Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COOPER COMPANIES, INC.COO · Entity 3395 | Director | January 06, 2023 | January 10, 2023 |
| PDL BIOPHARMA, INC.PDLI · Entity 143144 | Director | June 08, 2018 | June 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COOPER COMPANIES, INC.
Report date January 06, 2023 · Filed January 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectMatthews-Lindell Family Trust, dated July 23, 1991, as amended and restated | 14,543 |
Reported balance
After 2023-01-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-01-06 · Exercise / conversion · Acquired 1,000 · Balance 14,543 |
| Common StockSEC Table I · non-derivative | IndirectMatthews-Lindell Family Trust, dated July 23, 1991, as amended and restated | 13,543 |
Reported balance
After 2023-01-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-01-06 · Sale · Disposed 1,000 · Balance 13,543 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.24 to $344.505. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $128.35 · Expires 2023-11-01 | IndirectMatthews-Lindell Family Trust, dated July 23, 1991, as amended and restated | 2,227 |
Reported balance
After 2023-01-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-01-06 · Exercise / conversion · Disposed 1,000 · Balance 2,227 |
| Common StockSEC Table I · non-derivative | IndirectJody S. Lindell Separate Property Trust | 6,250 |
Reported balance
Holding disclosure · report date 2023-01-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.24 to $344.505. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
PDL BIOPHARMA, INC.
Report date June 08, 2018 · Filed June 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 256,174 |
Reported balance
After 2018-06-08 transaction · row 1
1 source rowRow 1 · 2018-06-08 · Grant · Acquired 54,348 · Balance 256,174 F1: The grant will cliff-vest on the first anniversary of the date of grant so long as the grant recipient continues to serve on the Board of Directors of PDL BioPharma, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The grant will cliff-vest on the first anniversary of the date of grant so long as the grant recipient continues to serve on the Board of Directors of PDL BioPharma, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2023 Filed Jan 10, 2023 21:36 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $128.35 | $0.00 |
DisclosureSEC source: 0001562180-23-000336 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 2,227 Underlying: Common Stock · 1,000 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 21:36 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 1,000 | $344.30 | $344,304.10 |
DisclosureSEC source: 0001562180-23-000336 · primarydocument.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 13,543 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.24 to $344.505. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 21:36 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 1,000 | $128.35 | $128,350.00 |
DisclosureSEC source: 0001562180-23-000336 · primarydocument.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 14,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Dec 14, 2022 22:34 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftRestricted Stock Units · Derivative | 630 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008286 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 630 Underlying: Common Stock · 630 shares Expires not disclosed F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 06, 2022 Filed Dec 14, 2022 22:34 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftRestricted Stock Units · Derivative | 630 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008286 · primarydocument.xml · derivative · entry 3 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 630 shares Expires not disclosed F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 04, 2022 Filed Apr 4, 2022 21:59 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 700 | $421.04 | $294,728.35 |
DisclosureSEC source: 0001562180-22-003138 · primarydocument.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 13,543 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:59 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003138 · primarydocument.xml · derivative · entry 5 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:59 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantRestricted Stock Units · Derivative | 630 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003138 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630 Underlying: Common Stock · 630 shares Expires not disclosed F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:59 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003138 · primarydocument.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 14,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:03 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionNon-Employee Director Stock Option (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $98.45 | $0.00 |
DisclosureSEC source: 0001562180-21-004782 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, Dated July 23, 1991, as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:03 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 4,500 | $405.54 | $1,824,919.20 |
DisclosureSEC source: 0001562180-21-004782 · primarydocument.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 13,543 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.4101 to $405.6800. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:03 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 4,500 | $98.45 | $443,025.00 |
DisclosureSEC source: 0001562180-21-004782 · primarydocument.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 18,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2021 Filed Jul 6, 2021 21:03 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftRestricted Stock Units · Derivative | 700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004782 · primarydocument.xml · derivative · entry 6 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 700 Underlying: Common Stock · 700 shares Expires not disclosed F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 13, 2021 Filed Jul 6, 2021 21:03 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftRestricted Stock Units · Derivative | 700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004782 · primarydocument.xml · derivative · entry 5 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 700 shares Expires not disclosed F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:52 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantRestricted Stock Units · Derivative | 700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002647 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 700 shares Expires not disclosed F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:52 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002647 · primarydocument.xml · derivative · entry 3 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:52 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 989 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002647 · primarydocument.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 13,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:21 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative | 6,500 | $0.00 Strike: $66.80 | $0.00 |
DisclosureSEC source: 0001562180-20-006033 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2021-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:21 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 6,500 | $338.69 | $2,201,453.15 |
DisclosureSEC source: 0001562180-20-006033 · primarydocument.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust dated July 23 1991 as amended and restated Disclosed balance after: 12,554 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.520 to $339.355. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:21 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 6,500 | $66.80 | $434,200.00 |
DisclosureSEC source: 0001562180-20-006033 · primarydocument.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust dated July 23, 1991 as amended and restated Disclosed balance after: 19,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed Jun 8, 2020 20:33 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftRestricted Stock Units · Derivative | 989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004313 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 989 Underlying: Common Stock · 989 shares Expires not disclosed F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| May 21, 2020 Filed Jun 8, 2020 20:33 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftRestricted Stock Units · Derivative | 989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004313 · primarydocument.xml · derivative · entry 3 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 989 shares Expires not disclosed F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:49 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantRestricted Stock Units · Derivative | 989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002884 · primarydocument.xml · derivative · entry 6 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Underlying: Common Stock · 989 shares Expires not disclosed F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:49 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionPhantom Stock · Derivative | 913 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-20-002884 · primarydocument.xml · derivative · entry 5 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 913 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020. F1 · price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:49 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Disposition to issuerCommon Stock | 913 | $273.05 | $249,294.65 |
DisclosureSEC source: 0001562180-20-002884 · primarydocument.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:49 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002884 · primarydocument.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: NED Phantom Stock 5/21/2019 Conversion Price: Each share of Phantom Stock is the common equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 21:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionStock Options (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $49.57 | $0.00 |
DisclosureSEC source: 0001562180-20-000277 · primarydocument.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2020-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 21:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 3,500 | $321.01 | $1,123,533.60 |
DisclosureSEC source: 0001562180-20-000277 · primarydocument.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 12,554 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.00 to $321.20. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 21:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 3,500 | $49.57 | $173,495.00 |
DisclosureSEC source: 0001562180-20-000277 · primarydocument.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 16,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:23 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $49.57 | $0.00 |
DisclosureSEC source: 0001127602-19-022859 · form4.xml · derivative · entry 5 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 3,500 Underlying: Common Stock · 3,000 shares Expires 2020-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:23 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 3,000 | $328.29 | $984,856.50 |
DisclosureSEC source: 0001127602-19-022859 · form4.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 12,554 Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:23 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 3,000 | $49.57 | $148,710.00 |
DisclosureSEC source: 0001127602-19-022859 · form4.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 15,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed May 23, 2019 23:44 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantPhantom Stock · Derivative | 913 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-019733 · form4.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 Underlying: Common Stock · 913 shares Expires 2020-04-01 F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020. F1 · price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020. Read SEC document |
| May 21, 2019 Filed May 23, 2019 22:58 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantPhantom Stock · Derivative | 913 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-019725 · form4.xml · derivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 Underlying: Common Stock · 913 shares Expires 2020-04-01 F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020. Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 20:32 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 437 | $297.09 | $129,828.33 |
DisclosureSEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 12,554 Read SEC document |
| April 02, 2019 Filed May 23, 2019 22:11 UTC Amendment | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 437 | $297.09 | $129,828.33 |
DisclosureSEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 12,554 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:32 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014164 · form4.xml · derivative · entry 8 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F6 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019. F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:32 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantRestricted Stock Units · Derivative | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014164 · form4.xml · derivative · entry 7 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 Underlying: Common Stock · 913 shares Expires not disclosed F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F4 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020. F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:32 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 3 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 12,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:32 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 680 | $296.80 | $201,825.43 |
DisclosureSEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jody S. Lindell SEP IRA Disclosed balance after: 0 F2 · price: The sale price represents an average of sale prices between $296.5461 and $297.2261. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:32 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 2,263 | $296.12 | $670,122.50 |
DisclosureSEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jody S. Lindell SEP IRA Disclosed balance after: 680 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.4961 to $296.4761. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-019706 · form4a.xml · derivative · entry 7 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019. F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 3 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 12,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 680 | $296.80 | $201,825.43 |
DisclosureSEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jody S. Lindell SEP IRA Disclosed balance after: 0 F2 · price: The sale price represents an average of sale prices between $296.5461 and $297.2261. Read SEC document |
| April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 2,263 | $296.12 | $670,122.50 |
DisclosureSEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jody S. Lindell SEP IRA Disclosed balance after: 680 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.4961 to $296.4761. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:45 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $28.52 | $0.00 |
DisclosureSEC source: 0001127602-19-011060 · form4.xml · derivative · entry 6 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:45 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 7,500 | $284.59 | $2,134,425.00 |
DisclosureSEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 4 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 12,554 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.410 to $285.375. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:45 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 7,500 | $28.52 | $213,900.00 |
DisclosureSEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 3 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Disclosed balance after: 20,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2019 Filed Mar 12, 2019 20:45 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftCommon Stock | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 2 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jody S. Lindell SEP IRA Disclosed balance after: 2,943 Read SEC document |
| January 09, 2019 Filed Mar 12, 2019 20:45 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GiftCommon Stock | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 1 Lindell Jody S · CIK 0001356151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Jody S. Lindell Retirement Trust, dated January 1, 2011 Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.