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KALKSTEIN MICHAEL

Disclosed activity across 1 company

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150076
SEC CIK
0001183216

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COOPER COMPANIES, INC.COO · Entity 3395DirectorApril 01, 2020April 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COOPER COMPANIES, INC.

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-04-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-04-01 · Exercise / conversion · Acquired 913 · Balance 913

F1: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Row 2 · 2020-04-01 · Disposition to issuer · Disposed 913 · Balance 0

Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-01Direct0 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Exercise / conversion · Acquired 913 · Balance 0

F1: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Common StockSEC Table I · non-derivativeIndirectThe Kalkstein and English Family Trust u/a/d May 18, 2005, as amended5,838 Reported balance Holding disclosure · report date 2020-04-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,838

Filing footnotes · ownership attribution and instrument terms

F1: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 21:03 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionPhantom Stock · Derivative 913 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001562180-20-002892 · primarydocument.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 913 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

F1 · price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:03 UTC COOPER COMPANIES, INC. COO · Entity 3395 Disposition to issuerCommon Stock 913 $273.05 $249,294.65
Disclosure

SEC source: 0001562180-20-002892 · primarydocument.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:03 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-002892 · primarydocument.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionStock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · derivative · entry 6

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionStock Options (Right to Buy) · Derivative 6,500 $0.00 Strike: $66.80 $0.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · derivative · entry 5

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 6,500 $320.35 $2,082,271.10
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 5,838

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.32 to $320.70. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 6,500 $66.80 $434,200.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 12,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 3,000 $320.35 $961,048.20
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 5,838

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.32 to $320.70. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 3,000 $49.57 $148,710.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 8,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:31 UTC COOPER COMPANIES, INC. COO · Entity 3395 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-006051 · primarydocument.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 5,838

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:41 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionStock Options (Right to Buy) · Derivative 3,500 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001127602-19-021143 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 3,000

Underlying: Common Stock · 3,500 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares granted under this option are currently exercisable.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:41 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 3,500 $316.28 $1,106,984.55
Disclosure

SEC source: 0001127602-19-021143 · form4.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 6,338

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.2511 to $316.4611. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:41 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 3,500 $49.57 $173,495.00
Disclosure

SEC source: 0001127602-19-021143 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 9,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 23, 2019 22:52 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019723 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:29 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014160 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:29 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014160 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:29 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014160 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 6,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:06 UTC Amendment COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019703 · form4a.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:06 UTC Amendment COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019703 · form4a.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 6,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:49 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 3,570 $288.55 $1,030,121.36
Disclosure

SEC source: 0001127602-19-011063 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 5,901

Read SEC document
November 29, 2018 Filed Dec 11, 2018 23:28 UTC COOPER COMPANIES, INC. COO · Entity 3395 GiftRestricted Stock Units · Derivative 437 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-035935 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 437

Underlying: Common Stock · 437 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 29, 2018 Filed Dec 11, 2018 23:28 UTC COOPER COMPANIES, INC. COO · Entity 3395 GiftRestricted Stock Units · Derivative 437 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-035935 · form4.xml · derivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:09 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033403 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 1,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:09 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033403 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437

Underlying: Common Stock · 437 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 21:09 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033403 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 9,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 20:34 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 816 $221.66 $180,874.56
Disclosure

SEC source: 0001127602-18-014461 · form4.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 8,320

Read SEC document
April 11, 2018 Filed Apr 12, 2018 20:34 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 899 $221.66 $199,272.34
Disclosure

SEC source: 0001127602-18-014461 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 20, 2017 Filed Dec 21, 2017 17:56 UTC COOPER COMPANIES, INC. COO · Entity 3395 GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035304 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 9,136

Read SEC document
December 05, 2017 Filed Dec 14, 2017 22:39 UTC COOPER COMPANIES, INC. COO · Entity 3395 GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034719 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 05, 2017 Filed Dec 14, 2017 22:39 UTC COOPER COMPANIES, INC. COO · Entity 3395 GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034719 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032460 · form4.xml · derivative · entry 5

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant, 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionRestricted Stock Units · Derivative 1,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032460 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 1,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032460 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 9,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:32 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $42.49 $0.00
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · derivative · entry 5

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares granted under this option are currently exercisable.

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January 03, 2017 Filed Jan 4, 2017 22:32 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 6,393 $175.40 $1,121,332.20
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · nonDerivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899

F2 · price: Sale price represents an average of sale prices ranging from $175.000 to $175.960.

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January 03, 2017 Filed Jan 4, 2017 22:32 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 2,607 $174.82 $455,755.74
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,292

F1 · price: Sale price represents an average of sale prices ranging from $174.625 to $174.940.

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January 03, 2017 Filed Jan 4, 2017 22:32 UTC COOPER COMPANIES, INC. COO · Entity 3395 Exercise / conversionCommon Stock 9,000 $42.49 $382,410.00
Disclosure

SEC source: 0001127602-17-000742 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2016 Filed Nov 16, 2017 23:40 UTC COOPER COMPANIES, INC. COO · Entity 3395 GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032460 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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September 06, 2016 Filed Sep 7, 2016 21:41 UTC COOPER COMPANIES, INC. COO · Entity 3395 SaleCommon Stock 6,544 $187.14 $1,224,644.16
Disclosure

SEC source: 0001127602-16-062130 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 7,816

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.