Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Soho House & Co Inc.SHCO · Entity 11106 | Director · 10% owner · Exec. Chairman; See Remarks | January 29, 2026 | February 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Soho House & Co Inc.
Report date January 29, 2026 · Filed February 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy OA3, LLC | 5,849,496 |
Reported balance
After 2026-01-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-29 · Other · Acquired 4,400,000 · Balance 5,849,496 F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026. F3: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares. F6: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Yucaipa American Alliance (Parallel) Fund II, L.P. | 30,897,218 |
Reported balance
Holding disclosure · report date 2026-01-29 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 30,897,218 F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Yucaipa American Alliance Fund II, L.P. | 46,899,423 |
Reported balance
Holding disclosure · report date 2026-01-29 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 46,899,423 F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Yucaipa American Alliance III, L.P. | 1,123,325 |
Reported balance
Holding disclosure · report date 2026-01-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,123,325 F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Yucaipa Soho Works, Inc. | 353,763 |
Reported balance
Holding disclosure · report date 2026-01-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 353,763 F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Global Joint Ventures Investment Partnership | 10,871,215 |
Reported balance
Holding disclosure · report date 2026-01-29 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,871,215 F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F5: The Reporting Person is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock.
F2: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026.
F3: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares.
F4: The Reporting Person is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.
F5: The Reporting Person is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.
F6: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICOLD REALTY TRUST
Report date March 05, 2019 · Filed March 05, 2019
Jointly reported with YF Art Holdings, L.P., YF Art Holdings GP, LLC, Yucaipa American Alliance Fund I, LP, Yucaipa American Alliance Fund I, LLC, YUCAIPA AMERICAN FUNDS, LLC, YUCAIPA AMERICAN MANAGEMENT, LLC
Section 16 reporting ended · disclosed 2019-03-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee footnote 1 and Remarks below | 0 |
Reported balance
After 2019-03-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-03-05 · Sale · Disposed 38,422,583 · Balance 0 F1: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA"). |
Filing footnotes · ownership attribution and instrument terms
F1: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA").
Amalgamated Financial Corp.
Report date August 08, 2022 · Filed August 11, 2022
Jointly reported with Yucaipa Corporate Initiatives Fund II LP, Yucaipa Corporate Initiatives (Parallel) Fund II LP
Section 16 reporting ended · disclosed 2022-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectOwned by Yucaipa Corporate Initiatives Fund II, L.P. | 1,118,721 |
Reported balance
After 2022-08-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-08-08 · Other · Disposed 2,102,231 · Balance 1,118,721 F1: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. F2: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners. |
| Common StockSEC Table I · non-derivative | IndirectOwned by Yucaipa Corporate Initiatives (Parallel) Fund II, L.P. | 176,642 |
Reported balance
After 2022-08-08 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-08-08 · Other · Disposed 406,674 · Balance 176,642 F1: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. F2: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.
F2: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners.
Yucaipa Acquisition Corp
Report date December 14, 2021 · Filed December 16, 2021
Section 16 reporting ended · disclosed 2021-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectBy Yucaipa Acquisition Manager, LLC | 0 |
Reported balance
After 2021-12-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-14 · Disposition to issuer · Disposed 8,565,000 · Balance 0 F1: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F2: The securities reported herein were held by Yucaipa Acquisition Manager, LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities.
F2: The securities reported herein were held by Yucaipa Acquisition Manager, LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2026 Filed Feb 2, 2026 16:19 UTC | Soho House & Co Inc. SHCO · Entity 11106 | OtherClass B Common Stock · Derivative | 4,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-000450 · form4.xml · derivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By OA3, LLC Disclosed balance after: 5,849,496 Underlying: Class A Common Stock · 4,400,000 shares Expires not disclosed F1 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · kind: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026. F2 · shares: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026. F2 · price: The Reporting Person previously reported, on a Form 4 filed August 18, 2025, that he agreed to purchase 4,400,000 shares of Class B common stock (the "Purchased Shares") from Nick Jones for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, as amended on December 2, 2025 and January 6, 2026, between the Reporting Person and Mr. Jones (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, upon consummation of the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") on January 29, 2026, the Reporting Person agreed to pay or transfer to Mr. Jones an additional $1.50 per share, which represents an amount equal to 50% of the $3.00 difference between the $9.00 price per share cash consideration paid in the Merger and the Purchase Price, or an aggregate $6,600,000, by December 31, 2026. F1 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F3 · balance_after: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares. F3 · ownership.direct: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares. F6 · ownership.direct: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to settlement of the transaction pursuant to the terms of the Purchase Agreement, the Reporting Person assigned the Purchased Shares to the account of OA3, LLC. Accordingly, this Form 4 reflects OA3, LLC as the direct owner of the Purchased Shares. F6 · ownership.nature: The Reporting Person is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. The Reporting Person disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 06:44 UTC | Soho House & Co Inc. SHCO · Entity 11106 | PurchaseClass B Common Stock · Derivative | 4,400,000 | $6.00 | $26,400,000.00 |
DisclosureSEC source: 0000905148-25-003024 · form4.xml · derivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,400,000 Underlying: Class A Common Stock · 4,400,000 shares Expires not disclosed F1 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · kind: These 4.4 million shares of Class B common stock ("Subject Shares") were purchased for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, between the Reporting Person and Nick Jones, each of whom is a permitted holder of Class B common stock. In addition to the payment of the Purchase Price, the Reporting Person agreed that, in the event the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") is consummated within twelve months of the closing of the sale of the Subject Shares, the Reporting Person will pay or transfer to Mr. Jones within 30 days following the consummation of the Merger, an amount equal to 50% of the difference between the price per share cash consideration paid in the Merger and the Purchase Price (the "Additional Payment"). F3 · kind: Based on the $9.00 per share price set forth in the Merger Agreement, the Reporting Person would pay Mr. Jones an additional $6,600,000, or $1.50 per Subject Share, if the Additional Payment becomes payable. F2 · price: These 4.4 million shares of Class B common stock ("Subject Shares") were purchased for an aggregate purchase price of $26,400,000, or $6.00 per share (the "Purchase Price"), in a private transaction pursuant to the terms of a purchase agreement dated August 15, 2025, between the Reporting Person and Nick Jones, each of whom is a permitted holder of Class B common stock. In addition to the payment of the Purchase Price, the Reporting Person agreed that, in the event the merger pursuant to the Merger Agreement entered into by the Issuer on August 15, 2025 (the "Merger") is consummated within twelve months of the closing of the sale of the Subject Shares, the Reporting Person will pay or transfer to Mr. Jones within 30 days following the consummation of the Merger, an amount equal to 50% of the difference between the price per share cash consideration paid in the Merger and the Purchase Price (the "Additional Payment"). F3 · price: Based on the $9.00 per share price set forth in the Merger Agreement, the Reporting Person would pay Mr. Jones an additional $6,600,000, or $1.50 per Subject Share, if the Additional Payment becomes payable. F1 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis at any time upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 01:46 UTC | Amalgamated Financial Corp. AMAL · Entity 1203 | OtherCommon Stock | 406,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-028308 · doc4.xml · nonDerivative · entry 2 BURKLE RONALD W · CIK 0001015899 · 10% owner Yucaipa Corporate Initiatives Fund II LP · CIK 0001418411 · 10% owner Yucaipa Corporate Initiatives (Parallel) Fund II LP · CIK 0001418409 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Yucaipa Corporate Initiatives (Parallel) Fund II, L.P. Disclosed balance after: 176,642 F1 · kind: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. F2 · kind: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners. F1 · ownership.nature: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 01:46 UTC | Amalgamated Financial Corp. AMAL · Entity 1203 | OtherCommon Stock | 2,102,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-028308 · doc4.xml · nonDerivative · entry 1 BURKLE RONALD W · CIK 0001015899 · 10% owner Yucaipa Corporate Initiatives Fund II LP · CIK 0001418411 · 10% owner Yucaipa Corporate Initiatives (Parallel) Fund II LP · CIK 0001418409 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Yucaipa Corporate Initiatives Fund II, L.P. Disclosed balance after: 1,118,721 F1 · kind: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. F2 · kind: On August 8, 2022, the partnership indicated made a distribution in-kind for no consideration to its limited partners. F1 · ownership.nature: These shares are owned directly by each of the partnerships indicated. This filing shall not be deemed an admission that Ronald W. Burkle or any other reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement and Mr. Burkle and each other reporting person disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 19:42 UTC | Yucaipa Acquisition Corp YAC · Entity 132303 | Disposition to issuerClass B ordinary shares · Derivative | 8,565,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048646 · doc4.xml · derivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · President and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa Acquisition Manager, LLC Disclosed balance after: 0 Underlying: Class A ordinary shares · 8,565,000 shares Expires not disclosed F1 · derivative.exercise_price: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F1 · price: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F1 · derivative.exercise_date: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F1 · derivative.expiration_date: In connection with the business combination consummated by Yucaipa Acquisition Corporation (the "Issuer") with SIGNA Sports United N.V. (f/k/a SIGNA Sports United B.V.) ("SSU") on December 14, 2021, pursuant to a Business Combination Agreement dated June 10, 2021, the Class B Ordinary Shares, par value $0.0001 per share, of the Issuer held by the Reporting Person were exchanged for Ordinary Shares, nominal value 0.12 per share, of SSU, as described under the headings "The Business Combination" and "The Business Combination Agreement and Ancillary Documents" in the registration statement filed by SSU on Form F-4 (File No. 333-257685). Upon consummation of the Business Combination the Reporting Person is no longer subject to the reporting requirements of Section 16 with respect to the Issuer's securities. F2 · ownership.direct: The securities reported herein were held by Yucaipa Acquisition Manager, LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 16:05 UTC | Soho House & Co Inc. MCG · Entity 11106 | PurchaseClass A Common Stock | 100,000 | $12.24 | $1,224,250.00 |
DisclosureSEC source: 0001567619-21-016653 · doc1.xml · nonDerivative · entry 3 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging between $11.73 and $12.75. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 16:05 UTC | Soho House & Co Inc. MCG · Entity 11106 | PurchaseClass A Common Stock | 62,826 | $12.33 | $774,694.84 |
DisclosureSEC source: 0001567619-21-016653 · doc1.xml · nonDerivative · entry 2 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging between $11.60 and $12.50. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 16:05 UTC | Soho House & Co Inc. MCG · Entity 11106 | PurchaseClass A Common Stock | 37,174 | $11.60 | $431,114.31 |
DisclosureSEC source: 0001567619-21-016653 · doc1.xml · nonDerivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,174 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging between $10.76 and $12.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (3). Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionClass B Common Stock · Derivative | 1,449,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 12 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By OA3, LLC Disclosed balance after: 1,449,496 Underlying: Class A Common Stock · 1,449,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F4 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F4 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative | 1,920,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 11 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By OA3, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 1,449,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F4 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F4 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of OA3, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionClass B Common Stock · Derivative | 10,871,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 10 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Joint Ventures Investment Partnership Disclosed balance after: 10,871,215 Underlying: Class A Common Stock · 10,871,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F3 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative | 14,407,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 9 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Joint Ventures Investment Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 10,871,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F3 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of Global Joint Venture Investment Partners LP and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionClass B Common Stock · Derivative | 353,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 8 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa Soho Works, Inc. Disclosed balance after: 353,763 Underlying: Class A Common Stock · 353,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative | 468,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 7 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa Soho Works, Inc. Disclosed balance after: 0 Underlying: Class B Common Stock · 353,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionClass B Common Stock · Derivative | 1,123,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 6 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa American Alliance III, L.P. Disclosed balance after: 1,123,325 Underlying: Class A Common Stock · 1,123,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative | 1,488,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 5 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa American Alliance III, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,123,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionClass B Common Stock · Derivative | 46,899,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 4 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa American Alliance Fund II, L.P. Disclosed balance after: 46,899,423 Underlying: Class A Common Stock · 46,899,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative | 62,153,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 3 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa American Alliance Fund II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 46,899,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionClass B Common Stock · Derivative | 30,897,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 2 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa American Alliance (Parallel) Fund II, L.P. Disclosed balance after: 30,897,218 Underlying: Class A Common Stock · 30,897,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F1 · price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.exercise_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F5 · derivative.expiration_date: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 16:11 UTC | Soho House & Co Inc. MCG · Entity 11106 | Exercise / conversionOrdinary Shares of Soho House Holdings Ltd · Derivative | 40,946,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025180 · form4.xml · derivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner · Exec. Chairman; See Remarks Yucaipa American Alliance (Parallel) Fund II, L.P. · CIK 0001452578 · 10% owner YUCAIPA AMERICAN ALLIANCE FUND II LP · CIK 0001431428 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucaipa American Alliance (Parallel) Fund II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 30,897,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering ("IPO"), these ordinary shares of Soho House Holdings Limited were exchanged for shares of Class B common stock of the Issuer at a ratio of approximately 0.75 shares of Class B common stock for each equity interest in Soho House Holdings Limited. F5 · derivative.underlying: Each holder of the Issuer's shares of Class B common stock has the right to convert its shares of Class B common stock for shares of Class A common stock on a one-for-one basis, at any time after consummation of the IPO, upon notice to the Issuer. Additionally, shares of Class B common stock will automatically convert into shares of Class A common stock, on a one-for-one basis, upon transfer to any non-permitted holder of Class B common stock. F2 · ownership.direct: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Ronald W. Burkle is the controlling partner of an affiliate of The Yucaipa Companies, LLC and as such may be deemed to have voting and dispositive control of these securities. Mr. Burkle disclaims beneficial ownership over these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2019 Filed Mar 5, 2019 18:00 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 38,422,583 | $27.47 | $1,055,564,411.47 |
DisclosureSEC source: 0001209191-19-016874 · doc4.xml · nonDerivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 and Remarks below Disclosed balance after: 0 F1 · ownership.nature: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA"). Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 13:28 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 16,530,191 | $23.54 | $389,074,411.61 |
DisclosureSEC source: 0001209191-18-051750 · doc4.xml · nonDerivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 and Remarks below Disclosed balance after: 38,422,583 F1 · ownership.nature: All securities reported on this Form 4 are held by YF ART Holdings, L.P. ("YFA"). Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:45 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | OtherCommon Shares of Beneficial Interest | 7,235,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019028 · doc4.xml · nonDerivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 and Remarks below Disclosed balance after: 54,952,774 F1 · kind: On March 8, 2018, YF ART Holdings, L.P. ("YFA") distributed to CF Cold LP, a limited partner of YFA, 7,235,529 common shares of beneficial interest, par value $0.01 per share, of the Issuer, allocated to CF Cold LP, and CF Cold LP ceased to be a limited partner of YFA. The transaction described herein is a distribution by YFA to a limited partner and is exempt from the lock-up agreement YFA entered into with the representatives of the underwriters for the Issuer's initial public offering and from the letter agreement YFA entered into with the Issuer on March 8, 2018. F2 · ownership.nature: All securities reported on this Form 4 are held by YFA. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 18:30 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon shares purchase warrants dated December 10, 2009 · Derivative | 18,574,619 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001209191-18-005466 · doc4.xml · derivative · entry 4 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3 and Remarks below Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 18,574,619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: The Warrants expire on the earliest to occur of (i) 5:00 p.m. New York time on January 31, 2019, (ii) the closing of a qualified sale transaction and (iii) the closing of a qualified initial public offering. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 18:30 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 13,581,284 | $14.90 | $202,415,456.74 |
DisclosureSEC source: 0001209191-18-005466 · doc4.xml · nonDerivative · entry 3 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3 and Remarks below Disclosed balance after: 62,188,303 F2 · ownership.nature: All securities reported on this Form 4 are held by YFA. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 18:30 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 12,147,801 | $15.00 | $182,217,015.00 |
DisclosureSEC source: 0001209191-18-005466 · doc4.xml · nonDerivative · entry 2 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3 and Remarks below Disclosed balance after: 75,769,587 F1 · kind: Represents the cashless exercise of common share purchase warrants (the "Warrants") held by YF Art Holdings, L.P. ("YFA") to purchase 18,574,619 common shares of beneficial interest, par value $0.01 per share, of the Issuer ("Common Shares"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA. F2 · ownership.nature: All securities reported on this Form 4 are held by YFA. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 18:30 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 18,574,619 | $9.81 | $182,217,012.39 |
DisclosureSEC source: 0001209191-18-005466 · doc4.xml · nonDerivative · entry 1 BURKLE RONALD W · CIK 0001015899 · Director · 10% owner YF Art Holdings, L.P. · CIK 0001728394 · Director · 10% owner YF Art Holdings GP, LLC · CIK 0001728463 · Director · 10% owner Yucaipa American Alliance Fund I, LP · CIK 0001330612 · Director · 10% owner Yucaipa American Alliance Fund I, LLC · CIK 0001490584 · Director · 10% owner YUCAIPA AMERICAN FUNDS, LLC · CIK 0001452934 · Director · 10% owner YUCAIPA AMERICAN MANAGEMENT, LLC · CIK 0001452932 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3 and Remarks below Disclosed balance after: 87,917,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the cashless exercise of common share purchase warrants (the "Warrants") held by YF Art Holdings, L.P. ("YFA") to purchase 18,574,619 common shares of beneficial interest, par value $0.01 per share, of the Issuer ("Common Shares"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA. F2 · ownership.nature: All securities reported on this Form 4 are held by YFA. F3 · ownership.nature: Under the shareholders agreement between the Issuer and the shareholders of the Issuer party thereto in effect as of the closing of the initial public offering of the Issuer, YFA has the right to designate, and has designated, two trustees to the board of trustees of the Issuer (the "Board"). Each of Jeffrey M. Gault and Joel A. Holsinger serves on the Board as a representative of YFA. As a result, YFA may be deemed a director by deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.