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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2010 Filed Jan 5, 2011 00:37 UTC
SCHNALL PETER AChief Risk Officer
Exercise / conversionCommon Stock 15,541 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-000811 · doc4.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date.

Read SEC document
November 04, 2010 Filed Nov 5, 2010 19:54 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-024370 · doc4.xml · nonDerivative · entry 2

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,463

F1 · kind: Annuity payment pursuant to the terms of a 2009 Grantor Retained Annuity Trust of which the reporting person is not a trustee.

Read SEC document
November 03, 2010 Filed Nov 5, 2010 19:54 UTC GiftCommon Stock 230,821 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-024370 · doc4.xml · nonDerivative · entry 1

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,463

F1 · kind: Annuity payment pursuant to the terms of a 2009 Grantor Retained Annuity Trust of which the reporting person is not a trustee.

Read SEC document
August 01, 2010 Filed Aug 3, 2010 20:13 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantRestricted Stock Units · Derivative 1,386 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-018167 · doc4.xml · derivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Common Stock · 1,386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date.

F2 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010.

F3 · derivative.expiration_date: On the Vesting Date, the restricted stock units shall become payable in cash.

Read SEC document
July 13, 2010 Filed Jul 15, 2010 20:10 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionStock Options · Derivative 21,338 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-017199 · doc4.xml · derivative · entry 5

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,679

Underlying: Common Stock · 21,338 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
July 13, 2010 Filed Jul 15, 2010 20:10 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionStock Options · Derivative 5,867 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0001225208-10-017199 · doc4.xml · derivative · entry 4

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,867 shares

Expires 2012-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: This option became exercisable in 33 1/3 increments beginning on December 6, 2003 and annually thereafter.

Read SEC document
July 13, 2010 Filed Jul 15, 2010 20:10 UTC
Sanjiv YajnikPresident, Financial Services
SaleCommon Stock 84,951 $45.00 $3,822,795.00
Disclosure

SEC source: 0001225208-10-017199 · doc4.xml · nonDerivative · entry 3

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,679

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
July 13, 2010 Filed Jul 15, 2010 20:10 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionCommon Stock 5,867 $34.13 $200,240.71
Disclosure

SEC source: 0001225208-10-017199 · doc4.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 13, 2010 Filed Jul 15, 2010 20:10 UTC
Sanjiv YajnikPresident, Financial Services
Exercise / conversionCommon Stock 21,338 $18.28 $390,058.64
Disclosure

SEC source: 0001225208-10-017199 · doc4.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 21, 2010 Filed Jun 22, 2010 21:10 UTC
PERLIN GARY LChief Financial Officer
Exercise / conversionStock Options · Derivative 54,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-015590 · doc4.xml · derivative · entry 3

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,451

Underlying: Common Stock · 54,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
June 21, 2010 Filed Jun 22, 2010 21:10 UTC
PERLIN GARY LChief Financial Officer
SaleCommon Stock 54,000 $44.00 $2,376,000.00
Disclosure

SEC source: 0001225208-10-015590 · doc4.xml · nonDerivative · entry 2

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,988

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 21, 2010 Filed Jun 22, 2010 21:10 UTC
PERLIN GARY LChief Financial Officer
Exercise / conversionCommon Stock 54,000 $18.28 $987,120.00
Disclosure

SEC source: 0001225208-10-015590 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 11, 2010 Filed May 13, 2010 20:07 UTC
Pike Lynn AnnPresident, Banking
SaleCommon Stock 4,849 $44.19 $214,277.31
Disclosure

SEC source: 0001225208-10-012845 · doc4.xml · nonDerivative · entry 1

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,009

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011731 · doc4.xml · nonDerivative · entry 1

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,442

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

F2 · balance_after: Includes 17 shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantStock Options · Derivative 7,777 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0001225208-10-011732 · doc4.xml · derivative · entry 5

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,777

Underlying: Common Stock · 7,777 shares

Expires 2020-04-28

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011732 · doc4.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,927

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011733 · doc4.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,742

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantStock Options · Derivative 7,777 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0001225208-10-011734 · doc4.xml · derivative · entry 3

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,777

Underlying: Common Stock · 7,777 shares

Expires 2020-04-28

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011734 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantStock Options · Derivative 6,363 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0001225208-10-011735 · doc4.xml · derivative · entry 5

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Stock · 6,363 shares

Expires 2020-04-28

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011735 · doc4.xml · nonDerivative · entry 1

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,642

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011736 · doc4.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,853

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantStock Options · Derivative 8,484 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0001225208-10-011737 · doc4.xml · derivative · entry 2

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,484

Underlying: Common Stock · 8,484 shares

Expires 2020-04-28

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011737 · doc4.xml · nonDerivative · entry 1

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,103

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantStock Options · Derivative 7,070 $0.00 Strike: $44.87 $0.00
Disclosure

SEC source: 0001225208-10-011738 · doc4.xml · derivative · entry 2

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,070

Underlying: Common Stock · 7,070 shares

Expires 2020-04-28

Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC GrantCommon Stock 3,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-011738 · doc4.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,792

F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 20:03 UTC
Pike Lynn AnnPresident, Banking
Tax withholdingCommon Stock 4,892 $45.24 $221,314.08
Disclosure

SEC source: 0001225208-10-011167 · doc4.xml · nonDerivative · entry 1

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,858

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on April 26, 2007. This is authorized in the applicable restricted stock award agreement.

Read SEC document
April 14, 2010 Filed Apr 15, 2010 23:03 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionStock Options · Derivative 26,369 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-010416 · doc4.xml · derivative · entry 3

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,742

Underlying: Common Stock · 26,369 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
April 14, 2010 Filed Apr 15, 2010 23:03 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 26,369 $46.00 $1,212,974.00
Disclosure

SEC source: 0001225208-10-010416 · doc4.xml · nonDerivative · entry 2

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,402

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 14, 2010 Filed Apr 15, 2010 23:03 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionCommon Stock 26,369 $18.28 $482,025.32
Disclosure

SEC source: 0001225208-10-010416 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 12, 2010 Filed Apr 14, 2010 20:25 UTC
Schneider Ryan M.President, Card
Exercise / conversionStock Options · Derivative 10,646 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-010332 · doc4.xml · derivative · entry 3

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,295

Underlying: Common Stock · 10,646 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
April 12, 2010 Filed Apr 14, 2010 20:25 UTC
Schneider Ryan M.President, Card
SaleCommon Stock 10,646 $45.00 $479,070.00
Disclosure

SEC source: 0001225208-10-010332 · doc4.xml · nonDerivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,813

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were sold at prices ranging from $45.00 to $45.01. Information regarding the number of shares sold at each separate price will be provided upon request.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
April 12, 2010 Filed Apr 14, 2010 20:25 UTC
Schneider Ryan M.President, Card
Exercise / conversionCommon Stock 10,646 $18.28 $194,608.88
Disclosure

SEC source: 0001225208-10-010332 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 22:41 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionStock Options · Derivative 24,400 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-010124 · doc4.xml · derivative · entry 3

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,111

Underlying: Common Stock · 24,400 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 22:41 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 24,400 $43.00 $1,049,200.00
Disclosure

SEC source: 0001225208-10-010124 · doc4.xml · nonDerivative · entry 2

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,402

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 22:41 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionCommon Stock 24,400 $18.28 $446,032.00
Disclosure

SEC source: 0001225208-10-010124 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 22:41 UTC
Schneider Ryan M.President, Card
Exercise / conversionStock Options · Derivative 9,300 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-010125 · doc4.xml · derivative · entry 3

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,941

Underlying: Common Stock · 9,300 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 22:41 UTC
Schneider Ryan M.President, Card
SaleCommon Stock 25,026 $43.00 $1,076,118.00
Disclosure

SEC source: 0001225208-10-010125 · doc4.xml · nonDerivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,538

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 05, 2010 Filed Apr 7, 2010 22:41 UTC
Schneider Ryan M.President, Card
Exercise / conversionCommon Stock 9,300 $18.28 $170,004.00
Disclosure

SEC source: 0001225208-10-010125 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 30, 2010 Filed Apr 1, 2010 20:28 UTC
Schneider Ryan M.President, Card
Exercise / conversionStock Options · Derivative 700 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-009374 · doc4.xml · derivative · entry 3

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,241

Underlying: Common Stock · 700 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
March 30, 2010 Filed Apr 1, 2010 20:28 UTC
Schneider Ryan M.President, Card
SaleCommon Stock 1,900 $43.00 $81,700.00
Disclosure

SEC source: 0001225208-10-009374 · doc4.xml · nonDerivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,264

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 30, 2010 Filed Apr 1, 2010 20:28 UTC
Schneider Ryan M.President, Card
Exercise / conversionCommon Stock 700 $18.28 $12,796.00
Disclosure

SEC source: 0001225208-10-009374 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 30, 2010 Filed Apr 1, 2010 20:28 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionStock Options · Derivative 600 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-009376 · doc4.xml · derivative · entry 3

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,511

Underlying: Common Stock · 600 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
March 30, 2010 Filed Apr 1, 2010 20:28 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 600 $43.00 $25,800.00
Disclosure

SEC source: 0001225208-10-009376 · doc4.xml · nonDerivative · entry 2

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,402

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 30, 2010 Filed Apr 1, 2010 20:28 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionCommon Stock 600 $18.28 $10,968.00
Disclosure

SEC source: 0001225208-10-009376 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 19, 2010 Filed Mar 22, 2010 21:18 UTC
Schneider Ryan M.President, Card
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-008731 · doc4.xml · derivative · entry 3

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,941

Underlying: Common Stock · 10,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
March 19, 2010 Filed Mar 22, 2010 21:18 UTC
Schneider Ryan M.President, Card
SaleCommon Stock 10,000 $41.23 $412,300.00
Disclosure

SEC source: 0001225208-10-008731 · doc4.xml · nonDerivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,464

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 19, 2010 Filed Mar 22, 2010 21:18 UTC
Schneider Ryan M.President, Card
Exercise / conversionCommon Stock 10,000 $18.28 $182,800.00
Disclosure

SEC source: 0001225208-10-008731 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 12, 2010 Filed Mar 15, 2010 20:21 UTC
Berson Jory AChief Human Resources Officer
Exercise / conversionStock Options · Derivative 25,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001225208-10-008183 · doc4.xml · derivative · entry 3

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,111

Underlying: Common Stock · 25,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter.

Read SEC document
March 12, 2010 Filed Mar 15, 2010 20:21 UTC
Berson Jory AChief Human Resources Officer
SaleCommon Stock 33,000 $39.90 $1,316,700.00
Disclosure

SEC source: 0001225208-10-008183 · doc4.xml · nonDerivative · entry 2

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,402

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 4, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.