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person · Reporting owner

BURKLE RONALD W

Disclosed activity across 4 companies

Tapewire entity
68261
SEC CIK
0001015899

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Soho House & Co Inc.SHCO · Entity 11106Director · 10% owner · Exec. Chairman; See RemarksJanuary 29, 2026February 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Soho House & Co Inc.

Report date January 29, 2026 · Filed February 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectBy OA3, LLC5,849,496 Reported balance After 2026-01-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-29 · Other · Acquired 4,400,000 · Balance 5,849,496

F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026.

F3: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares.

F6: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Yucaipa American Alliance (Parallel) Fund II, L.P.30,897,218 Reported balance Holding disclosure · report date 2026-01-29 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 30,897,218

F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Yucaipa American Alliance Fund II, L.P.46,899,423 Reported balance Holding disclosure · report date 2026-01-29 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 46,899,423

F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Yucaipa American Alliance III, L.P.1,123,325 Reported balance Holding disclosure · report date 2026-01-29 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,123,325

F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Yucaipa Soho Works, Inc.353,763 Reported balance Holding disclosure · report date 2026-01-29 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 353,763

F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Global Joint Ventures Investment Partnership10,871,215 Reported balance Holding disclosure · report date 2026-01-29 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 10,871,215

F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F5: The Reporting Person is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026.

F3: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares.

F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F5: The Reporting Person is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F6: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2019-03-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee footnote 1 and Remarks below0 Reported balance After 2019-03-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-03-05 · Sale · Disposed 38,422,583 · Balance 0

F1: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA").

Filing footnotes · ownership attribution and instrument terms

F1: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA").

Amalgamated Financial Corp.

Report date August 08, 2022 · Filed August 11, 2022

Jointly reported with Yucaipa Corporate Initiatives Fund II LP, Yucaipa Corporate Initiatives (Parallel) Fund II LP

Section 16 reporting ended · disclosed 2022-08-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectOwned by Yucaipa Corporate Initiatives Fund II, L.P.1,118,721 Reported balance After 2022-08-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-08-08 · Other · Disposed 2,102,231 · Balance 1,118,721

F1: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F2: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.

Common StockSEC Table I · non-derivativeIndirectOwned by Yucaipa Corporate Initiatives (Parallel) Fund II, L.P.176,642 Reported balance After 2022-08-08 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-08-08 · Other · Disposed 406,674 · Balance 176,642

F1: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F2: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F2: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.

Yucaipa Acquisition Corp

Report date December 14, 2021 · Filed December 16, 2021

Section 16 reporting ended · disclosed 2021-12-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityIndirectBy Yucaipa Acquisition Manager, LLC0 Reported balance After 2021-12-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-12-14 · Disposition to issuer · Disposed 8,565,000 · Balance 0

F1: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

F2: The securities reported herein were held by Yucaipa Acquisition Manager, LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

F2: The securities reported herein were held by Yucaipa Acquisition Manager, LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2026 Filed Feb 2, 2026 16:19 UTC Soho House & Co Inc. SHCO · Entity 11106 OtherClass B Common Stock · Derivative 4,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-000450 · form4.xml · derivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By OA3, LLC

Disclosed balance after: 5,849,496

Underlying: Class A Common Stock · 4,400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · kind: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026.

F2 · shares: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026.

F2 · price: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026.

F1 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F3 · balance_after: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares.

F3 · ownership.direct: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares.

F6 · ownership.direct: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares.

F6 · ownership.nature: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 06:44 UTC Soho House & Co Inc. SHCO · Entity 11106 PurchaseClass B Common Stock · Derivative 4,400,000 $6.00 $26,400,000.00
Disclosure

SEC source: 0000905148-25-003024 · form4.xml · derivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,400,000

Underlying: Class A Common Stock · 4,400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · kind: These 4.4 million shares of Class B common stock ("Subject Shares") were purchased for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, between the Reporting Person and Nick Jones, each of whom is a permitted holder of Class B common stock. In addition to the payment of the Purchase Price, the Reporting Person agreed that, in the event the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") is consummated within twelve months of the closing of the sale of the Subject Shares, the Reporting Person will pay or transfer to Mr. Jones within 30 days following the consummation of the Merger, an amount equal to 50% of the difference between the price per share cash consideration paid in the Merger and the Purchase Price (the "Additional Payment").

F3 · kind: Based on the $9.00 per share price set forth in the Merger Agreement, the Reporting Person would pay Mr. Jones an additional $6,600,000, or $1.50 per Subject Share, if the Additional Payment becomes payable.

F2 · price: These 4.4 million shares of Class B common stock ("Subject Shares") were purchased for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, between the Reporting Person and Nick Jones, each of whom is a permitted holder of Class B common stock. In addition to the payment of the Purchase Price, the Reporting Person agreed that, in the event the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") is consummated within twelve months of the closing of the sale of the Subject Shares, the Reporting Person will pay or transfer to Mr. Jones within 30 days following the consummation of the Merger, an amount equal to 50% of the difference between the price per share cash consideration paid in the Merger and the Purchase Price (the "Additional Payment").

F3 · price: Based on the $9.00 per share price set forth in the Merger Agreement, the Reporting Person would pay Mr. Jones an additional $6,600,000, or $1.50 per Subject Share, if the Additional Payment becomes payable.

F1 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 01:46 UTC Amalgamated Financial Corp. AMAL · Entity 1203 OtherCommon Stock 406,674 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028308 · doc4.xml · nonDerivative · entry 2

BURKLE RONALD W · CIK 0001015899 · 10% owner

Yucaipa Corporate Initiatives Fund II LP · CIK 0001418411 · 10% owner

Yucaipa Corporate Initiatives (Parallel) Fund II LP · CIK 0001418409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Yucaipa Corporate Initiatives (Parallel) Fund II, L.P.

Disclosed balance after: 176,642

F1 · kind: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F2 · kind: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.

F1 · ownership.nature: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 01:46 UTC Amalgamated Financial Corp. AMAL · Entity 1203 OtherCommon Stock 2,102,231 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028308 · doc4.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · 10% owner

Yucaipa Corporate Initiatives Fund II LP · CIK 0001418411 · 10% owner

Yucaipa Corporate Initiatives (Parallel) Fund II LP · CIK 0001418409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Yucaipa Corporate Initiatives Fund II, L.P.

Disclosed balance after: 1,118,721

F1 · kind: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F2 · kind: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.

F1 · ownership.nature: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 19:42 UTC Yucaipa Acquisition Corp YAC · Entity 132303 Disposition to issuerClass B ordinary shares · Derivative 8,565,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048646 · doc4.xml · derivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · President and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa Acquisition Manager, LLC

Disclosed balance after: 0

Underlying: Class A ordinary shares · 8,565,000 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

F1 · price: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

F1 · derivative.exercise_date: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

F1 · derivative.expiration_date: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.

F2 · ownership.direct: The securities reported herein were held by Yucaipa Acquisition Manager, LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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September 01, 2021 Filed Sep 2, 2021 16:05 UTC Soho House & Co Inc. MCG · Entity 11106 PurchaseClass A Common Stock 100,000 $12.24 $1,224,250.00
Disclosure

SEC source: 0001567619-21-016653 · doc1.xml · nonDerivative · entry 3

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging between $11.73 and $12.75.

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September 01, 2021 Filed Sep 2, 2021 16:05 UTC Soho House & Co Inc. MCG · Entity 11106 PurchaseClass A Common Stock 62,826 $12.33 $774,694.84
Disclosure

SEC source: 0001567619-21-016653 · doc1.xml · nonDerivative · entry 2

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging between $11.60 and $12.50.

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August 31, 2021 Filed Sep 2, 2021 16:05 UTC Soho House & Co Inc. MCG · Entity 11106 PurchaseClass A Common Stock 37,174 $11.60 $431,114.31
Disclosure

SEC source: 0001567619-21-016653 · doc1.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,174

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging between $10.76 and $12.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (3).

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionClass B Common Stock · Derivative 1,449,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 12

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By OA3, LLC

Disclosed balance after: 1,449,496

Underlying: Class A Common Stock · 1,449,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F4 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative 1,920,940 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 11

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By OA3, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,449,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F4 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionClass B Common Stock · Derivative 10,871,215 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 10

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Joint Ventures Investment Partnership

Disclosed balance after: 10,871,215

Underlying: Class A Common Stock · 10,871,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F3 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative 14,407,044 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 9

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Joint Ventures Investment Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,871,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F3 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionClass B Common Stock · Derivative 353,763 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 8

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa Soho Works, Inc.

Disclosed balance after: 353,763

Underlying: Class A Common Stock · 353,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative 468,823 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 7

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa Soho Works, Inc.

Disclosed balance after: 0

Underlying: Class B Common Stock · 353,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionClass B Common Stock · Derivative 1,123,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 6

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa American Alliance III, L.P.

Disclosed balance after: 1,123,325

Underlying: Class A Common Stock · 1,123,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative 1,488,682 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 5

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa American Alliance III, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,123,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionClass B Common Stock · Derivative 46,899,423 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 4

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa American Alliance Fund II, L.P.

Disclosed balance after: 46,899,423

Underlying: Class A Common Stock · 46,899,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative 62,153,319 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 3

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa American Alliance Fund II, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 46,899,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionClass B Common Stock · Derivative 30,897,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 2

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa American Alliance (Parallel) Fund II, L.P.

Disclosed balance after: 30,897,218

Underlying: Class A Common Stock · 30,897,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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July 19, 2021 Filed Jul 21, 2021 16:11 UTC Soho House & Co Inc. MCG · Entity 11106 Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative 40,946,444 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-025180 · form4.xml · derivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks

Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner

YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yucaipa American Alliance (Parallel) Fund II, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 30,897,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited.

F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.

F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.

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March 05, 2019 Filed Mar 5, 2019 18:00 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 38,422,583 $27.47 $1,055,564,411.47
Disclosure

SEC source: 0001209191-19-016874 · doc4.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner

YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner

Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner

Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner

YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner

YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1 and Remarks below

Disclosed balance after: 0

F1 · ownership.nature: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA").

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September 18, 2018 Filed Sep 20, 2018 13:28 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 16,530,191 $23.54 $389,074,411.61
Disclosure

SEC source: 0001209191-18-051750 · doc4.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 1 and Remarks below

Disclosed balance after: 38,422,583

F1 · ownership.nature: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA").

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March 08, 2018 Filed Mar 12, 2018 21:45 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 OtherCommon Shares of Beneficial Interest 7,235,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019028 · doc4.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner

YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner

Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner

Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner

YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner

YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2 and Remarks below

Disclosed balance after: 54,952,774

F1 · kind: On March 8, 2018, YF ART Holdings, L.P. ("YFA") distributed to CF Cold LP, a limited partner of YFA, 7,235,529 common shares of beneficial interest, par value $0.01 per share, of the Issuer, allocated to CF Cold LP, and CF Cold LP ceased to be a limited partner of YFA. The transaction described herein is a distribution by YFA to a limited partner and is exempt from the lock-up agreement YFA entered into with the representatives of the underwriters for the Issuer's initial public offering and from the letter agreement YFA entered into with the Issuer on March 8, 2018.

F2 · ownership.nature: All securities reported on this Form 4 are held by YFA.

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January 23, 2018 Filed Jan 25, 2018 18:30 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon shares purchase warrants dated December 10, 2009 · Derivative 18,574,619 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001209191-18-005466 · doc4.xml · derivative · entry 4

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner

YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner

Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner

Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner

YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner

YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2 and 3 and Remarks below

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 18,574,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: The Warrants expire on the earliest to occur of (i) 5:00 p.m. New York time on January 31, 2019, (ii) the closing of a qualified sale transaction and (iii) the closing of a qualified initial public offering.

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January 23, 2018 Filed Jan 25, 2018 18:30 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 13,581,284 $14.90 $202,415,456.74
Disclosure

SEC source: 0001209191-18-005466 · doc4.xml · nonDerivative · entry 3

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner

YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner

Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner

Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner

YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner

YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2 and 3 and Remarks below

Disclosed balance after: 62,188,303

F2 · ownership.nature: All securities reported on this Form 4 are held by YFA.

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January 23, 2018 Filed Jan 25, 2018 18:30 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 12,147,801 $15.00 $182,217,015.00
Disclosure

SEC source: 0001209191-18-005466 · doc4.xml · nonDerivative · entry 2

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner

YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner

Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner

Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner

YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner

YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2 and 3 and Remarks below

Disclosed balance after: 75,769,587

F1 · kind: Represents the cashless exercise of common share purchase warrants (the "Warrants") held by YF Art Holdings, L.P. ("YFA") to purchase 18,574,619 common shares of beneficial interest, par value $0.01 per share, of the Issuer ("Common Shares"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA.

F2 · ownership.nature: All securities reported on this Form 4 are held by YFA.

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January 23, 2018 Filed Jan 25, 2018 18:30 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 18,574,619 $9.81 $182,217,012.39
Disclosure

SEC source: 0001209191-18-005466 · doc4.xml · nonDerivative · entry 1

BURKLE RONALD W · CIK 0001015899 · Director · 10% owner

YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner

YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner

Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner

Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner

YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner

YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 2 and 3 and Remarks below

Disclosed balance after: 87,917,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the cashless exercise of common share purchase warrants (the "Warrants") held by YF Art Holdings, L.P. ("YFA") to purchase 18,574,619 common shares of beneficial interest, par value $0.01 per share, of the Issuer ("Common Shares"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA.

F2 · ownership.nature: All securities reported on this Form 4 are held by YFA.

F3 · ownership.nature: Under the shareholders agreement between the Issuer and the shareholders of the Issuer party thereto in effect as of the closing of the initial public offering of the Issuer, YFA has the right to designate, and has designated, two trustees to the board of trustees of the Issuer (the "Board"). Each of Jeffrey M. Gault and Joel A. Holsinger serves on the Board as a representative of YFA. As a result, YFA may be deemed a director by deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.