organization · Reporting owner
SVF Excalibur (Cayman) Ltd
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Opendoor Technologies Inc.OPEN · Entity 4242 | 10% owner | September 16, 2021 | September 20, 2021 |
| View, Inc.VIEW · Entity 91225 | 10% owner | March 08, 2021 | March 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Opendoor Technologies Inc.
Report date September 16, 2021 · Filed September 20, 2021
Jointly reported with SVF Endurance (Cayman) Ltd, SB INVESTMENT ADVISERS (UK) LTD, SOFTBANK VISION FUND (AIV M1) L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 41,420,282 |
Reported balance
After 2021-09-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-16 · Sale · Disposed 32,200,000 · Balance 41,420,282 F1: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that any reporting person is the beneficial owner of such shares for purposes of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.
F2: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that any reporting person is the beneficial owner of such shares for purposes of the Securities Exchange Act of 1934 or for any other purpose.
View, Inc.
Report date March 08, 2021 · Filed March 18, 2021
Jointly reported with SVF Endurance (Cayman) Ltd, SB INVESTMENT ADVISERS (UK) LTD, SOFTBANK VISION FUND (AIV M1) L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 66,194,110 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 66,194,110 F1: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.
F2: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Compass, Inc.
Report date March 24, 2025 · Filed March 26, 2025
Jointly reported with SVF Endurance (Cayman) Ltd, SOFTBANK VISION FUND (AIV M1) L.P., SB INVESTMENT ADVISERS (UK) LTD
Section 16 reporting ended · disclosed 2025-03-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 48,070,273 |
Reported balance
After 2025-03-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-03-24 · Sale · Disposed 10,000,000 · Balance 48,070,273 F1: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.
F2: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.
Zymergen Inc.
Report date October 19, 2022 · Filed October 21, 2022
Jointly reported with SVF Endurance (Cayman) Ltd, SB INVESTMENT ADVISERS (UK) LTD, SOFTBANK VISION FUND (AIV M1) L.P.
Section 16 reporting ended · disclosed 2022-10-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2022-10-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-10-19 · Other · Disposed 26,614,219 · Balance 0 F1: Pursuant to the Merger Agreement, dated July 24, 2022 (the "Merger Agreement"), by and among the Issuer, Ginkgo Bioworks Holdings, Inc. ("Ginkgo") and Pepper Merger Subsidiary Inc., the Issuer became an indirect wholly owned subsidiary of Ginkgo upon consummation of the merger on October 19, 2022 (the "Effective Time"), as provided for in the Merger Agreement. At the Effective Time, each share of the Issuer's common stock was automatically cancelled, extinguished and converted into the right to receive 0.9179 shares of Class A common stock of Ginkgo, with fractional shares paid in cash, without interest. F2: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein, but disclaims beneficial ownership except to the extent of the pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement, dated July 24, 2022 (the "Merger Agreement"), by and among the Issuer, Ginkgo Bioworks Holdings, Inc. ("Ginkgo") and Pepper Merger Subsidiary Inc., the Issuer became an indirect wholly owned subsidiary of Ginkgo upon consummation of the merger on October 19, 2022 (the "Effective Time"), as provided for in the Merger Agreement. At the Effective Time, each share of the Issuer's common stock was automatically cancelled, extinguished and converted into the right to receive 0.9179 shares of Class A common stock of Ginkgo, with fractional shares paid in cash, without interest.
F2: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.
F3: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein, but disclaims beneficial ownership except to the extent of the pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2025 Filed Mar 26, 2025 21:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 10,000,000 | $9.15 | $91,500,000.00 |
DisclosureSEC source: 0001641172-25-000811 · ownership.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 48,070,273 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 21:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 10,000,000 | $6.33 | $63,300,000.00 |
DisclosureSEC source: 0001493152-24-050856 · ownership.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 58,070,273 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 21:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 7,500,000 | $6.24 | $46,800,000.00 |
DisclosureSEC source: 0001493152-24-036915 · ownership.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 68,070,273 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 16,900,000 | $4.30 | $72,670,000.00 |
DisclosureSEC source: 0001493152-24-020806 · ownership.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 75,570,273 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 10,000,000 | $3.66 | $36,600,000.00 |
DisclosureSEC source: 0001493152-24-002111 · ownership.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 92,470,273 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 14,895,000 | $2.66 | $39,620,700.00 |
DisclosureSEC source: 0001493152-23-045325 · ownership.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 102,470,273 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:00 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 15,000,000 | $3.69 | $55,350,000.00 |
DisclosureSEC source: 0000899243-23-015323 · doc4.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 117,365,273 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 16:30 UTC | Zymergen Inc. ZY · Entity 122955 | OtherCommon Stock | 26,614,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033957 · doc4.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: Pursuant to the Merger Agreement, dated July 24, 2022 (the "Merger Agreement"), by and among the Issuer, Ginkgo Bioworks Holdings, Inc. ("Ginkgo") and Pepper Merger Subsidiary Inc., the Issuer became an indirect wholly owned subsidiary of Ginkgo upon consummation of the merger on October 19, 2022 (the "Effective Time"), as provided for in the Merger Agreement. At the Effective Time, each share of the Issuer's common stock was automatically cancelled, extinguished and converted into the right to receive 0.9179 shares of Class A common stock of Ginkgo, with fractional shares paid in cash, without interest. F1 · price: Pursuant to the Merger Agreement, dated July 24, 2022 (the "Merger Agreement"), by and among the Issuer, Ginkgo Bioworks Holdings, Inc. ("Ginkgo") and Pepper Merger Subsidiary Inc., the Issuer became an indirect wholly owned subsidiary of Ginkgo upon consummation of the merger on October 19, 2022 (the "Effective Time"), as provided for in the Merger Agreement. At the Effective Time, each share of the Issuer's common stock was automatically cancelled, extinguished and converted into the right to receive 0.9179 shares of Class A common stock of Ginkgo, with fractional shares paid in cash, without interest. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein, but disclaims beneficial ownership except to the extent of the pecuniary interest therein. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:30 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | SaleCommon Stock | 32,200,000 | $16.69 | $537,418,000.00 |
DisclosureSEC source: 0000899243-21-036583 · doc4.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 41,420,282 F1 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F2 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that any reporting person is the beneficial owner of such shares for purposes of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:30 UTC | Zymergen Inc. ZY · Entity 122955 | ConversionSeries D Preferred Stock · Derivative | 1,119,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017177 · doc4.xml · derivative · entry 4 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,119,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:30 UTC | Zymergen Inc. ZY · Entity 122955 | ConversionSeries C Preferred Stock · Derivative | 17,664,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017177 · doc4.xml · derivative · entry 3 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 17,664,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:30 UTC | Zymergen Inc. ZY · Entity 122955 | ConversionSeries B Preferred Stock · Derivative | 7,818,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017177 · doc4.xml · derivative · entry 2 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 7,830,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:30 UTC | Zymergen Inc. ZY · Entity 122955 | ConversionCommon Stock | 26,614,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017177 · doc4.xml · nonDerivative · entry 1 SVF Excalibur (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,614,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:39 UTC | Compass, Inc. COMP · Entity 3646 | ConversionSeries G Preferred Stock · Derivative | 16,205,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015454 · doc4.xml · derivative · entry 7 SVF Excaliber (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 16,205,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:39 UTC | Compass, Inc. COMP · Entity 3646 | ConversionSeries F Preferred Stock · Derivative | 13,494,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015454 · doc4.xml · derivative · entry 6 SVF Excaliber (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 13,494,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:39 UTC | Compass, Inc. COMP · Entity 3646 | ConversionSeries E Preferred Stock · Derivative | 66,688,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015454 · doc4.xml · derivative · entry 5 SVF Excaliber (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 68,307,043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:39 UTC | Compass, Inc. COMP · Entity 3646 | ConversionSeries B Preferred Stock · Derivative | 2,227,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015454 · doc4.xml · derivative · entry 4 SVF Excaliber (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 2,227,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:39 UTC | Compass, Inc. COMP · Entity 3646 | ConversionSeries A Preferred Stock · Derivative | 18,056,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015454 · doc4.xml · derivative · entry 3 SVF Excaliber (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 18,056,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:39 UTC | Compass, Inc. COMP · Entity 3646 | PurchaseClass A Common Stock | 4,000,000 | $18.00 | $72,000,000.00 |
DisclosureSEC source: 0000899243-21-015454 · doc4.xml · nonDerivative · entry 2 SVF Excaliber (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 132,365,273 F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:39 UTC | Compass, Inc. COMP · Entity 3646 | ConversionClass A Common Stock | 118,291,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-015454 · doc4.xml · nonDerivative · entry 1 SVF Excaliber (Cayman) Ltd · CIK 0001836869 · 10% owner SVF Endurance (Cayman) Ltd · CIK 0001782338 · 10% owner SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner SOFTBANK VISION FUND (AIV M1) L.P. · CIK 0001755143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 128,365,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. F2 · ownership.nature: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. F3 · ownership.nature: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.