Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aspira Women's Health Inc.AWH · Entity 7871 | Director | February 09, 2023 | February 14, 2023 |
| COOPER COMPANIES, INC.COO · Entity 3395 | Special Advisor to the CEO | February 01, 2021 | February 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aspira Women's Health Inc.
Report date February 09, 2023 · Filed February 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 160,030 |
Reported balance
After 2023-02-09 transaction · row 1
1 source rowRow 1 · 2023-02-09 · Grant · Acquired 38,538 · Balance 160,030 F1: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $0.57 · Expires 2033-02-09 | Direct | 215,432 |
Reported balance
After 2023-02-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-09 · Grant · Acquired 215,432 · Balance 215,432 F2: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023.
F2: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023.
COOPER COMPANIES, INC.
Report date February 01, 2021 · Filed February 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,758.677 |
Ending reported balance
After 2021-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-01 · Exercise / conversion · Acquired 592 · Balance 3,048.677 Row 2 · 2021-02-01 · Tax withholding · Disposed 290 · Balance 2,758.677 F1: 2/1/2021 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/2021) of $365.11 was used. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-12-12 | Direct | 0 |
Reported balance
After 2021-02-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-01 · Exercise / conversion · Disposed 592 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: 2/1/2021 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/2021) of $365.11 was used.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2023 Filed Feb 14, 2023 01:51 UTC | Aspira Women's Health Inc. AWH · Entity 7871 | GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 215,432 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001745856-23-000001 · primary_doc.xml · derivative · entry 2 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,432 Underlying: COMMON STOCK · 215,432 shares Expires 2033-02-09 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:51 UTC | Aspira Women's Health Inc. AWH · Entity 7871 | GrantCOMMON STOCK | 38,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001745856-23-000001 · primary_doc.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,030 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:51 UTC | Aspira Women's Health Inc. AWH · Entity 7871 | PurchaseWarrant (right to buy) · Derivative | 66,667 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001745856-22-000003 · primary_doc.xml · derivative · entry 2 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common stock, par value $0.001 · 66,667 shares Expires 2027-08-25 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:51 UTC | Aspira Women's Health Inc. AWH · Entity 7871 | PurchaseCommon Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001745856-22-000003 · primary_doc.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,492 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:49 UTC | Aspira Women's Health Inc. awh · Entity 7871 | GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 83,799 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001745856-22-000002 · primary_doc.xml · derivative · entry 2 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,799 Underlying: COMMON STOCK · 83,799 shares Expires 2032-06-23 F2 · derivative.exercise_date: The employee stock option will vest in two equal installments on September 1, 2022 and December 1, 2022. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:49 UTC | Aspira Women's Health Inc. awh · Entity 7871 | GrantCommon Stock | 54,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001745856-22-000002 · primary_doc.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,825 F1 · shares: The restricted stock units will vest in two equal installments on September 1, 2022 and December 1, 2022. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 23:18 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000742 · primarydocument.xml · derivative · entry 3 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires 2027-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 23:18 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 290 | $365.11 | $105,881.90 |
DisclosureSEC source: 0001562180-21-000742 · primarydocument.xml · nonDerivative · entry 2 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,758.677 F1 · shares: 2/1/2021 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/2021) of $365.11 was used. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 23:18 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000742 · primarydocument.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,048.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 21 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,021 Underlying: Common Stock · 755 shares Expires 2029-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 20%/year over 5 years - vest date beginning on 08-Jan-2020 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 20 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177 Underlying: Common Stock · 393 shares Expires 2028-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Vests 393 share(s) on 08-Jan-2020, 393 share(s) on 08-Jan-2021, 392 share(s) on 08-Jan-2022, 393 share(s) on 08-Jan-2023, 392 share(s) on 08-Jan-2024 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 218 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 19 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435 Underlying: Common Stock · 218 shares Expires 2027-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 218 share(s) on 08-Jan-2019, 218 share(s) on 08-Jan-2020, 218 share(s) on 08-Jan-2021, 218 share(s) on 08-Jan-2022, 217 share(s) on 08-Jan-2023 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 18 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174 Underlying: Common Stock · 87 shares Expires 2027-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 87 share(s) on 08-Jan-2019, 87 share(s) on 08-Jan-2020, 87 share(s) on 08-Jan-2021, 87 share(s) on 08-Jan-2022, 87 share(s) on 08-Jan-2023 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 17 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57 Underlying: Common Stock · 57 shares Expires 2026-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests 57 share(s) on 08-Jan-2018, 57 share(s) on 08-Jan-2019, 57 share(s) on 08-Jan-2020, 57 share(s) on 08-Jan-2021, 57 share(s) on 08-Jan-2022 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 257 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 16 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256 Underlying: Common Stock · 257 shares Expires 2026-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests 257 share(s) on 08-Jan-2018, 257 share(s) on 08-Jan-2019, 256 share(s) on 08-Jan-2020, 257 share(s) on 08-Jan-2021, 256 share(s) on 08-Jan-2022 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 342 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 15 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 342 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests 342 share(s) on 08-Jan-2017, 342 share(s) on 08-Jan-2018, 342 share(s) on 08-Jan-2019, 342 share(s) on 08-Jan-2020, 342 share(s) on 08-Jan-2021 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 390 | $363.23 | $141,659.70 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 14 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,456.677 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 13 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 193 | $363.23 | $70,103.39 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 12 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091.677 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 11 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 43 | $363.23 | $15,618.89 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 10 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,891.677 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 9 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 107 | $363.23 | $38,865.61 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 8 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,847.677 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 7 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 28 | $363.23 | $10,170.44 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 6 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736.677 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 5 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,764.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 126 | $363.23 | $45,766.98 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 4 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,707.677 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 3 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 168 | $363.23 | $61,022.64 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 2 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576.677 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:04 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2020 Filed Oct 10, 2020 00:26 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 2,538 | $350.00 | $888,300.00 |
DisclosureSEC source: 0001562180-20-006336 · primarydocument.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402.677 F1 · balance_after: Includes 24.919 shares acquired under the COO ESPP on 5/1/2020. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:47 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000833 · primarydocument.xml · derivative · entry 3 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:47 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 309 | $346.89 | $107,189.01 |
DisclosureSEC source: 0001562180-20-000833 · primarydocument.xml · nonDerivative · entry 2 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,915.758 F1 · shares: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used. F2 · balance_after: Includes 18.758 shares acquired under the COO ESPP on 2/3/2020 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:47 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 666 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000833 · primarydocument.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,581.758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 21 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570 Underlying: Common Stock · 393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F9 · derivative.exercise_date: 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 20 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261 Underlying: Common Stock · 87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F8 · derivative.exercise_date: 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 19 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653 Underlying: Common Stock · 218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F8 · derivative.exercise_date: 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 18 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114 Underlying: Common Stock · 57 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F6 · derivative.exercise_date: 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 17 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513 Underlying: Common Stock · 256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F6 · derivative.exercise_date: 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 16 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342 Underlying: Common Stock · 342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F5 · derivative.exercise_date: 12/9/2015 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 15 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 14 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540 F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 13 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 12 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,330 F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 11 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 10 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,284 F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 9 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 8 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,168 F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 7 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 6 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,031 F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.