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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 3

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 2

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,818

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 554 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:11 UTC Exercise / conversionRestricted Stock Units · Derivative 589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000338 · primarydocument.xml · derivative · entry 3

Sheffield Holly R · CIK 0001745369 · EVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:11 UTC Tax withholdingCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000338 · primarydocument.xml · nonDerivative · entry 2

Sheffield Holly R · CIK 0001745369 · EVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:11 UTC Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000338 · primarydocument.xml · nonDerivative · entry 1

Sheffield Holly R · CIK 0001745369 · EVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · derivative · entry 15

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · derivative · entry 14

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · derivative · entry 13

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/2015 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · derivative · entry 12

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 8

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 7

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 6

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 5

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 4

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 3

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 2

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:12 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000339 · primarydocument.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:10 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 452 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000337 · primarydocument.xml · derivative · entry 3

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:10 UTC
White Albert G IIIDirector · President & CEO
Tax withholdingCommon Stock 238 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000337 · primarydocument.xml · nonDerivative · entry 2

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,216

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:10 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000337 · primarydocument.xml · nonDerivative · entry 1

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 21:57 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,500 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001562180-20-000277 · primarydocument.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 21:57 UTC SaleCommon Stock 3,500 $321.01 $1,123,533.60
Disclosure

SEC source: 0001562180-20-000277 · primarydocument.xml · nonDerivative · entry 2

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 12,554

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.00 to $321.20. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 21:57 UTC Exercise / conversionCommon Stock 3,500 $49.57 $173,495.00
Disclosure

SEC source: 0001562180-20-000277 · primarydocument.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 16,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 21:54 UTC SaleCommon Stock 250 $322.29 $80,572.80
Disclosure

SEC source: 0001562180-20-000276 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,338

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · derivative · entry 6

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,500 $0.00 Strike: $66.80 $0.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · derivative · entry 5

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC SaleCommon Stock 6,500 $320.35 $2,082,271.10
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 5,838

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.32 to $320.70. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC Exercise / conversionCommon Stock 6,500 $66.80 $434,200.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 12,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC SaleCommon Stock 3,000 $320.35 $961,048.20
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 5,838

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.32 to $320.70. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC Exercise / conversionCommon Stock 3,000 $49.57 $148,710.00
Disclosure

SEC source: 0001562180-20-000232 · primarydocument.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 8,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 22:32 UTC GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-006053 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:17 UTC
Golden RandalVP, General Counsel & Sec.
GrantStock Options (Right to Buy) · Derivative 4,614 $0.00 Strike: $304.54 $0.00
Disclosure

SEC source: 0001562180-19-006044 · primarydocument.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Underlying: Common Stock · 4,614 shares

Expires 2029-12-10

F4 · derivative.exercise_date: 12-10-19 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:17 UTC
Golden RandalVP, General Counsel & Sec.
GrantRestricted Stock Units · Derivative 1,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-006044 · primarydocument.xml · derivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: 12-10-19 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/21, 1/8/22, 1/8/23, 1/8/24 and 1/8/25.

F3 · derivative.expiration_date: RSU Expiration Date - This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:31 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-006051 · primarydocument.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 5,838

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:30 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
GrantStock Options (Right to Buy) · Derivative 30,664 $0.00 Strike: $304.54 $0.00
Disclosure

SEC source: 0001562180-19-006050 · primarydocument.xml · derivative · entry 3

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,664

Underlying: Common Stock · 30,664 shares

Expires 2029-12-10

F1 · derivative.exercise_date: 12-10-19 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:28 UTC GrantStock Options (Right to Buy) · Derivative 24,049 $0.00 Strike: $304.54 $0.00
Disclosure

SEC source: 0001562180-19-006048 · primarydocument.xml · derivative · entry 1

Sheffield Holly R · CIK 0001745369 · EVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,049

Underlying: Common Stock · 24,049 shares

Expires 2029-12-10

F1 · derivative.exercise_date: 12-10-19 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:29 UTC
White Albert G IIIDirector · President & CEO
GrantStock Options (Right to Buy) · Derivative 109,313 $0.00 Strike: $304.54 $0.00
Disclosure

SEC source: 0001562180-19-006049 · primarydocument.xml · derivative · entry 2

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,313

Underlying: Common Stock · 109,313 shares

Expires 2029-12-10

F1 · derivative.exercise_date: 12-10-19 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:26 UTC
Auerbach Robert DPresident, CSI
GrantRestricted Stock Units · Derivative 3,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-006047 · primarydocument.xml · derivative · entry 2

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776

Underlying: Common Stock · 3,776 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: 12-10-19 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/21, 1/8/22, 1/8/23, 1/8/24 and 1/8/25.

F3 · derivative.expiration_date: RSU Expiration Date - This award has no expiration date. Units will either vest or be forfeit.

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December 10, 2019 Filed Dec 12, 2019 22:24 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
GrantStock Options (Right to Buy) · Derivative 9,228 $0.00 Strike: $304.54 $0.00
Disclosure

SEC source: 0001562180-19-006046 · primarydocument.xml · derivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,228

Underlying: Common Stock · 9,228 shares

Expires 2029-12-10

F1 · derivative.exercise_date: 12-10-19 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

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December 10, 2019 Filed Dec 12, 2019 22:23 UTC
Andrews Brian GSVP, CFO & Treasurer
GrantStock Options (Right to Buy) · Derivative 20,940 $0.00 Strike: $304.54 $0.00
Disclosure

SEC source: 0001562180-19-006045 · primarydocument.xml · derivative · entry 5

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,940

Underlying: Common Stock · 20,940 shares

Expires 2029-12-10

F1 · derivative.exercise_date: 12-10-19 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

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September 12, 2019 Filed Sep 13, 2019 22:47 UTC SaleCommon Stock 500 $303.00 $151,500.00
Disclosure

SEC source: 0001127602-19-028357 · form4.xml · nonDerivative · entry 2

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

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September 11, 2019 Filed Sep 13, 2019 22:47 UTC SaleCommon Stock 1,335 $299.61 $399,976.68
Disclosure

SEC source: 0001127602-19-028357 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,591

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $299.211 to $300.00. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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June 24, 2019 Filed Jun 26, 2019 21:23 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001127602-19-022859 · form4.xml · derivative · entry 5

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 3,500

Underlying: Common Stock · 3,000 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 24, 2019 Filed Jun 26, 2019 21:23 UTC SaleCommon Stock 3,000 $328.29 $984,856.50
Disclosure

SEC source: 0001127602-19-022859 · form4.xml · nonDerivative · entry 2

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 12,554

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June 24, 2019 Filed Jun 26, 2019 21:23 UTC Exercise / conversionCommon Stock 3,000 $49.57 $148,710.00
Disclosure

SEC source: 0001127602-19-022859 · form4.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 15,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 19, 2019 Filed Jun 19, 2019 21:57 UTC
Golden RandalVP, General Counsel & Sec.
SaleCommon Stock 1,154 $328.16 $378,696.64
Disclosure

SEC source: 0001127602-19-022303 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.13 to $328.36. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · derivative · entry 9

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113

Underlying: Common Stock · 1,410 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

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June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 833 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · derivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664

Underlying: Common Stock · 833 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.

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June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,547 $0.00 Strike: $162.28 $0.00
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · derivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 2,547 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 12/9/14 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/15; 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; and 1/5 shall vest on 12/9/19.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.