Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Commercial Real Estate Finance, Inc.ARI · Entity 5047 | Director | April 01, 2019 | April 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Commercial Real Estate Finance, Inc.
Report date April 01, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,605 |
Reported balance
After 2019-04-01 transaction · row 1
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 5,449 · Balance 42,605 F1: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICOLD REALTY TRUST
Report date March 01, 2019 · Filed March 06, 2019
Section 16 reporting ended · disclosed 2019-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 100,000 |
Ending reported balance
After 2019-03-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-01 · Exercise / conversion · Acquired 166,958 · Balance 301,248 F1: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. Row 2 · 2019-03-01 · Sale · Disposed 166,958 · Balance 134,290 F1: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F2: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Row 3 · 2019-03-05 · Exercise / conversion · Acquired 100,000 · Balance 234,290 F5: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company. Row 4 · 2019-03-05 · Sale · Disposed 134,290 · Balance 100,000 F7: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.81 · Expires 2022-02-01 | Direct | 333,915 |
Reported balance
After 2019-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-01 · Exercise / conversion · Disposed 166,958 · Balance 333,915 F1: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F3: On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares. F4: Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-05 · Exercise / conversion · Disposed 200,000 · Balance 0 F5: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company. F6: On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.
F2: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
F3: On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares.
F4: Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017.
F5: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.
F6: On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled.
F7: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 20:53 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 5,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023239 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,605 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:06 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-006277 · doc4.xml · derivative · entry 6 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company. F5 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company. F6 · derivative.exercise_date: On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled. F6 · derivative.expiration_date: On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:06 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 134,290 | $29.51 | $3,963,287.34 |
DisclosureSEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 4 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F7 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 00:06 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 3 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of the Company. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:06 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 166,958 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-19-006277 · doc4.xml · derivative · entry 5 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,915 Underlying: Common Shares of Beneficial Interest · 166,958 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F3 · shares: On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares. F4 · derivative.exercise_date: Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:06 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 166,958 | $28.68 | $4,788,171.79 |
DisclosureSEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 2 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,290 F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:06 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 166,958 | $9.81 | $1,637,857.98 |
DisclosureSEC source: 0000899243-19-006277 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:25 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 166,958 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-19-002673 · doc4.xml · derivative · entry 3 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,873 Underlying: Common Shares of Beneficial Interest · 166,958 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F3 · shares: On February 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares. F4 · derivative.exercise_date: Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:25 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 166,958 | $29.02 | $4,844,470.02 |
DisclosureSEC source: 0000899243-19-002673 · doc4.xml · nonDerivative · entry 2 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,352 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.64 to $29.35, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:25 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 166,958 | $9.81 | $1,637,857.98 |
DisclosureSEC source: 0000899243-19-002673 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 23:54 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 10,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-001981 · doc4.xml · derivative · entry 3 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 10,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. F3 · derivative.exercise_date: The RSUs vested on January 23, 2019. F3 · derivative.expiration_date: The RSUs vested on January 23, 2019. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 23:54 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionRestricted Stock Units · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-001981 · doc4.xml · derivative · entry 2 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares of Beneficial Interest · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. F2 · derivative.exercise_date: One-third of the RSUs vested on January 23, 2019 and the rest of the RSUs will vest ratably on January 23, 2020 and 2021. F2 · derivative.expiration_date: One-third of the RSUs vested on January 23, 2019 and the rest of the RSUs will vest ratably on January 23, 2020 and 2021. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 23:54 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 110,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-001981 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 166,958 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-19-000565 · doc4.xml · derivative · entry 3 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,831 Underlying: Common Shares of Beneficial Interest · 166,958 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F3 · shares: On January 2, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares. F4 · derivative.exercise_date: Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 166,958 | $24.74 | $4,131,292.23 |
DisclosureSEC source: 0000899243-19-000565 · doc4.xml · nonDerivative · entry 2 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,352 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $24.52 to $25.28, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:47 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 166,958 | $9.81 | $1,637,857.98 |
DisclosureSEC source: 0000899243-19-000565 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 11:23 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 166,958 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-030187 · doc4.xml · derivative · entry 3 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,789 Underlying: Common Shares of Beneficial Interest · 166,958 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F3 · shares: On December 3, 2018, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares. F4 · derivative.exercise_date: Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 11:23 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 166,958 | $26.82 | $4,478,397.91 |
DisclosureSEC source: 0000899243-18-030187 · doc4.xml · nonDerivative · entry 2 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,352 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $26.57 to $26.95, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 11:23 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 166,958 | $9.81 | $1,637,857.98 |
DisclosureSEC source: 0000899243-18-030187 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:38 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 10,000 | $18.52 | $185,221.00 |
DisclosureSEC source: 0001209191-18-059726 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,156 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.5650, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 02:51 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 30,000 | $25.99 | $779,688.00 |
DisclosureSEC source: 0000899243-18-029071 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,352 F1 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $25.91 to $26.06, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:20 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 100,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-013252 · doc4.xml · derivative · entry 3 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,747 Underlying: Common Shares of Beneficial Interest · 100,000 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 15, 2018, Mr. Gault made a net exercise of 100,000 stock options, resulting in his acqusition of 53,352 common shares of beneficial interest of Americold Realty Trust (the "Company"). The transactions described herein were pursuant to an exception to a lock-up agreement between Mr. Gault and the underwriters with respect to the initial public offering of the Company. F2 · derivative.exercise_date: Options to acquire common shares of beneficial interest vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:20 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 46,648 | $21.03 | $981,007.44 |
DisclosureSEC source: 0000899243-18-013252 · doc4.xml · nonDerivative · entry 2 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,352 Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:20 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 100,000 | $9.81 | $981,000.00 |
DisclosureSEC source: 0000899243-18-013252 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:06 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 13,000 | $18.19 | $236,506.40 |
DisclosureSEC source: 0001209191-18-029235 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,156 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.17 to $18.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:51 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 5,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023732 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,156 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 22:14 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | GrantRestricted Stock Units · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-001764 · doc4.xml · derivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares of Beneficial Interest · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. Read SEC document |
| January 23, 2018 Filed Apr 3, 2018 01:35 UTC Amendment | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | GrantRestricted Stock Units · Derivative | 10,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009157 · doc4a.xml · derivative · entry 2 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,938 Underlying: Common Shares of Beneficial Interest · 10,938 shares Expires not disclosed F2 · derivative.exercise_price: The RSUs will vest on January 23, 2019. F2 · price: The RSUs will vest on January 23, 2019. F2 · derivative.exercise_date: The RSUs will vest on January 23, 2019. F2 · derivative.expiration_date: The RSUs will vest on January 23, 2019. Read SEC document |
| January 23, 2018 Filed Apr 3, 2018 01:35 UTC Amendment | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | GrantRestricted Stock Units · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009157 · doc4a.xml · derivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares of Beneficial Interest · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:01 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 1,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047417 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,542 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:24 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 4,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025654 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,004 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:55 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000313 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,002 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.