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Compass, Inc.

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3646
SEC CIK
0001563190
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2021 Filed Dec 30, 2021 21:52 UTC GrantRestricted Stock Unit (RSU) · Derivative 10,365 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071607 · doc4.xml · derivative · entry 1

Martell Frank · CIK 0001387655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,365

Underlying: Class A Common Stock · 10,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021.

F2 · derivative.expiration_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 200 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · derivative · entry 4

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,260

Underlying: Class A Common Stock · 200 shares

Expires 2024-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 200 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,270

Underlying: Class A Common Stock · 200 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC
Lehman Robert S.Chief Business Officer
SaleClass A Common Stock 400 $11.00 $4,400.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,361

F1 · kind: Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.00 to $11.01 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 400 $0.80 $320.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 4,510 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · derivative · entry 4

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,460

Underlying: Class A Common Stock · 4,510 shares

Expires 2024-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 3,600 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,470

Underlying: Class A Common Stock · 3,600 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC
Lehman Robert S.Chief Business Officer
SaleClass A Common Stock 8,110 $11.00 $89,210.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,361

F1 · kind: Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.00 to $11.01 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 8,110 $0.80 $6,488.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:39 UTC
Mehta AnandChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068413 · doc4.xml · derivative · entry 6

Mehta Anand · CIK 0001854236 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,017

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_price: The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.exercise_date: The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:39 UTC
Mehta AnandChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068413 · doc4.xml · derivative · entry 5

Mehta Anand · CIK 0001854236 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Class A Common Stock · 1,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_price: The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.exercise_date: The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:39 UTC
Mehta AnandChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068413 · doc4.xml · derivative · entry 4

Mehta Anand · CIK 0001854236 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,140

Underlying: Class A Common Stock · 4,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.

F4 · derivative.exercise_date: The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:39 UTC
Mehta AnandChief People Officer
Tax withholdingClass A Common Stock 3,324 $9.23 $30,680.52
Disclosure

SEC source: 0001209191-21-068413 · doc4.xml · nonDerivative · entry 2

Mehta Anand · CIK 0001854236 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,576

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:39 UTC
Mehta AnandChief People Officer
Exercise / conversionClass A Common Stock 7,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068413 · doc4.xml · nonDerivative · entry 1

Mehta Anand · CIK 0001854236 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 19:05 UTC
Wilkie Danielle J.President, Central Region
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068434 · doc4.xml · derivative · entry 3

Wilkie Danielle J. · CIK 0001847349 · President, Central Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 19:05 UTC
Wilkie Danielle J.President, Central Region
Tax withholdingClass A Common Stock 454 $9.23 $4,190.42
Disclosure

SEC source: 0001209191-21-068434 · doc4.xml · nonDerivative · entry 2

Wilkie Danielle J. · CIK 0001847349 · President, Central Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,275

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 19:05 UTC
Wilkie Danielle J.President, Central Region
Exercise / conversionClass A Common Stock 1,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068434 · doc4.xml · nonDerivative · entry 1

Wilkie Danielle J. · CIK 0001847349 · President, Central Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:35 UTC
Hart Gregory M.Chief Product Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068407 · doc4.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,720

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:35 UTC
Hart Gregory M.Chief Product Officer
Tax withholdingClass A Common Stock 6,800 $9.23 $62,764.00
Disclosure

SEC source: 0001209191-21-068407 · doc4.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,691

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:35 UTC
Hart Gregory M.Chief Product Officer
Exercise / conversionClass A Common Stock 17,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068407 · doc4.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:37 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068411 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,810

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:37 UTC
Lehman Robert S.Chief Business Officer
Tax withholdingClass A Common Stock 3,874 $9.23 $35,757.02
Disclosure

SEC source: 0001209191-21-068411 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,361

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:37 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068411 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:58 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068425 · doc4.xml · derivative · entry 2

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380

Underlying: Class A Common Stock · 1,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: 25% of the total number of these RSUs shall vest on each of August 1, 2021, November 1, 2021, February 1, 2022 and May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: 25% of the total number of these RSUs shall vest on each of August 1, 2021, November 1, 2021, February 1, 2022 and May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:58 UTC Exercise / conversionClass A Common Stock 1,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068425 · doc4.xml · nonDerivative · entry 1

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:44 UTC
Navab NedaPresident, East Region
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068415 · doc4.xml · derivative · entry 4

Navab Neda · CIK 0001847176 · President, East Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,730

Underlying: Class A Common Stock · 3,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:44 UTC
Navab NedaPresident, East Region
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068415 · doc4.xml · derivative · entry 3

Navab Neda · CIK 0001847176 · President, East Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Class A Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:44 UTC
Navab NedaPresident, East Region
Tax withholdingClass A Common Stock 1,164 $9.23 $10,743.72
Disclosure

SEC source: 0001209191-21-068415 · doc4.xml · nonDerivative · entry 2

Navab Neda · CIK 0001847176 · President, East Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,512

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:44 UTC
Navab NedaPresident, East Region
Exercise / conversionClass A Common Stock 3,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068415 · doc4.xml · nonDerivative · entry 1

Navab Neda · CIK 0001847176 · President, East Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:01 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068431 · doc4.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,530

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 16,200 shares on April 15, 2020 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2020 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2020 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:01 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068431 · doc4.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,560

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:01 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,290 $9.23 $11,906.70
Disclosure

SEC source: 0001209191-21-068431 · doc4.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,805

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:01 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 3,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068431 · doc4.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:52 UTC
Sirosh JosephChief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068422 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,330

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:52 UTC
Sirosh JosephChief Technology Officer
Tax withholdingClass A Common Stock 4,357 $9.23 $40,215.11
Disclosure

SEC source: 0001209191-21-068422 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,388

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:52 UTC
Sirosh JosephChief Technology Officer
Exercise / conversionClass A Common Stock 9,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068422 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:49 UTC
Reffkin Robert L.Director · Chairman and CEO
GrantClass C Common Stock · Derivative 91,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068419 · doc4.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,230,237

Underlying: Class A Common Stock · 91,270 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:49 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 179,420 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068419 · doc4.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485,320

Underlying: Class A Common Stock · 179,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_price: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:49 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 91,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068419 · doc4.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,150

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:49 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 88,150 $9.23 $813,624.50
Disclosure

SEC source: 0001209191-21-068419 · doc4.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,420

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:49 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068419 · doc4.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 17:07 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 31,030 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-067300 · doc4.xml · derivative · entry 4

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,970

Underlying: Class A Common Stock · 31,030 shares

Expires 2024-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 17:07 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 95,970 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-067300 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 95,970 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 17:07 UTC
Lehman Robert S.Chief Business Officer
SaleClass A Common Stock 127,000 $9.27 $1,177,290.00
Disclosure

SEC source: 0001209191-21-067300 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,485

F1 · kind: Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.03 to $9.51 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 17:07 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 127,000 $0.80 $101,600.00
Disclosure

SEC source: 0001209191-21-067300 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:05 UTC
Hart Gregory M.Chief Product Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 15,540 $0.00 Strike: $6.44 $0.00
Disclosure

SEC source: 0001209191-21-063933 · doc4.xml · derivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,170

Underlying: Class A Common Stock · 15,540 shares

Expires 2030-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:05 UTC
Hart Gregory M.Chief Product Officer
Exercise / conversionClass A Common Stock 15,540 $6.44 $100,077.60
Disclosure

SEC source: 0001209191-21-063933 · doc4.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 16:17 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063155 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,560

Underlying: Class A Common Stock · 6,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 16:17 UTC
Lehman Robert S.Chief Business Officer
Tax withholdingClass A Common Stock 3,879 $12.91 $50,077.89
Disclosure

SEC source: 0001209191-21-063155 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,485

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 16:17 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 6,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-063155 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.