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Rodriguez Carlos V

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131452
SEC CIK
0001551733

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CompanyLast reported asReport datePublished
AMERICOLD REALTY TRUSTCOLD · Entity 4019EVP and COOJanuary 08, 2022January 11, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICOLD REALTY TRUST

Report date January 08, 2022 · Filed January 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect41,863 Last balance in matching sequence After 2022-01-08 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-01-08 · Grant · Acquired 18,862 · Balance 50,194

F1: Shares acquired upon vesting of performance restricted stock units ("PRSUs"). Each PRSU represented the right to receive, upon vesting, one common share of beneficial interest of Americold Realty Trust ("Common Shares"). The number of Common Shares acquired upon vesting was based on the Company's relative total shareholder return ("TSR") against the total shareholder return of each company in the MSCI U.S. REIT Index over the period from January 1, 2019 through December 31, 2021, as approved by the Company's Compensation Committee.

F2: Includes 685 shares purchased pursuant to the Americold Realty Trust qualified Employee Stock Purchase Plan, which are exempt from reporting under Section 16.

Row 2 · 2022-01-08 · Tax withholding · Disposed 8,331 · Balance 41,863

F2: Includes 685 shares purchased pursuant to the Americold Realty Trust qualified Employee Stock Purchase Plan, which are exempt from reporting under Section 16.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired upon vesting of performance restricted stock units ("PRSUs"). Each PRSU represented the right to receive, upon vesting, one common share of beneficial interest of Americold Realty Trust ("Common Shares"). The number of Common Shares acquired upon vesting was based on the Company's relative total shareholder return ("TSR") against the total shareholder return of each company in the MSCI U.S. REIT Index over the period from January 1, 2019 through December 31, 2021, as approved by the Company's Compensation Committee.

F2: Includes 685 shares purchased pursuant to the Americold Realty Trust qualified Employee Stock Purchase Plan, which are exempt from reporting under Section 16.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2022 Filed Jan 11, 2022 23:29 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 8,331 $31.00 $258,261.00
Disclosure

SEC source: 0001455863-22-000008 · wf-form4_164194374471756.xml · nonDerivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,863

F2 · balance_after: Includes 685 shares purchased pursuant to the Americold Realty Trust qualified Employee Stock Purchase Plan, which are exempt from reporting under Section 16.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 23:29 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantCommon Shares of Beneficial Interest 18,862 $0.00 $0.00
Disclosure

SEC source: 0001455863-22-000008 · wf-form4_164194374471756.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,194

F1 · shares: Shares acquired upon vesting of performance restricted stock units ("PRSUs"). Each PRSU represented the right to receive, upon vesting, one common share of beneficial interest of Americold Realty Trust ("Common Shares"). The number of Common Shares acquired upon vesting was based on the Company's relative total shareholder return ("TSR") against the total shareholder return of each company in the MSCI U.S. REIT Index over the period from January 1, 2019 through December 31, 2021, as approved by the Company's Compensation Committee.

F2 · balance_after: Includes 685 shares purchased pursuant to the Americold Realty Trust qualified Employee Stock Purchase Plan, which are exempt from reporting under Section 16.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:03 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 5,792 $37.96 $219,864.32
Disclosure

SEC source: 0001455863-21-000097 · wf-form4_162205940798876.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,647

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 2,291 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000056 · wf-form4_161541223622120.xml · derivative · entry 3

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Shares of Beneficial Interest · 2,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020 and 2021 and the remainder will vest on March 8, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020 and 2021 and the remainder will vest on March 8, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020 and 2021 and the remainder will vest on March 8, 2022.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,019 $34.40 $35,053.60
Disclosure

SEC source: 0001455863-21-000056 · wf-form4_161541223622120.xml · nonDerivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,439

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 2,291 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000056 · wf-form4_161541223622120.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 23, 2021 20:31 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantPerformance OP Profits Units · Derivative 24,336 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000066 · wf-form4_161653147696036.xml · derivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,336

Underlying: Common Shares of Beneficial Interest · 24,336 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F3 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F4 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F3 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F4 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Read SEC document
March 08, 2021 Filed Mar 23, 2021 20:31 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantOperating Partnership Profits Units · Derivative 8,112 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000066 · wf-form4_161653147696036.xml · derivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,112

Underlying: Common Shares of Beneficial Interest · 8,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2022, 2023 and 2024. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2022, 2023 and 2024. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F1 · derivative.expiration_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2022, 2023 and 2024. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 19,112 $35.22 $673,124.64
Disclosure

SEC source: 0001455863-21-000011 · wf-form4_161040187584934.xml · nonDerivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,167

F2 · shares: Represents shares withheld for payment of taxes upon the vesting of PRSUs, not an open market transaction.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantCommon Shares of Beneficial Interest 42,000 $35.22 $1,479,240.00
Disclosure

SEC source: 0001455863-21-000011 · wf-form4_161040187584934.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,279

F1 · shares: Shares acquired upon vesting of performance restricted stock units ("PRSUs"). Each PRSU represented the right to receive, upon vesting, one common share of beneficial interest of Americold Realty Trust ("Common Shares"). The number of Common Shares acquired upon vesting was contingent upon the Company's absolute total shareholder return calculated per the PRSU award agreement over the period from the Company's initial public offering on January 18, 2018 through December 31, 2020, as approved by the Company's Compensation Committee.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000125 · wf-form4_160167127629723.xml · derivative · entry 3

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested ratably on October 1, 2019 and 2020.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested ratably on October 1, 2019 and 2020.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested ratably on October 1, 2019 and 2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,806 $36.45 $65,828.70
Disclosure

SEC source: 0001455863-20-000125 · wf-form4_160167127629723.xml · nonDerivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,279

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 6,000 $36.45 $218,700.00
Disclosure

SEC source: 0001455863-20-000125 · wf-form4_160167127629723.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantPerformance OP Profits Units · Derivative 20,013 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000065 · wf-form4_158387287448558.xml · derivative · entry 5

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,013

Underlying: Common Shares of Beneficial Interest · 20,013 shares

Expires not disclosed

F4 · security: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal.

F4 · derivative.exercise_price: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal.

F4 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal.

F5 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F4 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal.

F5 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantOperating Partnership Profits Units · Derivative 6,671 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000065 · wf-form4_158387287448558.xml · derivative · entry 4

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,671

Underlying: Common Shares of Beneficial Interest · 6,671 shares

Expires not disclosed

F2 · security: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F2 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F2 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F3 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F2 · derivative.expiration_date: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F3 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 2,291 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000065 · wf-form4_158387287448558.xml · derivative · entry 3

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,588

Underlying: Common Shares of Beneficial Interest · 2,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on March 8, 2020 and the remainder will vest ratably on March 8, 2021 and 2022.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on March 8, 2020 and the remainder will vest ratably on March 8, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on March 8, 2020 and the remainder will vest ratably on March 8, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on March 8, 2020 and the remainder will vest ratably on March 8, 2021 and 2022.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 693 $31.48 $21,815.64
Disclosure

SEC source: 0001455863-20-000065 · wf-form4_158387287448558.xml · nonDerivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,085

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:41 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 2,291 $31.48 $72,120.68
Disclosure

SEC source: 0001455863-20-000065 · wf-form4_158387287448558.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 9, 2019 18:15 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001455863-19-000017 · edgar.xml · derivative · entry 3

Rodriguez Carlos V · CIK 0001551733 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares of Beneficial Interest · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

F1 · price: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

F1 · derivative.exercise_date: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

F1 · derivative.expiration_date: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

Read SEC document
October 01, 2019 Filed Oct 9, 2019 18:15 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,806 $37.00 $66,822.00
Disclosure

SEC source: 0001455863-19-000017 · edgar.xml · nonDerivative · entry 2

Rodriguez Carlos V · CIK 0001551733 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

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October 01, 2019 Filed Oct 9, 2019 18:15 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCoomon Shares of Beneficial Interest 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001455863-19-000017 · edgar.xml · nonDerivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 10, 2018, the Reporting Person was granted 12,000 restricted stock units ("RSUs"), which vest in two equal installments on October 1, 2019 and October 1, 2020. Each RSU represents the right to acquire one common share of Americold Realty Trust.

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March 15, 2019 Filed Mar 20, 2019 00:17 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 GrantRestricted Stock Units · Derivative 6,879 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-008423 · doc4.xml · derivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,879

Underlying: Common Shares of Beneficial Interest · 6,879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

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September 10, 2018 Filed Sep 12, 2018 21:55 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 GrantRestricted Stock Units · Derivative 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-024309 · doc4.xml · derivative · entry 1

Rodriguez Carlos V · CIK 0001551733 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares of Beneficial Interest · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on October 1, 2019 and 2020.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on October 1, 2019 and 2020.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on October 1, 2019 and 2020.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on October 1, 2019 and 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.