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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 14, 2019 20:05 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 4,950 $0.00 Strike: $98.45 $0.00
Disclosure

SEC source: 0001127602-19-011350 · form4.xml · derivative · entry 4

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,950 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:05 UTC SaleCommon Stock 4,950 $290.09 $1,435,967.78
Disclosure

SEC source: 0001127602-19-011350 · form4.xml · nonDerivative · entry 2

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,471

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.00 to $290.36. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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March 12, 2019 Filed Mar 14, 2019 20:05 UTC Exercise / conversionCommon Stock 4,950 $98.45 $487,327.50
Disclosure

SEC source: 0001127602-19-011350 · form4.xml · nonDerivative · entry 1

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:55 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 740 $0.00 Strike: $66.80 $0.00
Disclosure

SEC source: 0001127602-19-011065 · form4.xml · derivative · entry 5

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust 2/5/2015

Disclosed balance after: 5,760

Underlying: Common Stock · 740 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:55 UTC SaleCommon Stock 740 $290.03 $214,622.20
Disclosure

SEC source: 0001127602-19-011065 · form4.xml · nonDerivative · entry 2

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 10,528

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.000 to $290.130. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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March 11, 2019 Filed Mar 12, 2019 20:55 UTC Exercise / conversionCommon Stock 740 $66.80 $49,432.00
Disclosure

SEC source: 0001127602-19-011065 · form4.xml · nonDerivative · entry 1

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 11,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:49 UTC SaleCommon Stock 3,570 $288.55 $1,030,121.36
Disclosure

SEC source: 0001127602-19-011063 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 5,901

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:54 UTC SaleCommon Stock 799 $286.88 $229,217.12
Disclosure

SEC source: 0001127602-19-011064 · form4.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,506

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:45 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $28.52 $0.00
Disclosure

SEC source: 0001127602-19-011060 · form4.xml · derivative · entry 6

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:45 UTC SaleCommon Stock 7,500 $284.59 $2,134,425.00
Disclosure

SEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 12,554

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.410 to $285.375. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:45 UTC Exercise / conversionCommon Stock 7,500 $28.52 $213,900.00
Disclosure

SEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 3

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 20,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:35 UTC
White Albert G IIIDirector · President & CEO
Tax withholdingCommon Stock 1,738 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004209 · form4.xml · nonDerivative · entry 2

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,002

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:35 UTC
White Albert G IIIDirector · President & CEO
GrantCommon Stock 3,301 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004209 · form4.xml · nonDerivative · entry 1

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,740

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:33 UTC Tax withholdingCommon Stock 3,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004207 · form4.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,550

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:33 UTC GrantCommon Stock 7,145 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004207 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,312

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:29 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004202 · form4.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:29 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
GrantCommon Stock 1,571 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004202 · form4.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,228

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:26 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 1,738 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004199 · form4.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,687

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:26 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
GrantCommon Stock 3,301 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004199 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,425

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:24 UTC
Golden RandalVP, General Counsel & Sec.
Tax withholdingCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004196 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:24 UTC
Golden RandalVP, General Counsel & Sec.
GrantCommon Stock 1,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004196 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:19 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004186 · form4.xml · nonDerivative · entry 2

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,810

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:19 UTC
Auerbach Robert DPresident, CSI
GrantCommon Stock 1,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004186 · form4.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,684

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:17 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004182 · form4.xml · nonDerivative · entry 2

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749

F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:17 UTC
Andrews Brian GSVP, CFO & Treasurer
GrantCommon Stock 1,571 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004182 · form4.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016.

Read SEC document
January 09, 2019 Filed Mar 12, 2019 20:45 UTC GiftCommon Stock 2,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 2

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody S. Lindell SEP IRA

Disclosed balance after: 2,943

Read SEC document
January 09, 2019 Filed Mar 12, 2019 20:45 UTC GiftCommon Stock 2,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011060 · form4.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody S. Lindell Retirement Trust, dated January 1, 2011

Disclosed balance after: 0

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:01 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001728 · form4.xml · derivative · entry 6

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Common Stock · 452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F6 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:01 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001728 · form4.xml · derivative · entry 5

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:01 UTC
White Albert G IIIDirector · President & CEO
Tax withholdingCommon Stock 238 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001728 · form4.xml · nonDerivative · entry 4

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,439

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:01 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001728 · form4.xml · nonDerivative · entry 3

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:01 UTC
White Albert G IIIDirector · President & CEO
Tax withholdingCommon Stock 301 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001728 · form4.xml · nonDerivative · entry 2

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,225

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:01 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001728 · form4.xml · nonDerivative · entry 1

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 205 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · derivative · entry 15

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818

Underlying: Common Stock · 205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F8 · derivative.exercise_date: 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 177 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · derivative · entry 14

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

Underlying: Common Stock · 177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · derivative · entry 13

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471

Underlying: Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · derivative · entry 12

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

Underlying: Common Stock · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 258 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · derivative · entry 11

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 10

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 9

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

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January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

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January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

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January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 01:00 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 258 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001727 · form4.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2019 Filed Jan 10, 2019 00:59 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionRestricted Stock Units · Derivative 709 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001726 · form4.xml · derivative · entry 7

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708

Underlying: Common Stock · 709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F6 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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January 08, 2019 Filed Jan 10, 2019 00:59 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001726 · form4.xml · derivative · entry 6

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.