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Lehman Robert S.

Disclosed activity across 1 company

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121663
SEC CIK
0001847370

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Compass, Inc.COMP · Entity 3646Chief Business OfficerDecember 09, 2022December 13, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Compass, Inc.

Report date December 09, 2022 · Filed December 13, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect456,497 Reported balance After 2022-12-09 transaction · row 1
1 source row

Row 1 · 2022-12-09 · Exercise / conversion · Acquired 46,920 · Balance 456,497

Stock Option (right to buy Class A Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2027-03-15Direct0 Reported balance After 2022-12-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-12-09 · Exercise / conversion · Disposed 46,920 · Balance 0

F1: The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2022 Filed Dec 13, 2022 16:54 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 46,920 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001563190-22-000213 · wf-form4_167096844149575.xml · derivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 46,920 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:54 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 46,920 $1.79 $83,986.80
Disclosure

SEC source: 0001563190-22-000213 · wf-form4_167096844149575.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,760 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000209 · wf-form4_167045563317893.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,780

Underlying: Class A Common Stock · 6,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,725 $2.91 $7,929.75
Disclosure

SEC source: 0001563190-22-000209 · wf-form4_167045563317893.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,577

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,760 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000209 · wf-form4_167045563317893.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:59 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000175 · wf-form4_166786193267219.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,540

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:59 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,721 $2.25 $6,122.25
Disclosure

SEC source: 0001563190-22-000175 · wf-form4_166786193267219.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,542

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:59 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000175 · wf-form4_166786193267219.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 18:14 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 25,588 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000158 · wf-form4_166518085422947.xml · derivative · entry 4

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,176

Underlying: Class A Common Stock · 25,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.

F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 18:14 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000158 · wf-form4_166518085422947.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,290

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 18:14 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 13,033 $2.55 $33,234.15
Disclosure

SEC source: 0001563190-22-000158 · wf-form4_166518085422947.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,513

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 18:14 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 32,338 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000158 · wf-form4_166518085422947.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:48 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000135 · wf-form4_166267007872799.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,040

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:48 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,721 $2.82 $7,673.22
Disclosure

SEC source: 0001563190-22-000135 · wf-form4_166267007872799.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,208

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:48 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000135 · wf-form4_166267007872799.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 16:52 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,760 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000098 · wf-form4_165973272938537.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,790

Underlying: Class A Common Stock · 6,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 16:52 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,725 $3.97 $10,818.25
Disclosure

SEC source: 0001563190-22-000098 · wf-form4_165973272938537.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,179

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 16:52 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,760 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000098 · wf-form4_165973272938537.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 17:01 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 25,587 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000086 · wf-form4_165731407418472.xml · derivative · entry 4

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,764

Underlying: Class A Common Stock · 25,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 17:01 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000086 · wf-form4_165731407418472.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,550

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 17:01 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 13,033 $4.38 $57,084.54
Disclosure

SEC source: 0001563190-22-000086 · wf-form4_165731407418472.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,144

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 17:01 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 32,337 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000086 · wf-form4_165731407418472.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 17:29 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000050 · wf-form4_165463733826445.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,300

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 17:29 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,721 $6.27 $17,060.67
Disclosure

SEC source: 0001563190-22-000050 · wf-form4_165463733826445.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,840

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 17:29 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000050 · wf-form4_165463733826445.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 04, 2022 Filed May 6, 2022 16:21 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027593 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,050

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
May 04, 2022 Filed May 6, 2022 16:21 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,721 $5.86 $15,945.06
Disclosure

SEC source: 0001209191-22-027593 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,811

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
May 04, 2022 Filed May 6, 2022 16:21 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027593 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023713 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,800

Underlying: Class A Common Stock · 6,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:46 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,725 $7.32 $19,947.00
Disclosure

SEC source: 0001209191-22-023713 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,782

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023713 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 19:18 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 102,351 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021526 · doc4.xml · derivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,351

Underlying: Class A Common Stock · 102,351 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F2 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 17:09 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016726 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 17:09 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,672 $7.46 $19,933.12
Disclosure

SEC source: 0001209191-22-016726 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,747

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 17:09 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016726 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007544 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,310

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:51 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 3,079 $7.90 $24,324.10
Disclosure

SEC source: 0001209191-22-007544 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,669

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007544 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:34 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002490 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,060

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:34 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 3,113 $8.86 $27,581.18
Disclosure

SEC source: 0001209191-22-002490 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,998

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:34 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002490 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 200 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · derivative · entry 4

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,260

Underlying: Class A Common Stock · 200 shares

Expires 2024-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 200 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,270

Underlying: Class A Common Stock · 200 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 400 $11.00 $4,400.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,361

F1 · kind: Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.00 to $11.01 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:20 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 400 $0.80 $320.00
Disclosure

SEC source: 0001209191-21-070603 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 4,510 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · derivative · entry 4

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,460

Underlying: Class A Common Stock · 4,510 shares

Expires 2024-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 3,600 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,470

Underlying: Class A Common Stock · 3,600 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 8,110 $11.00 $89,210.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,361

F1 · kind: Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.00 to $11.01 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:46 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 8,110 $0.80 $6,488.00
Disclosure

SEC source: 0001209191-21-069077 · doc4.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:37 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068411 · doc4.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,810

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.