Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICOLD REALTY TRUSTCOLD · Entity 4019 | EVP & CFO | March 08, 2023 | March 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICOLD REALTY TRUST
Report date March 08, 2023 · Filed March 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance OP Profits UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,230 |
Reported balance
After 2023-03-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-08 · Grant · Acquired 22,230 · Balance 22,230 F1: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2023 - Dec 31, 2025). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. |
| Operating Partnership Profits UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,820 |
Reported balance
After 2023-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-08 · Grant · Acquired 14,820 · Balance 14,820 F3: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2024, 2025, and 2026. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F4: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2023 - Dec 31, 2025). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.
F2: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.
F3: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2024, 2025, and 2026. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.
F4: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2023 Filed Mar 10, 2023 21:16 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profits Units · Derivative | 14,820 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-23-000017 · wf-form4_167848299430351.xml · derivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,820 Underlying: Common Stock · 14,820 shares Expires not disclosed F3 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2024, 2025, and 2026. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F3 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2024, 2025, and 2026. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F3 · derivative.expiration_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2024, 2025, and 2026. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F4 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:16 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 22,230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-23-000017 · wf-form4_167848299430351.xml · derivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,230 Underlying: Common Stock · 22,230 shares Expires not disclosed F1 · security: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2023 - Dec 31, 2025). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F1 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2023 - Dec 31, 2025). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F1 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2023 - Dec 31, 2025). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 21:14 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 16,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-23-000006 · wf-form4_167338525823000.xml · derivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,611 Underlying: Common Shares of Beneficial Interest · 16,611 shares Expires not disclosed F1 · security: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership initially granted on March 8, 2020, subject to a performance-based vesting condition. Payout of the Performance OP Profits Units was determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units vested on January 8, 2023, based upon achievement of 83% of the pre-established TSR goal as approved by the Company's Compensation Committee. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F1 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership initially granted on March 8, 2020, subject to a performance-based vesting condition. Payout of the Performance OP Profits Units was determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units vested on January 8, 2023, based upon achievement of 83% of the pre-established TSR goal as approved by the Company's Compensation Committee. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F1 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership initially granted on March 8, 2020, subject to a performance-based vesting condition. Payout of the Performance OP Profits Units was determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units vested on January 8, 2023, based upon achievement of 83% of the pre-established TSR goal as approved by the Company's Compensation Committee. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F1 · derivative.underlying_shares: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership initially granted on March 8, 2020, subject to a performance-based vesting condition. Payout of the Performance OP Profits Units was determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units vested on January 8, 2023, based upon achievement of 83% of the pre-established TSR goal as approved by the Company's Compensation Committee. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. Read SEC document |
| December 28, 2022 Filed Dec 28, 2022 21:07 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 7,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000080 · wf-form4_167226163284062.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 21:07 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 7,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000080 · wf-form4_167226163284062.xml · derivative · entry 4 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 7,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested ratably on December 27, 2019, 2020, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested ratably on December 27, 2019, 2020, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested ratably on December 27, 2019, 2020, 2021 and 2022. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 21:07 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 3,297 | $28.53 | $94,063.41 |
DisclosureSEC source: 0001455863-22-000080 · wf-form4_167226163284062.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,911 Read SEC document |
| September 08, 2022 Filed Dec 28, 2022 21:07 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GiftCommon Shares of Beneficial Interest | 674 | $29.69 | $20,011.06 |
DisclosureSEC source: 0001455863-22-000080 · wf-form4_167226163284062.xml · nonDerivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,237 Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:38 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 30,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000027 · wf-form4_164694824796300.xml · derivative · entry 5 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,533 Underlying: Common Shares of Beneficial Interest · 30,533 shares Expires not disclosed F4 · derivative.exercise_price: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2022 - Dec 31, 2024). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. F4 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2022 - Dec 31, 2024). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. F5 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F4 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2022 - Dec 31, 2024). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. F5 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:38 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profits Units · Derivative | 10,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000027 · wf-form4_164694824796300.xml · derivative · entry 4 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178 Underlying: Common Shares of Beneficial Interest · 10,178 shares Expires not disclosed F2 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2023, 2024 and 2025. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F2 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2023, 2024 and 2025. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F3 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. F2 · derivative.expiration_date: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2023, 2024 and 2025. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F3 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:38 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 2,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000027 · wf-form4_164694824796300.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 2,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020, 2021 and 2022. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:38 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 680 | $27.02 | $18,373.60 |
DisclosureSEC source: 0001455863-22-000027 · wf-form4_164694824796300.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,899 Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:38 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 2,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000027 · wf-form4_164694824796300.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2022 Filed Jan 25, 2022 21:13 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000013 · wf-form4_164314516764899.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested ratably on January 23, 2020, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested ratably on January 23, 2020, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested ratably on January 23, 2020, 2021 and 2022. Read SEC document |
| January 23, 2022 Filed Jan 25, 2022 21:13 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 3,759 | $28.25 | $106,191.75 |
DisclosureSEC source: 0001455863-22-000013 · wf-form4_164314516764899.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,282 Read SEC document |
| January 23, 2022 Filed Jan 25, 2022 21:13 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000013 · wf-form4_164314516764899.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2022 Filed Jan 11, 2022 23:29 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 8,709 | $31.00 | $269,979.00 |
DisclosureSEC source: 0001455863-22-000007 · wf-form4_164194372358838.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,707 Read SEC document |
| January 08, 2022 Filed Jan 11, 2022 23:29 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantCommon Shares of Beneficial Interest | 18,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-22-000007 · wf-form4_164194372358838.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,416 F1 · shares: Shares acquired upon vesting of performance restricted stock units ("PRSUs"). Each PRSU represented the right to receive, upon vesting, one common share of beneficial interest of Americold Realty Trust ("Common Shares"). The number of Common Shares acquired upon vesting was based on the Company's relative total shareholder return ("TSR") against the total shareholder return of each company in the MSCI U.S. REIT Index over the period from January 1, 2019 through December 31, 2021, as approved by the Company's Compensation Committee. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:26 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-21-000128 · wf-form4_164081317365633.xml · derivative · entry 4 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,309 Underlying: Common Shares of Beneficial Interest · 7,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested 25% on each of December 27, 2019, 2020 and 2021 and the remainder will vest on December 27, 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested 25% on each of December 27, 2019, 2020 and 2021 and the remainder will vest on December 27, 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested 25% on each of December 27, 2019, 2020 and 2021 and the remainder will vest on December 27, 2022. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:26 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 3,296 | $32.50 | $107,120.00 |
DisclosureSEC source: 0001455863-21-000128 · wf-form4_164081317365633.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,964 Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:26 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-21-000128 · wf-form4_164081317365633.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Dec 29, 2021 21:26 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GiftCommon Shares of Beneficial Interest | 410 | $37.03 | $15,182.30 |
DisclosureSEC source: 0001455863-21-000128 · wf-form4_164081317365633.xml · nonDerivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,554 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:35 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 2,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-21-000052 · wf-form4_161541210814184.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,297 Underlying: Common Shares of Beneficial Interest · 2,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020 and 2021 and the remainder will vest on March 8, 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020 and 2021 and the remainder will vest on March 8, 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020 and 2021 and the remainder will vest on March 8, 2022. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:35 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 1,019 | $34.40 | $35,053.60 |
DisclosureSEC source: 0001455863-21-000052 · wf-form4_161541210814184.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,952 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:35 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 2,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-21-000052 · wf-form4_161541210814184.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 23, 2021 20:32 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 24,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-21-000069 · wf-form4_161653154914948.xml · derivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,336 Underlying: Common Shares of Beneficial Interest · 24,336 shares Expires not disclosed F3 · derivative.exercise_price: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F3 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F4 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F3 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F4 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2021 Filed Mar 23, 2021 20:32 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profits Units · Derivative | 8,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-21-000069 · wf-form4_161653154914948.xml · derivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,112 Underlying: Common Shares of Beneficial Interest · 8,112 shares Expires not disclosed F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2022, 2023 and 2024. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2022, 2023 and 2024. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. F1 · derivative.expiration_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2022, 2023 and 2024. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| January 23, 2021 Filed Jan 25, 2021 21:43 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-21-000025 · wf-form4_161161101995182.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Shares of Beneficial Interest · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on each of January 23, 2020 and 2021. The remainder of the RSUs will vest on January 23, 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on each of January 23, 2020 and 2021. The remainder of the RSUs will vest on January 23, 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on each of January 23, 2020 and 2021. The remainder of the RSUs will vest on January 23, 2022. Read SEC document |
| January 23, 2021 Filed Jan 25, 2021 21:43 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 3,759 | $35.40 | $133,068.60 |
DisclosureSEC source: 0001455863-21-000025 · wf-form4_161161101995182.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,680 Read SEC document |
| January 23, 2021 Filed Jan 25, 2021 21:43 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 8,333 | $35.40 | $294,988.20 |
DisclosureSEC source: 0001455863-21-000025 · wf-form4_161161101995182.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 21:52 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 25,539 | $35.22 | $899,483.58 |
DisclosureSEC source: 0001455863-21-000013 · wf-form4_161040191063908.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,106 F2 · shares: Represents shares withheld for payment of taxes upon the vesting of PRSUs, not an open market transaction. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 21:52 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantCommon Shares of Beneficial Interest | 56,250 | $35.22 | $1,981,125.00 |
DisclosureSEC source: 0001455863-21-000013 · wf-form4_161040191063908.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,645 F1 · shares: Shares acquired upon vesting of performance restricted stock units ("PRSUs"). Each PRSU represented the right to receive, upon vesting, one common share of beneficial interest of Americold Realty Trust ("Common Shares"). The number of Common Shares acquired upon vesting was contingent upon the Company's absolute total shareholder return calculated per the PRSU award agreement over the period from the Company's initial public offering on January 18, 2018 through December 31, 2020, as approved by the Company's Compensation Committee. Read SEC document |
| December 27, 2020 Filed Dec 29, 2020 21:08 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-20-000135 · wf-form4_160927609733585.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,617 Underlying: Common Shares of Beneficial Interest · 7,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested 25% on each of December 27, 2019 and 2020 and the remainder will vest ratably on December 27, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested 25% on each of December 27, 2019 and 2020 and the remainder will vest ratably on December 27, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested 25% on each of December 27, 2019 and 2020 and the remainder will vest ratably on December 27, 2021 and 2022. Read SEC document |
| December 27, 2020 Filed Dec 29, 2020 21:08 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 3,296 | $36.40 | $119,974.40 |
DisclosureSEC source: 0001455863-20-000135 · wf-form4_160927609733585.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,395 Read SEC document |
| December 27, 2020 Filed Dec 29, 2020 21:08 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 7,308 | $36.40 | $266,011.20 |
DisclosureSEC source: 0001455863-20-000135 · wf-form4_160927609733585.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:07 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 80,000 | $9.81 Strike: $9.81 | $784,800.00 |
DisclosureSEC source: 0001455863-20-000084 · wf-form4_159078282971749.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 80,000 shares Expires 2025-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options to acquire common shares vested 20% each on May 13, 2016, 2017, 2018, 2019 and 2020. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:07 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001455863-20-000084 · wf-form4_159078282971749.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,383 F1 · price: Shares sold at various prices ranging from $35.25 to $35.46. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:07 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 80,000 | $9.81 | $784,800.00 |
DisclosureSEC source: 0001455863-20-000084 · wf-form4_159078282971749.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:32 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 20,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-20-000063 · wf-form4_158387232247697.xml · derivative · entry 5 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,013 Underlying: Common Shares of Beneficial Interest · 20,013 shares Expires not disclosed F4 · security: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F4 · derivative.exercise_price: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F4 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F5 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F4 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F5 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:32 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profits Units · Derivative | 6,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-20-000063 · wf-form4_158387232247697.xml · derivative · entry 4 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,671 Underlying: Common Shares of Beneficial Interest · 6,671 shares Expires not disclosed F2 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F3 · security: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. F2 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F2 · date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F2 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F3 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. F2 · derivative.expiration_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F3 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:32 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 2,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-20-000063 · wf-form4_158387232247697.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,588 Underlying: Common Shares of Beneficial Interest · 2,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2020 and the remaining RSUs will vest ratably on March 8, 2021 and 2022. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2020 and the remaining RSUs will vest ratably on March 8, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2020 and the remaining RSUs will vest ratably on March 8, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2020 and the remaining RSUs will vest ratably on March 8, 2021 and 2022. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:32 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 690 | $31.48 | $21,721.20 |
DisclosureSEC source: 0001455863-20-000063 · wf-form4_158387232247697.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,383 Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:32 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 2,291 | $31.48 | $72,120.68 |
DisclosureSEC source: 0001455863-20-000063 · wf-form4_158387232247697.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 22:39 UTC Amendment | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-20-000051 · wf-form4a_158016472728391.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Shares of Beneficial Interest · 8,333 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 22:39 UTC Amendment | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 2,621 | $35.73 | $93,648.33 |
DisclosureSEC source: 0001455863-20-000051 · wf-form4a_158016472728391.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,782 Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 22:39 UTC Amendment | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 8,333 | $35.73 | $297,738.09 |
DisclosureSEC source: 0001455863-20-000051 · wf-form4a_158016472728391.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:48 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-20-000044 · wf-form4_158016167501556.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Shares of Beneficial Interest · 8,333 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:48 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 2,621 | $35.73 | $93,648.33 |
DisclosureSEC source: 0001455863-20-000044 · wf-form4_158016167501556.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,103 Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:48 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 8,333 | $35.73 | $297,738.09 |
DisclosureSEC source: 0001455863-20-000044 · wf-form4_158016167501556.xml · nonDerivative · entry 1 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 19:19 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001455863-19-000025 · wf-form4_157773353919211.xml · derivative · entry 3 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,925 Underlying: Common Shares of Beneficial Interest · 7,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022. Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 19:19 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 3,296 | $34.72 | $114,437.12 |
DisclosureSEC source: 0001455863-19-000025 · wf-form4_157773353919211.xml · nonDerivative · entry 2 Smernoff Marc · CIK 0001728302 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,070 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.