Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMYRIS, INC.AMRS · Entity 91367 | Chief Accounting Officer | January 16, 2018 | January 18, 2018 |
| COOPER COMPANIES, INC.COO · Entity 3395 | VP, Corporate Controller | January 08, 2017 | January 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMYRIS, INC.
Report date January 16, 2018 · Filed January 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,800 |
Reported balance
After 2018-01-16 transaction · row 1
1 source rowRow 1 · 2018-01-16 · Grant · Acquired 12,800 · Balance 12,800 F1: Represents a restricted stock unit award that vests in three (3) equal annual installments, with the first 1/3rd of the units vesting on January 1, 2019. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.74 · Expires 2028-01-16 | Direct | 19,200 |
Reported balance
After 2018-01-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-16 · Grant · Acquired 19,200 · Balance 19,200 F2: The stock option vests as to 1/4th of the total number of shares subject to the option on January 2, 2019, with the remainder vesting over the following three (3) years in thirty-six (36) equal monthly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that vests in three (3) equal annual installments, with the first 1/3rd of the units vesting on January 1, 2019.
F2: The stock option vests as to 1/4th of the total number of shares subject to the option on January 2, 2019, with the remainder vesting over the following three (3) years in thirty-six (36) equal monthly installments.
COOPER COMPANIES, INC.
Report date January 08, 2017 · Filed January 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,874 |
Ending reported balance
After 2017-01-08 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2017-01-08 · Exercise / conversion · Acquired 272 · Balance 2,657 Row 2 · 2017-01-08 · Tax withholding · Disposed 101 · Balance 2,556 F1: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Row 3 · 2017-01-08 · Exercise / conversion · Acquired 167 · Balance 2,723 Row 4 · 2017-01-08 · Tax withholding · Disposed 63 · Balance 2,660 F1: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Row 5 · 2017-01-08 · Exercise / conversion · Acquired 154 · Balance 2,814 Row 6 · 2017-01-08 · Tax withholding · Disposed 58 · Balance 2,756 F1: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Row 7 · 2017-01-08 · Exercise / conversion · Acquired 190 · Balance 2,946 Row 8 · 2017-01-08 · Tax withholding · Disposed 72 · Balance 2,874 F1: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 271 |
Reported balance
After 2017-01-08 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-01-08 · Exercise / conversion · Disposed 272 · Balance 271 F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18. F4: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 333 |
Reported balance
After 2017-01-08 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-01-08 · Exercise / conversion · Disposed 167 · Balance 333 F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F5: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19. F4: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 462 |
Reported balance
After 2017-01-08 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-01-08 · Exercise / conversion · Disposed 154 · Balance 462 F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F6: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20. F4: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 760 |
Reported balance
After 2017-01-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-01-08 · Exercise / conversion · Disposed 190 · Balance 760 F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F7: 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21. F4: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
Filing footnotes · ownership attribution and instrument terms
F1: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used.
F2: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
F3: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.
F4: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
F5: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.
F6: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
F7: 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2018 Filed Jan 18, 2018 19:36 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantStock Option (Right to Buy) · Derivative | 19,200 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001365916-18-000011 · edgar.xml · derivative · entry 2 Maloney Tina · CIK 0001595139 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Underlying: Common Stock · 19,200 shares Expires 2028-01-16 F2 · derivative.exercise_date: The stock option vests as to 1/4th of the total number of shares subject to the option on January 2, 2019, with the remainder vesting over the following three (3) years in thirty-six (36) equal monthly installments. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 19:36 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantCommon Stock | 12,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001365916-18-000011 · edgar.xml · nonDerivative · entry 1 Maloney Tina · CIK 0001595139 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800 F1 · shares: Represents a restricted stock unit award that vests in three (3) equal annual installments, with the first 1/3rd of the units vesting on January 1, 2019. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · derivative · entry 12 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 Underlying: Common Stock · 190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F7 · derivative.exercise_date: 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · derivative · entry 11 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462 Underlying: Common Stock · 154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F6 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · derivative · entry 10 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333 Underlying: Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F5 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · derivative · entry 9 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271 Underlying: Common Stock · 272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.exercise_date: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 8 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,874 F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 7 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 6 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 5 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 4 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,660 F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 3 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 2 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556 F1 · shares: 1/8/2017 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/6/2017) of $177.21 was used. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 21:27 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001436 · form4.xml · nonDerivative · entry 1 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:58 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantRestricted Stock Units · Derivative | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070159 · form4.xml · derivative · entry 3 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713 Underlying: Common Stock · 713 shares Expires not disclosed F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:58 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,841 | $0.00 Strike: $175.31 | $0.00 |
DisclosureSEC source: 0001127602-16-070159 · form4.xml · derivative · entry 2 Maloney Tina · CIK 0001595139 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,841 Underlying: Common Stock · 2,841 shares Expires 2026-12-13 F1 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.