Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2011 Filed Sep 7, 2011 21:07 UTC |
Sanjiv YajnikPresident, Financial Services
|
Tax withholdingCommon Stock | 7,334 | $42.28 | $310,081.52 |
DisclosureSEC source: 0001225208-11-021540 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,741 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the restricted stock granted on January 26, 2011, as a result of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| September 05, 2011 Filed Sep 7, 2011 21:07 UTC |
Sanjiv YajnikPresident, Financial Services
|
Tax withholdingCommon Stock | 6,226 | $42.28 | $263,235.28 |
DisclosureSEC source: 0001225208-11-021540 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,075 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the restricted stock granted on January 27, 2010, as a result of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| August 15, 2011 Filed Aug 17, 2011 21:00 UTC |
Berson Jory AChief Human Resources Officer
|
OtherCommon Stock | 6,266 | $45.40 | $284,476.40 |
DisclosureSEC source: 0001225208-11-020183 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 6,266 F1 · balance_after: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. Read SEC document |
| May 12, 2011 Filed May 16, 2011 20:47 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
SaleCommon Stock | 14,366 | $53.05 | $762,116.30 |
DisclosureSEC source: 0001225208-11-014467 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,095 F1 · price: These shares were sold at prices ranging from $53.04 to $53.06. Information regarding the number of shares sold at each pricewill be provided upon request. F2 · balance_after: The reporting person no longer has a reportable beneficial interest in 900 shares of Capital One stock owned by his former spouse. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
HAY LEWIS IIIDirector
|
GrantStock Options · Derivative | 8,113 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014280 · doc4.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Underlying: Common Stock · 8,113 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
HAY LEWIS IIIDirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014280 · doc4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,331 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
GROSS PATRICK WDirector
|
GrantStock Options · Derivative | 8,851 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014281 · doc4.xml · derivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,851 Underlying: Common Stock · 8,851 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
GROSS PATRICK WDirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014281 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
SHATTUCK MAYO A IIIDirector
|
GrantStock Options · Derivative | 7,376 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014282 · doc4.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,376 Underlying: Common Stock · 7,376 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
SHATTUCK MAYO A IIIDirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014282 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,998 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
CAMPBELL E R BODirector
|
GrantStock Options · Derivative | 6,638 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014283 · doc4.xml · derivative · entry 5 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,638 Underlying: Common Stock · 6,638 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
CAMPBELL E R BODirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014283 · doc4.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,519 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
HACKETT ANN FDirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014285 · doc4.xml · nonDerivative · entry 1 HACKETT ANN F · CIK 0001188662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,059 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
LEROY PIERRE EDirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014284 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,309 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
WARNER BRADFORD HDirector
|
GrantStock Options · Derivative | 8,113 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014287 · doc4.xml · derivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Underlying: Common Stock · 8,113 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
WARNER BRADFORD HDirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014287 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,133 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC |
DIETZ W RONALDDirector
|
GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014286 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,648 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:09 UTC |
Pike Lynn AnnPresident, Banking
|
Exercise / conversionStock Options · Derivative | 90,595 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-012593 · doc4.xml · derivative · entry 3 Carter Lynn Ann · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,193 Underlying: Common Stock · 90,595 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:09 UTC |
Pike Lynn AnnPresident, Banking
|
SaleCommon Stock | 90,595 | $55.52 | $5,029,834.40 |
DisclosureSEC source: 0001225208-11-012593 · doc4.xml · nonDerivative · entry 2 Carter Lynn Ann · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,545 F1 · price: These shares were sold at prices ranging from $55.42 to $55.63. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:09 UTC |
Pike Lynn AnnPresident, Banking
|
Exercise / conversionCommon Stock | 90,595 | $18.28 | $1,656,076.60 |
DisclosureSEC source: 0001225208-11-012593 · doc4.xml · nonDerivative · entry 1 Carter Lynn Ann · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-012595 · doc4.xml · derivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,848 Underlying: Common Stock · 10,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 14,926 | $55.00 | $820,930.00 |
DisclosureSEC source: 0001225208-11-012595 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,434 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 2 shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 10,000 | $18.28 | $182,800.00 |
DisclosureSEC source: 0001225208-11-012595 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionStock Options · Derivative | 2,038 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0001225208-11-012596 · doc4.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,786 Underlying: Common Stock · 2,038 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option was exercisable in 1/3 increments beginning on December 13, 2002 and annually thereafter. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC |
SCHNALL PETER AChief Risk Officer
|
SaleCommon Stock | 2,038 | $55.00 | $112,090.00 |
DisclosureSEC source: 0001225208-11-012596 · doc4.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,151 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 27, 2011 Filed Apr 29, 2011 21:10 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionCommon Stock | 2,038 | $49.07 | $99,994.47 |
DisclosureSEC source: 0001225208-11-012596 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
PERLIN GARY LChief Financial Officer
|
SaleCommon Stock | 35,584 | $53.50 | $1,903,744.00 |
DisclosureSEC source: 0001225208-11-012191 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,454 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 11, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionStock Options · Derivative | 4,076 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0001225208-11-012192 · doc4.xml · derivative · entry 7 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,076 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option was exercisable in 1/3 increments beginning on December 13, 2002 and annually thereafter. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionStock Options · Derivative | 17,500 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-012192 · doc4.xml · derivative · entry 6 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,742 Underlying: Common Stock · 17,500 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionStock Options · Derivative | 9,496 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0001225208-11-012192 · doc4.xml · derivative · entry 5 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option was exercisable in 1/3 increments beginning on December 13, 2002 and annually thereafter. F3 · derivative.expiration_date: This option expires on December 12, 2011. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
Berson Jory AChief Human Resources Officer
|
SaleCommon Stock | 50,072 | $53.00 | $2,653,816.00 |
DisclosureSEC source: 0001225208-11-012192 · doc4.xml · nonDerivative · entry 4 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,292 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 4,076 | $49.07 | $200,009.32 |
DisclosureSEC source: 0001225208-11-012192 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 9,496 | $49.07 | $465,968.72 |
DisclosureSEC source: 0001225208-11-012192 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 20:33 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 17,500 | $18.28 | $319,900.00 |
DisclosureSEC source: 0001225208-11-012192 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 30, 2011 Filed Apr 1, 2011 19:32 UTC |
SCHNALL PETER AChief Risk Officer
|
SaleCommon Stock | 16,000 | $52.04 | $832,640.00 |
DisclosureSEC source: 0001225208-11-010679 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,151 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $51.97 to $52.13. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,848 Underlying: Common Stock · 10,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 10,000 | $52.50 | $525,000.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,358 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 5,000 | $52.50 | $262,500.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,358 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 30, 2011 Filed Apr 4, 2011 19:23 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 10,000 | $18.28 | $182,800.00 |
DisclosureSEC source: 0001225208-11-010886 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 18, 2011 Filed Mar 22, 2011 21:27 UTC |
PERLIN GARY LChief Financial Officer
|
SaleCommon Stock | 54,194 | $52.00 | $2,818,088.00 |
DisclosureSEC source: 0001225208-11-010160 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,038 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 11, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2011 Filed Mar 17, 2011 00:48 UTC |
SCHNALL PETER AChief Risk Officer
|
SaleCommon Stock | 16,000 | $48.76 | $780,160.00 |
DisclosureSEC source: 0001225208-11-009910 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,151 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $48.52 to $49.08. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 15, 2011 Filed Mar 17, 2011 00:48 UTC |
PERLIN GARY LChief Financial Officer
|
SaleCommon Stock | 32,003 | $50.50 | $1,616,151.50 |
DisclosureSEC source: 0001225208-11-009911 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,232 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 24,923 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,848 Underlying: Common Stock · 24,923 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 24,923 | $50.24 | $1,252,131.52 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,358 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $50.02 to $50.41. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: Includes 2 shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 5,000 | $50.20 | $251,000.00 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,281 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:40 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 24,923 | $18.28 | $455,592.44 |
DisclosureSEC source: 0001225208-11-008267 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:41 UTC |
Berson Jory AChief Human Resources Officer
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Exercise / conversionStock Options · Derivative | 32,500 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-11-008268 · doc4.xml · derivative · entry 4 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,242 Underlying: Common Stock · 32,500 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:41 UTC |
Berson Jory AChief Human Resources Officer
|
SaleCommon Stock | 33,000 | $50.25 | $1,658,250.00 |
DisclosureSEC source: 0001225208-11-008268 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,292 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: These shares were sold at prices ranging from $49.89 to $50.40. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:41 UTC |
Berson Jory AChief Human Resources Officer
|
SaleCommon Stock | 32,500 | $50.25 | $1,633,125.00 |
DisclosureSEC source: 0001225208-11-008268 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,292 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $49.90 to $50.40. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:41 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 32,500 | $18.28 | $594,100.00 |
DisclosureSEC source: 0001225208-11-008268 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.