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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
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2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,617 $0.00 Strike: $68.33 $0.00
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 9

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,617 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 16,271 $84.30 $1,371,645.30
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 6

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,792

F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Includes 66 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 13, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 18,617 $68.33 $1,272,099.61
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 13, 2006 Filed Feb 16, 2006 22:29 UTC Amendment
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 16,271 $34.13 $555,329.23
Disclosure

SEC source: 0000927628-06-000014 · sch817.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · date: Transaction mistakenly registered in original report as ocurring on February 10, 2006.

Read SEC document
February 10, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 277 $0.00 Strike: $55.59 $0.00
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 8

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 277 shares

Expires 2006-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 756 $0.00 Strike: $54.56 $0.00
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 7

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2006-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 16,271 $34.13 $555,329.23
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 10, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 19,650 $85.00 $1,670,250.00
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,175

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 10, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 277 $55.59 $15,398.43
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 10, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 756 $54.56 $41,247.36
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 10, 2006 Filed Feb 16, 2006 22:29 UTC Amendment
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,617 $0.00 Strike: $68.33 $0.00
Disclosure

SEC source: 0000927628-06-000014 · sch817.xml · derivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,617 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: Transaction mistakenly registered in original report as ocurring on February 13, 2006.

Read SEC document
February 10, 2006 Filed Feb 16, 2006 22:29 UTC Amendment
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 18,617 $68.33 $1,272,099.61
Disclosure

SEC source: 0000927628-06-000014 · sch817.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Transaction mistakenly registered in original report as ocurring on February 13, 2006.

Read SEC document
January 31, 2006 Filed Apr 19, 2006 00:23 UTC PurchaseCommon Stock 31 $83.21 $2,579.51
Disclosure

SEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 3

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 31

Read SEC document
January 31, 2006 Filed Apr 19, 2006 00:23 UTC PurchaseCommon Stock 88 $83.21 $7,322.48
Disclosure

SEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 1

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

Read SEC document
January 03, 2006 Filed Jan 5, 2006 21:56 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,271 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0000927628-06-000003 · fin776.xml · derivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,271 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

Read SEC document
January 03, 2006 Filed Jan 5, 2006 21:56 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 38,242 $86.40 $3,304,108.80
Disclosure

SEC source: 0000927628-06-000003 · fin776.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,567

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2006 Filed Jan 5, 2006 21:56 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 16,271 $34.13 $555,329.23
Disclosure

SEC source: 0000927628-06-000003 · fin776.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 31, 2005 Filed Feb 15, 2006 01:25 UTC
WEST CATHERINEExecutive Vice President
GrantCommon Stock 81 $86.30 $6,990.30
Disclosure

SEC source: 0000927628-06-000010 · wes805.xml · nonDerivative · entry 3

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,452

F1 · security: Shares acquired under the Company's Associate Stock Purchase Plan.

Read SEC document
December 30, 2005 Filed Feb 15, 2006 01:23 UTC
BOYDSTUN J HERBERTExecutive Vice President
GiftCommon Stock 285 $86.30 $24,595.50
Disclosure

SEC source: 0000927628-06-000009 · boy797.xml · nonDerivative · entry 4

BOYDSTUN J HERBERT · CIK 0001226697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,103

Read SEC document
December 28, 2005 Filed Feb 15, 2006 01:23 UTC
BOYDSTUN J HERBERTExecutive Vice President
GiftCommon Stock 1,091 $86.68 $94,567.88
Disclosure

SEC source: 0000927628-06-000009 · boy797.xml · nonDerivative · entry 3

BOYDSTUN J HERBERT · CIK 0001226697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,388

Read SEC document
December 22, 2005 Filed Feb 15, 2006 01:23 UTC
BOYDSTUN J HERBERTExecutive Vice President
GiftCommon Stock 9,700 $87.61 $849,817.00
Disclosure

SEC source: 0000927628-06-000009 · boy797.xml · nonDerivative · entry 2

BOYDSTUN J HERBERT · CIK 0001226697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,479

Read SEC document
December 22, 2005 Filed Feb 15, 2006 01:23 UTC
BOYDSTUN J HERBERTExecutive Vice President
GiftCommon Stock 750 $87.61 $65,707.50
Disclosure

SEC source: 0000927628-06-000009 · boy797.xml · nonDerivative · entry 1

BOYDSTUN J HERBERT · CIK 0001226697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,179

Read SEC document
December 20, 2005 Filed Dec 21, 2005 00:33 UTC
BAILAR GREGORExecutive Vice President
Tax withholdingCommon Stock 1,984 $85.12 $168,878.08
Disclosure

SEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 4

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,060

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 20, 2005 Filed Dec 21, 2005 00:33 UTC
BAILAR GREGORExecutive Vice President
SaleCommon Stock 2,801 $87.46 $244,975.46
Disclosure

SEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 3

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,044

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2005 Filed Dec 21, 2005 23:56 UTC
PERLIN GARY LEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,252 $85.12 $106,570.24
Disclosure

SEC source: 0000927628-05-000129 · per763.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,028

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 20, 2005 Filed Dec 21, 2005 23:58 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GrantEmployee Stock Option (Right to Buy) · Derivative 573,000 $0.00 Strike: $87.28 $0.00
Disclosure

SEC source: 0000927628-05-000130 · fai762.xml · derivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,000

Underlying: Common Stock · 573,000 shares

Expires 2015-12-19

F1 · derivative.exercise_date: This grant will become exercisable in full on the fith anniversary of the grant date.

Read SEC document
December 20, 2005 Filed Dec 21, 2005 23:58 UTC
KLANE LARRY AExecutive Vice President
Tax withholdingCommon Stock 2,256 $85.12 $192,030.72
Disclosure

SEC source: 0000927628-05-000131 · kla761.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,282

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 20, 2005 Filed Dec 21, 2005 23:59 UTC
SCHUYLER MATTHEW WExecutive Vice President
SaleCommon Stock 1,738 $87.31 $151,744.78
Disclosure

SEC source: 0000927628-05-000133 · sch755.xml · nonDerivative · entry 2

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,290

F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2005 Filed Dec 21, 2005 23:59 UTC
SCHUYLER MATTHEW WExecutive Vice President
Tax withholdingCommon Stock 1,232 $85.12 $104,867.84
Disclosure

SEC source: 0000927628-05-000133 · sch755.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,028

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 20, 2005 Filed Dec 21, 2005 23:59 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 1,764 $85.12 $150,151.68
Disclosure

SEC source: 0000927628-05-000132 · sch758.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,973

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 20, 2005 Filed Dec 22, 2005 00:00 UTC
WEST CATHERINEExecutive Vice President
SaleCommon Stock 2,830 $87.47 $247,540.10
Disclosure

SEC source: 0000927628-05-000134 · wes754.xml · nonDerivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,281

F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2005 Filed Dec 22, 2005 00:00 UTC
WEST CATHERINEExecutive Vice President
Tax withholdingCommon Stock 2,132 $85.12 $181,475.84
Disclosure

SEC source: 0000927628-05-000134 · wes754.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,111

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 16, 2005 Filed Dec 21, 2005 00:33 UTC
BAILAR GREGORExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,929 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0000927628-05-000127 · bai753.xml · derivative · entry 6

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,705

Underlying: Common Stock · 2,929 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

Read SEC document
December 16, 2005 Filed Dec 21, 2005 00:33 UTC
BAILAR GREGORExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 1,169 $0.00 Strike: $85.45 $0.00
Disclosure

SEC source: 0000927628-05-000127 · bai753.xml · derivative · entry 5

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Stock · 1,169 shares

Expires 2012-12-05

Read SEC document
December 16, 2005 Filed Dec 21, 2005 00:33 UTC
BAILAR GREGORExecutive Vice President
Tax withholdingCommon Stock 1,169 $85.45 $99,891.05
Disclosure

SEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 2

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,845

Read SEC document
December 16, 2005 Filed Dec 21, 2005 00:33 UTC
BAILAR GREGORExecutive Vice President
Exercise / conversionCommon Stock 2,929 $34.13 $99,966.77
Disclosure

SEC source: 0000927628-05-000127 · bai753.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2005 Filed Feb 15, 2006 01:20 UTC
FINNERAN JOHN G JREVP and General Counsel
GiftCommon Stock 1,562 $85.45 $133,472.90
Disclosure

SEC source: 0000927628-06-000007 · fin791.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,977

Read SEC document
December 15, 2005 Filed Dec 19, 2005 22:20 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,010 $0.00 Strike: $85.12 $0.00
Disclosure

SEC source: 0000927628-05-000124 · cam746.xml · derivative · entry 2

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Common Stock · 1,010 shares

Expires 2015-12-14

F2 · derivative.exercise_date: This option becomes 100% exercisable on 12/15/2006, the first anniversary date of the grant.

Read SEC document
December 15, 2005 Filed Dec 19, 2005 22:20 UTC GrantCommon Stock 920 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000124 · cam746.xml · nonDerivative · entry 1

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,789

F1 · security: Restricted Stock Units which vest in their entirety on 12/15/2006.

Read SEC document
December 15, 2005 Filed Dec 19, 2005 23:04 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 6,155 $78.71 $484,460.05
Disclosure

SEC source: 0000927628-05-000125 · fin748.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,278

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 15, 2005 Filed Dec 19, 2005 23:04 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 19,647 $78.68 $1,545,825.96
Disclosure

SEC source: 0000927628-05-000125 · fin748.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,433

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 15, 2005 Filed Dec 19, 2005 23:05 UTC
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 4,396 $78.71 $346,009.16
Disclosure

SEC source: 0000927628-05-000126 · law747.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,353

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 15, 2005 Filed Dec 19, 2005 23:05 UTC
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 8,239 $78.57 $647,338.23
Disclosure

SEC source: 0000927628-05-000126 · law747.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,749

F1 · kind: Represents the automatic withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon reaching the retirement age. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 1,433 $78.71 $112,791.43
Disclosure

SEC source: 0000927628-06-000001 · fin774.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,538

F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations.

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December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 7,109 $78.68 $559,336.12
Disclosure

SEC source: 0000927628-06-000001 · fin774.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,971

F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations.

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December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 1,206 $78.71 $94,924.26
Disclosure

SEC source: 0000927628-06-000002 · law775.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,280

F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations.

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December 15, 2005 Filed Jan 5, 2006 21:55 UTC Amendment
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 2,502 $78.57 $196,582.14
Disclosure

SEC source: 0000927628-06-000002 · law775.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,486

F1 · kind: The purpose of this Form is solely to amend the reporting person's original Form 4 filed on December 19, 2005 which over reported the number of shares that were whithheld by the issuer to satisfy the reporting person's tax obligations.

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December 13, 2005 Filed Dec 15, 2005 19:49 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,705 $34.13 Strike: $34.13 $399,491.65
Disclosure

SEC source: 0000927628-05-000123 · kla744.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,929

Underlying: Common Stock · 11,705 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

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December 13, 2005 Filed Dec 15, 2005 19:49 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 11,705 $83.32 $975,260.60
Disclosure

SEC source: 0000927628-05-000123 · kla744.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,538

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 13, 2005 Filed Dec 15, 2005 19:49 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 11,705 $34.13 $399,491.65
Disclosure

SEC source: 0000927628-05-000123 · kla744.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.