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Reffkin Robert L.

Disclosed activity across 1 company

Tapewire entity
26159
SEC CIK
0001847178

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Compass, Inc.COMP · Entity 3646Director · Chairman and CEOAugust 03, 2026August 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Compass, Inc.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes7,757,748 Reported balance After 2026-08-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-03 · Sale · Disposed 23,456 · Balance 7,757,748

F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Class A Common StockSEC Table I · non-derivativeDirect515,796 Reported balance Holding disclosure · report date 2026-08-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 515,796

Filing footnotes · ownership attribution and instrument terms

F1: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 20:42 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 23,456 $11.70 $274,432.85
Disclosure

SEC source: 0001563190-26-000138 · wk-form4_1785962550.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,757,748

F1 · kind: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.86 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 340,743 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:09 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 23,456 $12.51 $293,331.35
Disclosure

SEC source: 0001563190-26-000130 · wk-form4_1783022957.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,781,204

F1 · kind: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.68 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 364,199 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:30 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 600 $8.28 $4,969.98
Disclosure

SEC source: 0001563190-26-000120 · wk-form4_1780691417.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,804,660

F1 · kind: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.30 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 387,655 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:30 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 22,856 $7.68 $175,440.37
Disclosure

SEC source: 0001563190-26-000120 · wk-form4_1780691417.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,805,260

F1 · kind: Automatic sales by The Ruth Reffkin Family Trust pursuant to a Rule 10b5-1 plan adopted on March 3, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.27 to $8.26 per share, inclusive. The Ruth Reffkin Family Trust undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 388,255 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:30 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 339,966 $0.00 $0.00
Disclosure

SEC source: 0001563190-26-000028 · wk-form4_1770413425.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,019,899

Underlying: Class A Common Stock · 339,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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February 04, 2026 Filed Feb 6, 2026 21:30 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 814,627 $0.00 $0.00
Disclosure

SEC source: 0001563190-26-000028 · wk-form4_1770413425.xml · derivative · entry 4

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,629,254

Underlying: Class A Common Stock · 814,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:30 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 638,797 $11.98 $7,652,788.06
Disclosure

SEC source: 0001563190-26-000028 · wk-form4_1770413425.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,796

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:30 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 1,154,593 $0.00 $0.00
Disclosure

SEC source: 0001563190-26-000028 · wk-form4_1770413425.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,154,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 21:34 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 1,101,954 $0.00 $0.00
Disclosure

SEC source: 0001563190-26-000002 · wk-form4_1767389679.xml · derivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,101,954

Underlying: Class A Common Stock · 1,101,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 02:01 UTC Compass, Inc. COMP · Entity 3646 Disposition to issuerClass C Common Stock · Derivative 1,636,354 $0.00 $0.00
Disclosure

SEC source: 0001563190-25-000035 · wk-form4_1740016858.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,997,433

Underlying: Class A Common Stock · 1,636,354 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F4 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F4 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F4 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 02:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 1,000,000 $9.93 $9,934,700.00
Disclosure

SEC source: 0001563190-25-000035 · wk-form4_1740016858.xml · nonDerivative · entry 4

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. With this filing and these sales, the plan is complete.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.005 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 02:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 1,000,000 $8.98 $8,978,400.00
Disclosure

SEC source: 0001563190-25-000035 · wk-form4_1740016858.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. With this filing and these sales, the plan is complete.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.035 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 02:01 UTC Compass, Inc. COMP · Entity 3646 GrantClass A Common Stock 1,636,354 $0.00 $0.00
Disclosure

SEC source: 0001563190-25-000035 · wk-form4_1740016858.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000,000

F3 · kind: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F4 · price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F3 · acquired: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 02:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 775,490 $7.91 $6,131,566.78
Disclosure

SEC source: 0001563190-25-000035 · wk-form4_1740016858.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 363,646

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. With this filing and these sales, the plan is complete.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.925 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:57 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 224,510 $7.90 $1,774,257.63
Disclosure

SEC source: 0001563190-25-000029 · wk-form4_1739498258.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,139,136

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:00 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 814,627 $0.00 $0.00
Disclosure

SEC source: 0001563190-25-000027 · wk-form4_1738980019.xml · derivative · entry 4

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,443,881

Underlying: Class A Common Stock · 814,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:00 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 450,981 $7.51 $3,386,867.31
Disclosure

SEC source: 0001563190-25-000027 · wk-form4_1738980019.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,363,646

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 05, 2025 Filed Feb 8, 2025 02:00 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 814,627 $0.00 $0.00
Disclosure

SEC source: 0001563190-25-000027 · wk-form4_1738980019.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 23, 2025 Filed Jan 25, 2025 02:06 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 491,454 $6.90 $3,392,064.65
Disclosure

SEC source: 0001563190-25-000023 · wk-form4_1737770756.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.925 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2025 Filed Jan 25, 2025 02:06 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 465,829 $6.91 $3,218,272.81
Disclosure

SEC source: 0001563190-25-000023 · wk-form4_1737770756.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,491,454

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.955 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 17, 2025 Filed Jan 18, 2025 02:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 42,717 $6.90 $294,918.17
Disclosure

SEC source: 0001563190-25-000021 · wk-form4_1737165609.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,957,283

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2025 Filed Jan 18, 2025 02:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 141,061 $6.27 $884,142.14
Disclosure

SEC source: 0001563190-25-000021 · wk-form4_1737165609.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000,000

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.505 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 07, 2025 Filed Jan 9, 2025 02:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 4,730 $5.90 $27,912.68
Disclosure

SEC source: 0001563190-25-000009 · wk-form4_1736388041.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,141,061

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 02:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 804,893 $5.91 $4,756,917.63
Disclosure

SEC source: 0001563190-25-000009 · wk-form4_1736388041.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,145,791

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 02:04 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 49,316 $5.91 $291,230.71
Disclosure

SEC source: 0001563190-25-000002 · wk-form4_1735956244.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,950,684

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 01, 2025 Filed Jan 4, 2025 02:04 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 1,359,865 $0.00 $0.00
Disclosure

SEC source: 0001563190-25-000002 · wk-form4_1735956244.xml · derivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,359,865

Underlying: Class A Common Stock · 1,359,865 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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December 18, 2024 Filed Dec 21, 2024 02:00 UTC Compass, Inc. COMP · Entity 3646 Disposition to issuerClass C Common Stock · Derivative 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000204 · wk-form4_1734746413.xml · derivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,633,787

Underlying: Class A Common Stock · 3,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F2 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F2 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F2 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

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December 18, 2024 Filed Dec 21, 2024 02:00 UTC Compass, Inc. COMP · Entity 3646 GrantClass A Common Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000204 · wk-form4_1734746413.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

F1 · kind: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F2 · price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F1 · acquired: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

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November 19, 2024 Filed Nov 22, 2024 02:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 653,444 $6.20 $4,052,071.59
Disclosure

SEC source: 0001563190-24-000190 · wk-form4_1732240840.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.07 to $6.285 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 02:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 496,302 $6.18 $3,065,756.71
Disclosure

SEC source: 0001563190-24-000188 · wk-form4_1731981611.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 653,444

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.09 to $6.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2024 Filed Nov 19, 2024 02:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 245,856 $6.92 $1,700,389.27
Disclosure

SEC source: 0001563190-24-000188 · wk-form4_1731981611.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,149,746

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.975 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 11, 2024 Filed Nov 13, 2024 02:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 182,348 $6.91 $1,259,495.87
Disclosure

SEC source: 0001563190-24-000186 · wk-form4_1731463266.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,395,602

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.925 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 07, 2024 Filed Nov 13, 2024 02:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 199,983 $6.91 $1,382,222.50
Disclosure

SEC source: 0001563190-24-000186 · wk-form4_1731463266.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,577,950

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.945 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 02:06 UTC Compass, Inc. COMP · Entity 3646 Disposition to issuerClass C Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000184 · wk-form4_1730945175.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,633,787

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F5 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F5 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F5 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 02:06 UTC Compass, Inc. COMP · Entity 3646 GrantClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000184 · wk-form4_1730945175.xml · nonDerivative · entry 4

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,777,933

F4 · kind: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F5 · price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F4 · acquired: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 02:06 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 55,893 $6.92 $386,924.88
Disclosure

SEC source: 0001563190-24-000184 · wk-form4_1730945175.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 777,933

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 02:06 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 113,673 $6.91 $785,230.35
Disclosure

SEC source: 0001563190-24-000184 · wk-form4_1730945175.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 833,826

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2024 Filed Nov 7, 2024 02:06 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 52,501 $6.90 $362,398.65
Disclosure

SEC source: 0001563190-24-000184 · wk-form4_1730945175.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 947,499

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2024 Filed Sep 18, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 Disposition to issuerClass C Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000160 · wk-form4_1726621213.xml · derivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,633,787

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F2 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F2 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F2 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
September 13, 2024 Filed Sep 18, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 GrantClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000160 · wk-form4_1726621213.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · kind: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F2 · price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F1 · acquired: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 239,219 $5.92 $1,417,205.12
Disclosure

SEC source: 0001563190-24-000156 · wk-form4_1726102832.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 705,083 $5.92 $4,177,052.71
Disclosure

SEC source: 0001563190-24-000156 · wk-form4_1726102832.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 239,219

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.9799 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 Disposition to issuerClass C Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000150 · wk-form4_1724806849.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,633,787

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F4 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F4 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F4 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 55,698 $5.91 $328,980.24
Disclosure

SEC source: 0001563190-24-000150 · wk-form4_1724806849.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 944,302

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 GrantClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000150 · wk-form4_1724806849.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,000

F3 · kind: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F4 · price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F3 · acquired: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 814,302 $4.91 $4,000,502.87
Disclosure

SEC source: 0001563190-24-000150 · wk-form4_1724806849.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 21,184 $4.90 $103,810.07
Disclosure

SEC source: 0001563190-24-000148 · wk-form4_1724288413.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 814,302

F3 · kind: Automatic sales by Robert Reffkin pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.905 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2024 Filed Aug 22, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 Disposition to issuerClass C Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000148 · wk-form4_1724288413.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,633,787

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F2 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F2 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F2 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
August 19, 2024 Filed Aug 22, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 164,514 $4.90 $806,332.47
Disclosure

SEC source: 0001563190-24-000148 · wk-form4_1724288413.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 835,486

F3 · kind: Automatic sales by Robert Reffkin pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2024 Filed Aug 22, 2024 01:00 UTC Compass, Inc. COMP · Entity 3646 GrantClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-24-000148 · wk-form4_1724288413.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · kind: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F2 · price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F1 · acquired: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.