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Compass, Inc.

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3646
SEC CIK
0001563190
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2024 Filed Apr 4, 2024 20:20 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 101,570 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000061 · wk-form4_1712262036.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 20:14 UTC
Serwin Bradley KGeneral Counsel and Secretary
GrantRestricted Stock Unit (RSU) · Derivative 109,929 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000049 · wk-form4_1710879259.xml · derivative · entry 1

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,929

Underlying: Class A Common Stock · 109,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 20:14 UTC
Reelitz KalaniChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 206,117 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000048 · wk-form4_1710879244.xml · derivative · entry 1

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,117

Underlying: Class A Common Stock · 206,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC
Reelitz KalaniChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000045 · wk-form4_1709761123.xml · derivative · entry 3

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC
Reelitz KalaniChief Financial Officer
Tax withholdingClass A Common Stock 45,502 $3.71 $168,812.42
Disclosure

SEC source: 0001563190-24-000045 · wk-form4_1709761123.xml · nonDerivative · entry 2

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,978

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC
Reelitz KalaniChief Financial Officer
Exercise / conversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000045 · wk-form4_1709761123.xml · nonDerivative · entry 1

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000044 · wk-form4_1709761094.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,610

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,379 $3.71 $5,116.09
Disclosure

SEC source: 0001563190-24-000044 · wk-form4_1709761094.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,818

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000044 · wk-form4_1709761094.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,310

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,727 $3.57 $6,165.39
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,497

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:38 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000023 · wk-form4_1707341883.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 21:25 UTC
Wahlers Scott R.Chief Accounting Officer
GrantRestricted Stock Unit (RSU) · Derivative 365,070 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000021 · wk-form4_1706736301.xml · derivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,070

Underlying: Class A Common Stock · 365,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:00 UTC SaleClass A Common Stock 10,000,000 $3.66 $36,600,000.00
Disclosure

SEC source: 0001493152-24-002111 · ownership.xml · nonDerivative · entry 1

SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner

SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner

SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner

SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 92,470,273

F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.

F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
GrantClass C Common Stock · Derivative 77,493 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 9

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,212,637

Underlying: Class A Common Stock · 77,493 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class A Common Stock for Class C Common Stock elected by the Reporting Person pursuant to an Equity Exchange Right Agreement with the Issuer.

F9 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F9 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F9 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 179,420 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 8

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 179,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F8 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

F8 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 77,493 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the Reporting Person of Class A Common Stock for Class C Common Stock elected by the Reporting Person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · acquired: Represents the conversion by the Reporting Person of Class A Common Stock for Class C Common Stock elected by the Reporting Person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 101,927 $3.32 $338,397.64
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,643

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,420 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 16:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,716 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000014 · wk-form4_1704491087.xml · derivative · entry 2

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,432

Underlying: Class A Common Stock · 3,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 16:45 UTC Exercise / conversionClass A Common Stock 3,716 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000014 · wk-form4_1704491087.xml · nonDerivative · entry 1

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Serwin Bradley KGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,825 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · derivative · entry 5

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,826

Underlying: Class A Common Stock · 11,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Serwin Bradley KGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 33,787 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · derivative · entry 4

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,787

Underlying: Class A Common Stock · 33,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Serwin Bradley KGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 33,787 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · derivative · entry 3

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,787

Underlying: Class A Common Stock · 33,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Serwin Bradley KGeneral Counsel and Secretary
Tax withholdingClass A Common Stock 42,846 $3.32 $142,248.72
Disclosure

SEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · nonDerivative · entry 2

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,731

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Serwin Bradley KGeneral Counsel and Secretary
Exercise / conversionClass A Common Stock 79,399 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · nonDerivative · entry 1

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,108 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000018 · wk-form4_1704491179.xml · derivative · entry 2

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,216

Underlying: Class A Common Stock · 8,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

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January 03, 2024 Filed Jan 5, 2024 21:46 UTC Exercise / conversionClass A Common Stock 8,108 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000018 · wk-form4_1704491179.xml · nonDerivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:45 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,392 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000015 · wk-form4_1704491139.xml · derivative · entry 2

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,784

Underlying: Class A Common Stock · 4,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

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January 03, 2024 Filed Jan 5, 2024 21:45 UTC Exercise / conversionClass A Common Stock 4,392 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000015 · wk-form4_1704491139.xml · nonDerivative · entry 1

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 16:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,885 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000017 · wk-form4_1704491168.xml · derivative · entry 2

HOUSENBOLD JEFFREY T · CIK 0001376445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,770

Underlying: Class A Common Stock · 3,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

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January 03, 2024 Filed Jan 5, 2024 16:46 UTC Exercise / conversionClass A Common Stock 3,885 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000017 · wk-form4_1704491168.xml · nonDerivative · entry 1

HOUSENBOLD JEFFREY T · CIK 0001376445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,379 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 7

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,379

Underlying: Class A Common Stock · 3,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,223 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 6

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,224

Underlying: Class A Common Stock · 4,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 107,993 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 5

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 107,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,010

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 63,446 $3.32 $210,640.72
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,844

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:46 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 118,975 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000016 · wk-form4_1704491156.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Reelitz KalaniChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,379 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000013 · wk-form4_1704491067.xml · derivative · entry 3

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,379

Underlying: Class A Common Stock · 3,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Reelitz KalaniChief Financial Officer
Tax withholdingClass A Common Stock 1,676 $3.32 $5,564.32
Disclosure

SEC source: 0001563190-24-000013 · wk-form4_1704491067.xml · nonDerivative · entry 2

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,480

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:44 UTC
Reelitz KalaniChief Financial Officer
Exercise / conversionClass A Common Stock 3,379 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000013 · wk-form4_1704491067.xml · nonDerivative · entry 1

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
GrantRestricted Stock Unit (RSU) · Derivative 3,258,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 7

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,258,508

Underlying: Class A Common Stock · 3,258,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · price: The Reporting Person and the Issuer mutually agreed to cancel the Reporting Person's performance-based Restricted Stock Units for a total of 17,223,620 shares reported as being disposed in this Form 4 at the time the Issuer approved the matters described in the Issuer's report on Form 8-K filed on December 27, 2023.

F7 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 27, 2023 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerRestricted Stock Unit (RSU) · Derivative 8,611,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,611,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · price: The Reporting Person and the Issuer mutually agreed to cancel the Reporting Person's performance-based Restricted Stock Units for a total of 17,223,620 shares reported as being disposed in this Form 4 at the time the Issuer approved the matters described in the Issuer's report on Form 8-K filed on December 27, 2023.

F5 · derivative.exercise_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price.

F5 · derivative.expiration_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price.

Read SEC document
December 27, 2023 Filed Jan 4, 2024 02:06 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerRestricted Stock Unit (RSU) · Derivative 8,611,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001563190-24-000004 · wk-form4_1704334007.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,611,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · price: The Reporting Person and the Issuer mutually agreed to cancel the Reporting Person's performance-based Restricted Stock Units for a total of 17,223,620 shares reported as being disposed in this Form 4 at the time the Issuer approved the matters described in the Issuer's report on Form 8-K filed on December 27, 2023.

F5 · derivative.exercise_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price.

F5 · derivative.expiration_date: The RSUs vest only upon the satisfaction of both (i) a service-based vesting condition and (ii) the achievement of performance-based vesting conditions subject to the Reporting Person's provision of service to the Issuer through each vesting date. The service-based vesting condition requires the Reporting Person to provide service through January 1, 2024 and the performance-based vesting conditions provides that 12.5% of securities will vest subject to the achievement of a market price per share of $23.14 per share of the Issuers Class A Common Stock following the effectiveness of the Issuer's initial public offering (the "IPO") or 150% of the price of $15.43, or the "reference price." An additional 12.5% of the RSUs will vest upon the achievement of a market price per share of the Issuer's Class A Common Stock at each of 200%, 250%, 300%, 350%, 400%, 450% and 500% of the reference price.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:00 UTC SaleClass A Common Stock 14,895,000 $2.66 $39,620,700.00
Disclosure

SEC source: 0001493152-23-045325 · ownership.xml · nonDerivative · entry 1

SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner

SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner

SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner

SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 102,470,273

F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.

F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 23:44 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 311,150

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 23:44 UTC
Hart Gregory M.Chief Operating Officer
Tax withholdingClass A Common Stock 6,800 $2.56 $17,408.00
Disclosure

SEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · nonDerivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 882,679

F4 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 23:44 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionClass A Common Stock 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 889,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.