Stock · 8,118 shares

Expires 2027-12-12

F1 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

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October 02, 2017 Filed Oct 3, 2017 21:37 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 122 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029026 · form4.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock · 122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 10/1/2013 RSU Vesting Date: The grant vests in equal portions on the following dates: 10/1/2014, 10/1/2015, 10/1/2016, 10/1/2017 and 10/1/2018.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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October 02, 2017 Filed Oct 3, 2017 21:37 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029026 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

F2 · shares: 10/1/17 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 9/29/17) of $237.11 was used.

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October 02, 2017 Filed Oct 3, 2017 21:37 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 122 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029026 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

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July 11, 2017 Filed Jul 12, 2017 20:49 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 1,621 $243.65 $394,963.13
Disclosure

SEC source: 0001127602-17-023552 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:05 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003819 · form4.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610

Underlying: Common Stock · 610 shares

Expires not disclosed

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: 2/1/2017 RSU Grant - Vest Date: The grant vests 100% on February 1, 2020.

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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February 01, 2017 Filed Feb 3, 2017 19:05 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 926 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003819 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

F2 · shares: 2/1/2017 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/17) of $185.71 was used.

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February 01, 2017 Filed Feb 3, 2017 19:05 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003819 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278

F1 · shares: 2/1/2017 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted December 11, 2013

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January 08, 2017 Filed Jan 10, 2017 21:30 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001437 · form4.xml · derivative · entry 9

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:30 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001437 · form4.xml · derivative · entry 8

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:30 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 501 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001437 · form4.xml · derivative · entry 7

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501

Underlying: Common Stock · 501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2017 Filed Jan 10, 2017 21:30 UTC COOPER COMPANIES, INC. COO · Entity 3395 Tax withholdingCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001437 · form4.xml · nonDerivative · entry 6

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603

F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.