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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 739 $202.16 $149,396.24
Disclosure

SEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,493

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:44 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 1,389 $202.16 $280,800.24
Disclosure

SEC source: 0000927628-25-000079 · wk-form4_1740005037.xml · nonDerivative · entry 3

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,206

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:44 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 1,169 $202.16 $236,325.04
Disclosure

SEC source: 0000927628-25-000079 · wk-form4_1740005037.xml · nonDerivative · entry 2

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,595

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:44 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 775 $202.16 $156,674.00
Disclosure

SEC source: 0000927628-25-000079 · wk-form4_1740005037.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,764

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:44 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 1,183 $202.16 $239,155.28
Disclosure

SEC source: 0000927628-25-000080 · wk-form4_1740005049.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,461

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:44 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 1,053 $202.16 $212,874.48
Disclosure

SEC source: 0000927628-25-000080 · wk-form4_1740005049.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,644

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:44 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 898 $202.16 $181,539.68
Disclosure

SEC source: 0000927628-25-000080 · wk-form4_1740005049.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,697

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 1,735 $202.16 $350,747.60
Disclosure

SEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,863

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 1,390 $202.16 $281,002.40
Disclosure

SEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,598

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 742 $202.16 $150,002.72
Disclosure

SEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,988

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 930 $202.16 $188,008.80
Disclosure

SEC source: 0000927628-25-000082 · wk-form4_1740005114.xml · nonDerivative · entry 3

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,294

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 710 $202.16 $143,533.60
Disclosure

SEC source: 0000927628-25-000082 · wk-form4_1740005114.xml · nonDerivative · entry 2

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,224

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 278 $202.16 $56,200.48
Disclosure

SEC source: 0000927628-25-000082 · wk-form4_1740005114.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,934

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 1,629 $202.16 $329,318.64
Disclosure

SEC source: 0000927628-25-000083 · wk-form4_1740005124.xml · nonDerivative · entry 3

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,503

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 1,487 $202.16 $300,611.92
Disclosure

SEC source: 0000927628-25-000083 · wk-form4_1740005124.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,132

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 1,019 $202.16 $206,001.04
Disclosure

SEC source: 0000927628-25-000083 · wk-form4_1740005124.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,619

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,542 $202.16 $311,730.72
Disclosure

SEC source: 0000927628-25-000084 · wk-form4_1740005134.xml · nonDerivative · entry 3

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,442

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,993 $202.16 $402,904.88
Disclosure

SEC source: 0000927628-25-000084 · wk-form4_1740005134.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,984

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,271 $202.16 $256,945.36
Disclosure

SEC source: 0000927628-25-000084 · wk-form4_1740005134.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,977

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,404 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2022.

F1 · derivative.exercise_price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2022 Restricted Stock Units · Derivative 19,791 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,791 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2021.

F1 · derivative.exercise_price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 16,404 $201.77 $3,309,835.08
Disclosure

SEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961,168

F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 19,791 $201.77 $3,993,230.07
Disclosure

SEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977,572

F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 16,404 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,997,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 19,791 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,980,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC Tax withholdingCommon Stock 514 $202.16 $103,910.24
Disclosure

SEC source: 0000927628-25-000086 · wk-form4_1740005156.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,341

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC Tax withholdingCommon Stock 569 $202.16 $115,029.04
Disclosure

SEC source: 0000927628-25-000086 · wk-form4_1740005156.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,855

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC Tax withholdingCommon Stock 455 $202.16 $91,982.80
Disclosure

SEC source: 0000927628-25-000086 · wk-form4_1740005156.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,424

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 1,535 $202.16 $310,315.60
Disclosure

SEC source: 0000927628-25-000087 · wk-form4_1740005168.xml · nonDerivative · entry 2

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,411

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:46 UTC
Blinde NealPresident, Commercial Banking
Tax withholdingCommon Stock 1,617 $202.16 $326,892.72
Disclosure

SEC source: 0000927628-25-000087 · wk-form4_1740005168.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,946

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 23, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 12,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 12,493 shares

Expires 2028-02-15

F10 · security: Represents restricted stock units granted February 4, 2025, for performance year 2025.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Grant2025 Restricted Stock Units · Derivative 24,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,986

Underlying: Common Stock · 24,986 shares

Expires 2028-02-15

F8 · security: Represents restricted stock units granted February 4, 2025 for performance year 2024.

F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,378

Underlying: Common Stock · 202 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents restricted stock units granted February 1, 2024 for performance year 2024

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2024 Restricted Stock Units · Derivative 379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,550

Underlying: Common Stock · 379 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents restricted stock units granted February 1, 2024 for performance year 2023.

F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 297 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,008

Underlying: Common Stock · 297 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents restricted stock units granted January 26, 2023 for performance year 2023.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2023 Restricted Stock Units · Derivative 267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,021

Underlying: Common Stock · 267 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents restricted stock units granted January 26, 2023 for performance year 2022.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 202 $200.12 $40,424.24
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961,168

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 379 $200.12 $75,845.48
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961,370

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 297 $200.12 $59,435.64
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961,749

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 267 $200.12 $53,432.04
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,962,046

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 202 $200.12 $40,424.24
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,962,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 379 $200.12 $75,845.48
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,962,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 297 $200.12 $59,435.64
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 267 $200.12 $53,432.04
Disclosure

SEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
Haggerty KaitlinChief Human Resources Officer
GrantCommon Stock 5,322 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000030 · wk-form4_1738886786.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,212

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
Blinde NealPresident, Commercial Banking
GrantCommon Stock 7,307 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000031 · wk-form4_1738886796.xml · nonDerivative · entry 1

Blinde Neal · CIK 0001906015 · President, Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,563

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
GrantCommon Stock 8,001 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000032 · wk-form4_1738886808.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,730

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC
Young Andrew MChief Financial Officer
GrantCommon Stock 6,497 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000033 · wk-form4_1738886810.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,539

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 7,108 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000034 · wk-form4_1738886818.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,248

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC
Karam CeliaPres, Retail Bank
GrantCommon Stock 6,097 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000035 · wk-form4_1738886823.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,232

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.