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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2009 Filed Apr 28, 2009 20:40 UTC
Pike Lynn AnnPresident, Banking
Tax withholdingCommon Stock 1,849 $19.02 $35,167.98
Disclosure

SEC source: 0001225208-09-010871 · doc4.xml · nonDerivative · entry 1

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,933

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on April 26, 2007. This is authorized in the applicable restricted stock award agreement.

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 14,096 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010840 · doc4.xml · derivative · entry 5

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,096

Underlying: Common Stock · 14,096 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010840 · doc4.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,343

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 14,096 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010839 · doc4.xml · derivative · entry 5

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,096

Underlying: Common Stock · 14,096 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010839 · doc4.xml · nonDerivative · entry 1

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,103

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 17,229 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010841 · doc4.xml · derivative · entry 5

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,229

Underlying: Common Stock · 17,229 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010841 · doc4.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,638

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 18,795 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010843 · doc4.xml · derivative · entry 2

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,795

Underlying: Common Stock · 18,795 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010843 · doc4.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,953

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010842 · doc4.xml · nonDerivative · entry 1

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,636

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

F2 · balance_after: Includes 183 shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction.

F3 · ownership.direct: The reporting person no longer has a reportable beneficial interest in 910 shares of common stock owned by his son and included in the reporting person's prior ownership reports as indirect beneficial holdings.

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 16,446 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010845 · doc4.xml · derivative · entry 3

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,446

Underlying: Common Stock · 16,446 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010845 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,336

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

F2 · balance_after: Excludes 188 shares previously owned directly which were contributed since the last reported transaction to the Hay Family Limited Partnership of which the reporting personis is a beneficial owner.

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 20,361 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010844 · doc4.xml · derivative · entry 3

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,361

Underlying: Common Stock · 20,361 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010844 · doc4.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,064

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 18,795 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010846 · doc4.xml · derivative · entry 2

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,795

Underlying: Common Stock · 18,795 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010846 · doc4.xml · nonDerivative · entry 1

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,314

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantStock Options · Derivative 15,663 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001225208-09-010847 · doc4.xml · derivative · entry 2

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,663

Underlying: Common Stock · 15,663 shares

Expires 2019-04-22

Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC GrantCommon Stock 10,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-010847 · doc4.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,003

F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010

Read SEC document
March 03, 2009 Filed Mar 5, 2009 21:42 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 888 $10.34 $9,181.92
Disclosure

SEC source: 0001225208-09-006354 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,063

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 21:42 UTC
PERLIN GARY LChief Financial Officer
Tax withholdingCommon Stock 2,852 $10.34 $29,489.68
Disclosure

SEC source: 0001225208-09-006356 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,640

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 21:42 UTC
Berson Jory APresident, Financial Services
Tax withholdingCommon Stock 1,091 $10.34 $11,280.94
Disclosure

SEC source: 0001225208-09-006355 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,730

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 21:42 UTC
SCHUYLER MATTHEW WChief Human Resources Officer
Tax withholdingCommon Stock 1,646 $10.34 $17,019.64
Disclosure

SEC source: 0001225208-09-006358 · doc4.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,167

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 21:42 UTC
Schneider Ryan M.President, Card
Tax withholdingCommon Stock 1,007 $10.34 $10,412.38
Disclosure

SEC source: 0001225208-09-006357 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,866

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 03, 2009 Filed Mar 5, 2009 21:43 UTC
SCHNALL PETER AChief Risk Officer
Tax withholdingCommon Stock 1,646 $10.34 $17,019.64
Disclosure

SEC source: 0001225208-09-006359 · doc4.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,470

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 02, 2009 Filed Mar 4, 2009 22:31 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 595 $10.97 $6,527.15
Disclosure

SEC source: 0001225208-09-006150 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,951

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and 401(K) Plan accounts since the last reported transaction.

Read SEC document
March 02, 2009 Filed Mar 4, 2009 22:31 UTC
PERLIN GARY LChief Financial Officer
Tax withholdingCommon Stock 1,670 $10.97 $18,319.90
Disclosure

SEC source: 0001225208-09-006152 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,492

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 02, 2009 Filed Mar 4, 2009 22:31 UTC
Berson Jory APresident, Financial Services
Tax withholdingCommon Stock 824 $10.97 $9,039.28
Disclosure

SEC source: 0001225208-09-006151 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,821

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 02, 2009 Filed Mar 4, 2009 22:31 UTC
SCHNALL PETER AChief Risk Officer
Tax withholdingCommon Stock 1,004 $10.97 $11,013.88
Disclosure

SEC source: 0001225208-09-006153 · doc4.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,116

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 02, 2009 Filed Mar 4, 2009 22:31 UTC
Schneider Ryan M.President, Card
Tax withholdingCommon Stock 590 $10.97 $6,472.30
Disclosure

SEC source: 0001225208-09-006159 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,873

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and 401(K) Plan accounts since the last reported transaction.

Read SEC document
March 02, 2009 Filed Mar 4, 2009 22:31 UTC
SCHUYLER MATTHEW WChief Human Resources Officer
Tax withholdingCommon Stock 900 $10.97 $9,873.00
Disclosure

SEC source: 0001225208-09-006160 · doc4.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,813

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 21, 2009 Filed Feb 24, 2009 23:10 UTC
Berson Jory APresident, Financial Services
Tax withholdingCommon Stock 2,109 $9.43 $19,887.87
Disclosure

SEC source: 0001225208-09-004757 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,353

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 21, 2009 Filed Feb 24, 2009 23:10 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,363 $9.43 $12,853.09
Disclosure

SEC source: 0001225208-09-004756 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,721

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 21, 2009 Filed Feb 24, 2009 23:10 UTC
Pike Lynn AnnPresident, Banking
Tax withholdingCommon Stock 1,447 $9.43 $13,645.21
Disclosure

SEC source: 0001225208-09-004759 · doc4.xml · nonDerivative · entry 1

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,782

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 21, 2009 Filed Feb 24, 2009 23:10 UTC
PERLIN GARY LChief Financial Officer
Tax withholdingCommon Stock 3,003 $9.43 $28,318.29
Disclosure

SEC source: 0001225208-09-004758 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,162

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 21, 2009 Filed Feb 24, 2009 23:10 UTC
SCHNALL PETER AChief Risk Officer
Tax withholdingCommon Stock 1,846 $9.43 $17,407.78
Disclosure

SEC source: 0001225208-09-004760 · doc4.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,120

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 21, 2009 Filed Feb 24, 2009 23:10 UTC
SCHUYLER MATTHEW WChief Human Resources Officer
Tax withholdingCommon Stock 1,775 $9.43 $16,738.25
Disclosure

SEC source: 0001225208-09-004762 · doc4.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,713

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 21, 2009 Filed Feb 24, 2009 23:10 UTC
Schneider Ryan M.President, Card
Tax withholdingCommon Stock 1,477 $9.43 $13,928.11
Disclosure

SEC source: 0001225208-09-004761 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,259

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 10, 2009 Filed Feb 13, 2009 23:26 UTC PurchaseCommon Stock 200 $13.02 $2,604.00
Disclosure

SEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 4

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,596

Read SEC document
February 10, 2009 Filed Feb 13, 2009 23:26 UTC PurchaseCommon Stock 300 $13.03 $3,909.00
Disclosure

SEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 3

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,396

Read SEC document
February 10, 2009 Filed Feb 13, 2009 23:26 UTC PurchaseCommon Stock 800 $13.04 $10,432.00
Disclosure

SEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 2

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,096

Read SEC document
February 10, 2009 Filed Feb 13, 2009 23:26 UTC PurchaseCommon Stock 2,700 $13.01 $35,127.00
Disclosure

SEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,296

Read SEC document
January 30, 2009 Filed Feb 3, 2009 21:15 UTC PurchaseCommon Stock 1,500 $16.43 $24,645.00
Disclosure

SEC source: 0001225208-09-002757 · doc4.xml · nonDerivative · entry 2

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,596

Read SEC document
January 30, 2009 Filed Feb 3, 2009 21:15 UTC PurchaseCommon Stock 2,500 $16.46 $41,150.00
Disclosure

SEC source: 0001225208-09-002757 · doc4.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,096

Read SEC document
January 29, 2009 Filed Feb 3, 2009 01:18 UTC
Alexander Robert M.Chief Information Officer
GrantStock Options · Derivative 134,771 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-09-002547 · doc4.xml · derivative · entry 6

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,771

Underlying: Common Stock · 134,771 shares

Expires 2019-01-28

F7 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
January 29, 2009 Filed Feb 3, 2009 01:18 UTC
Alexander Robert M.Chief Information Officer
GrantPerformance Share Units · Derivative 23,810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-002547 · doc4.xml · derivative · entry 5

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

Underlying: Common Stock · 23,810 shares

Expires 2012-03-15

F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions.

F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period.

F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

Read SEC document
January 29, 2009 Filed Feb 3, 2009 01:18 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 11,759 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-002547 · doc4.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,084

F2 · security: This restricted stock will vest on July 29, 2009.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and 401(K) Plan accounts since the last reported transaction.

Read SEC document
January 29, 2009 Filed Feb 3, 2009 01:18 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 76,303 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-002547 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,325

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
January 29, 2009 Filed Feb 3, 2009 01:18 UTC
Schneider Ryan M.President, Card
GrantStock Options · Derivative 181,941 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-09-002548 · doc4.xml · derivative · entry 4

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,941

Underlying: Common Stock · 181,941 shares

Expires 2019-01-28

F7 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
January 29, 2009 Filed Feb 3, 2009 01:18 UTC
Schneider Ryan M.President, Card
GrantPerformance Share Units · Derivative 32,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-09-002548 · doc4.xml · derivative · entry 3

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,144

Underlying: Common Stock · 32,144 shares

Expires 2012-03-15

F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions.

F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period.

F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies.

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January 29, 2009 Filed Feb 3, 2009 01:18 UTC
Schneider Ryan M.President, Card
GrantCommon Stock 14,853 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-002548 · doc4.xml · nonDerivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,638

F2 · security: This restricted stock will vest on July 29, 2009.

F3 · balance_after: Includes shares acquired through the Company's Associate Stock Purchase Plan, Dividend Reinvestment and 401(K) Plans.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.