COLD

SEC source: 0001455863-19-000016 · edgar.xml · nonDerivative · entry 2

Harron James Andrew · CIK 0001753389 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535

SEC source: 0001455863-19-000016 · edgar.xml · nonDerivative · entry 1

Harron James Andrew · CIK 0001753389 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 18, 2018, the Reporting Person was granted 10,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

SEC source: 0001455863-19-000017 · edgar.xml · derivative · entry 3

Rodriguez Carlos V · CIK 0001551733 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares of Beneficial Interest · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

F1 · price: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

F1 · derivative.exercise_date: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

F1 · derivative.expiration_date: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

SEC source: 0001455863-19-000017 · edgar.xml · nonDerivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

SEC source: 0001455863-19-000017 · edgar.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

SEC source: 0001455863-19-000015 · edgar.xml · derivative · entry 5

Boehler Fred W · CIK 0001557302 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Shares of Beneficial Interest · 50,000 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2019, Mr. Boehler made a net exercise of 150,000 stock options, resulting in his acquisition of 59,996 common shares of Americold Realty Trust.

F4 · derivative.exercise_date: Vesting of these options was contingent upon achievement of a 2016 performance target for Adjusted EBITDA for 2016, which was satisfied, the options vested 20% on January 1, 2018 and 2019, and the remainder vest ratably on January 1, 2020, 2021 and 2022.

SEC source: 0001455863-19-000015 · edgar.xml · derivative · entry 4

Boehler Fred W · CIK 0001557302 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares of Beneficial Interest · 60,000 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2019, Mr. Boehler made a net exercise of 150,000 stock options, resulting in his acquisition of 59,996 common shares of Americold Realty Trust.

F3 · derivative.exercise_date: Options to acquire common shares vested 20% each on December 14, 2016, 2017, 2018 and the remainder vest ratably on December 14, 2019 and 2020.

SEC source: 0001455863-19-000015 · edgar.xml · derivative · entry 3

Boehler Fred W · CIK 0001557302 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 40,000 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2019, Mr. Boehler made a net exercise of 150,000 stock options, resulting in his acquisition of 59,996 common shares of Americold Realty Trust.

F2 · derivative.exercise_date: Options to acquire common shares vested 20% each on March 27, 2015, 2016, 2017, 2018 and 2019.

SEC source: 0001455863-19-000015 · edgar.xml · nonDerivative · entry 2

Boehler Fred W · CIK 0001557302 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,588

SEC source: 0001455863-19-000015 · edgar.xml · nonDerivative · entry 1

Boehler Fred W · CIK 0001557302 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001455863-19-000014 · edgar.xml · nonDerivative · entry 1

BARRETT KELLY HEFNER · CIK 0001527192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

SEC source: 0001455863-19-000013 · edgar.xml · derivative · entry 1

Power Andrew · CIK 0001641275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Shares · 2,991 shares

Expires not disclosed

F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

SEC source: 0001455863-19-000012 · edgar.xml · derivative · entry 1

Patterson Mark R · CIK 0001500081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,235

Underlying: Common Shares · 5,235 shares

Expires not disclosed

F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

SEC source: 0001455863-19-000007 · edgar.xml · derivative · entry 1

BARRETT KELLY HEFNER · CIK 0001527192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Shares · 2,991 shares

Expires not disclosed

F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

SEC source: 0001455863-19-000009 · edgar.xml · derivative · entry 1

Heistand James R · CIK 0001520993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Shares · 2,991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

SEC source: 0001455863-19-000011 · edgar.xml · derivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Shares · 2,991 shares

Expires not disclosed

F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

SEC source: 0001455863-19-000010 · edgar.xml · derivative · entry 1

MACKAY MICHELLE · CIK 0001581054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Shares · 2,991 shares

Expires not disclosed

F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

SEC source: 0001455863-19-000008 · edgar.xml · derivative · entry 1

Fernandez Antonio F. · CIK 0001570835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Shares · 2,991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust, which will vest one year from the date of grant.

SEC source: 0001455863-19-000006 · edgar.xml · derivative · entry 1

ALBURGER GEORGE J JR · CIK 0001248361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Shares · 2,991 shares

Expires not disclosed

F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest one year from the date of grant. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

SEC source: 0001455863-19-000004 · edgar.xml · derivative · entry 3

Smernoff Marc · CIK 0001728302 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Shares · 80,000 shares

Expires 2025-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 11, 2019, Mr. Smernoff made a net exercise of 80,000 stock options, resulting in his acquisition of 30,551 common shares of Americold Realty Trust.

F2 · derivative.exercise_date: Options to acquire common shares vested 20% each on May 13, 2016, 2017, 2018 and 2019 and the remainder options will vest on May 13, 2020.

SEC source: 0001455863-19-000004 · edgar.xml · nonDerivative · entry 2

Smernoff Marc · CIK 0001728302 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,058

SEC source: 0001455863-19-000004 · edgar.xml · nonDerivative · entry 1

Smernoff Marc · CIK 0001728302 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001752354-19-000002 · wf-form4_155916302973579.xml · derivative · entry 3

Stuver David Keith · CIK 0001752354 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 9,000 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 24, 2019, Mr. Stuver made a net exercise of 9,000 stock options, resulting in his acquisition of 4,352 common shares of Americold Realty Trust (the "Company"). The transaction was pursuant to an exception to a lock-up agreement between Mr. Stuver and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

F2 · derivative.exercise_date: Options to acquire to acquire common shares vested on March 27, 2019.

SEC source: 0001752354-19-000002 · wf-form4_155916302973579.xml · nonDerivative · entry 2

Stuver David Keith · CIK 0001752354 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,575

SEC source: 0001752354-19-000002 · wf-form4_155916302973579.xml · nonDerivative · entry 1

Stuver David Keith · CIK 0001752354 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-013797 · doc4.xml · derivative · entry 6

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company").

F4 · shares: The RSUs vested on May 15, 2019. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company").

F4 · derivative.exercise_date: The RSUs vested on May 15, 2019. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

F4 · derivative.expiration_date: The RSUs vested on May 15, 2019. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 4

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company").

SEC source: 0000899243-19-013797 · doc4.xml · derivative · entry 5

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares of Beneficial Interest · 5,000 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 10, 2019, Mr. Novosel made a net exercise of 5,000 stock options, resulting in his acquisition of 1,872 common shares of the Company. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

F3 · derivative.exercise_date: Options to acquire common shares vested 20% on March 22, 2017, 2018 and 2019 and remainder vest ratably on March 22, 2020 and 2021.

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-008430 · doc4.xml · derivative · entry 1

Harron James Andrew · CIK 0001753389 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,586

Underlying: Common Shares of Beneficial Interest · 4,586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

SEC source: 0000899243-19-008428 · doc4.xml · derivative · entry 1

Power Andrew · CIK 0001641275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Common Shares of Beneficial Interest · 2,457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

SEC source: 0000899243-19-008434 · doc4.xml · derivative · entry 1

Patterson Mark R · CIK 0001500081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Common Shares of Beneficial Interest · 2,457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

SEC source: 0000899243-19-008429 · doc4.xml · derivative · entry 1

MACKAY MICHELLE · CIK 0001581054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Common Shares of Beneficial Interest · 2,457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

SEC source: 0000899243-19-008439 · doc4.xml · derivative · entry 1

ALBURGER GEORGE J JR · CIK 0001248361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Common Shares of Beneficial Interest · 2,457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

SEC source: 0000899243-19-008438 · doc4.xml · derivative · entry 1

Stuver David Keith · CIK 0001752354 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,586

Underlying: Common Shares of Beneficial Ownership · 4,586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

SEC source: 0000899243-19-008431 · doc4.xml · derivative · entry 1

Snyder James C JR · CIK 0001389389 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,586

Underlying: Common Shares of Beneficial Interest · 4,586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

SEC source: 0000899243-19-008437 · doc4.xml · derivative · entry 1

Heistand James R · CIK 0001520993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Common Shares of Beneficial Interest · 2,457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSUs will vest on March 15, 2020.

SEC source: 0000899243-19-008421 · doc4.xml · derivative · entry 1

Smernoff Marc · CIK 0001728302 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,879

Underlying: Common Shares of Beneficial Interest · 6,879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

SEC source: 0000899243-19-008423 · doc4.xml · derivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,879

Underlying: Common Shares of Beneficial Interest · 6,879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

SEC source: 0000899243-19-008422 · doc4.xml · derivative · entry 1

Boehler Fred W · CIK 0001557302 · Director · CEO, President and Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,094

Underlying: Common Shares of Beneficial Interest · 17,094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

SEC source: 0000899243-19-008419 · doc4.xml · derivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Shares of Beneficial Interest · 3,440 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

SEC source: 0001209191-19-016874 · doc4.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner

YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner

Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner

Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner

YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner

YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1 and Remarks below

Disclosed balance after: 0

F1 · ownership.nature: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA").

SEC source: 0000899243-19-006277 · doc4.xml · derivative · entry 6

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.

F5 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.

F6 · derivative.exercise_date: On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled.

F6 · derivative.expiration_date: On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled.

SEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 4

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F7 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.

SEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 3

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.

SEC source: 0000899243-19-006277 · doc4.xml · derivative · entry 5

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,915

Underlying: Common Shares of Beneficial Interest · 166,958 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.

F3 · shares: On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares.

F4 · derivative.exercise_date: Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017.

SEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 2

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,290

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.

SEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 1

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.