Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | May 05, 2022 | May 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date May 05, 2022 · Filed May 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,124 |
Reported balance
After 2022-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-05 · Grant · Acquired 1,612 · Balance 22,124 F1: Restricted stock unites which vest in their entirety on May 5, 2023 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unites which vest in their entirety on May 5, 2023 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2022 Filed May 9, 2022 20:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000181 · wf-form4_165212827966622.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,124 F1 · security: Restricted stock unites which vest in their entirety on May 5, 2023 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000195 · wf-form4_162067773408426.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,512 F1 · security: Restricted stock units which vest in their entirety on May 6, 2022 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| April 30, 2020 Filed May 4, 2020 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000200 · wf-form4_158862719377955.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,233 F1 · security: Restricted stock units which vest in their entirety on April 30, 2021 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000193 · wf-form4_155717362794194.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,453 F1 · security: Restricted stock units which vest in their entirety on May 2, 2020 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000201 · wf-form4_152547080702820.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,515 F1 · security: Restricted stock units which vest in their entirety on May 2, 2019 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 03, 2017 Filed May 5, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,061 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000197 · wf-form4_149402066594145.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,608 F1 · security: Restricted stock units which vest in their entirety on May 3, 2018 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 04, 2016 Filed May 6, 2016 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-032782 · doc4.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,547 F1 · security: Restricted stock units which vest in their entirety on May 4, 2017 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| April 30, 2015 Filed May 4, 2015 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-011047 · doc4.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,107 F1 · security: Restricted stock units which vest in their entirety on April 30, 2016 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 01, 2014 Filed May 5, 2014 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-012129 · doc4.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,004 F1 · security: Restricted stock units which vest in their entirety on May 1, 2015 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 02, 2013 Filed May 6, 2013 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011458 · doc4.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723 F1 · security: Restricted Stock Units which vest in their entirety on May 2, 2014. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 22:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-005018 · doc4.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801 F1 · security: Restricted Stock Units which vest in their entirety on February 19, 2014. Read SEC document |
| June 08, 2006 Filed Jun 12, 2006 21:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,296 | $82.77 | $355,579.92 |
DisclosureSEC source: 0000927628-06-000058 · wes909.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,851 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation related to the vesting of the restricted stock granted on June 8, 2003. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes 281 shares acquired by the reporting person through the company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 17, 2006 Filed Mar 22, 2006 01:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,399 | $82.69 | $115,683.31 |
DisclosureSEC source: 0000927628-06-000036 · wes865.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,866 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes 178 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan between July 2004 and November 2004. Read SEC document |
| March 10, 2006 Filed Mar 14, 2006 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $48.54 Strike: $48.54 | $1,213,500.00 |
DisclosureSEC source: 0000927628-06-000028 · wes852.xml · derivative · entry 3 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2006-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| March 10, 2006 Filed Mar 14, 2006 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 25,000 | $89.90 | $2,247,500.00 |
DisclosureSEC source: 0000927628-06-000028 · wes852.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,087 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| March 10, 2006 Filed Mar 14, 2006 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 25,000 | $48.54 | $1,213,500.00 |
DisclosureSEC source: 0000927628-06-000028 · wes852.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 59,000 | $0.00 Strike: $88.81 | $0.00 |
DisclosureSEC source: 0000927628-06-000020 · wes843.xml · derivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Underlying: Common Stock · 59,000 shares Expires 2016-03-02 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000020 · wes843.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,008 F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009. F2 · balance_after: Includes 86 shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| December 31, 2005 Filed Feb 15, 2006 01:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 81 | $86.30 | $6,990.30 |
DisclosureSEC source: 0000927628-06-000010 · wes805.xml · nonDerivative · entry 3 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,452 F1 · security: Shares acquired under the Company's Associate Stock Purchase Plan. Read SEC document |
| December 20, 2005 Filed Dec 22, 2005 00:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,830 | $87.47 | $247,540.10 |
DisclosureSEC source: 0000927628-05-000134 · wes754.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,281 F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2005 Filed Dec 22, 2005 00:00 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,132 | $85.12 | $181,475.84 |
DisclosureSEC source: 0000927628-05-000134 · wes754.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,111 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 12, 2005 Filed Dec 13, 2005 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 18,250 | $84.46 | $1,541,395.00 |
DisclosureSEC source: 0000927628-05-000122 · wes743.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,243 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 19:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 13,740 | $84.70 | $1,163,778.00 |
DisclosureSEC source: 0000927628-05-000116 · wes740.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,493 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| August 08, 2005 Filed Aug 9, 2005 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,082 | $48.54 Strike: $48.54 | $635,000.28 |
DisclosureSEC source: 0000927628-05-000080 · wes693.xml · derivative · entry 3 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,166 Underlying: Common Stock · 13,082 shares Expires 2006-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| August 08, 2005 Filed Aug 9, 2005 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,082 | $85.00 | $1,111,970.00 |
DisclosureSEC source: 0000927628-05-000080 · wes693.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,879 F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| August 08, 2005 Filed Aug 9, 2005 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 13,082 | $48.54 | $635,000.28 |
DisclosureSEC source: 0000927628-05-000080 · wes693.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,248 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-05-000068 · wes685.xml · derivative · entry 7 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,152 Underlying: Common Stock · 17,248 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,166 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0000927628-05-000068 · wes685.xml · derivative · entry 6 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,403 Underlying: Common Stock · 19,166 shares Expires 2011-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,752 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0000927628-05-000068 · wes685.xml · derivative · entry 5 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,248 Underlying: Common Stock · 7,752 shares Expires 2006-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 44,166 | $85.00 | $3,754,110.00 |
DisclosureSEC source: 0000927628-05-000068 · wes685.xml · nonDerivative · entry 4 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,795 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 17,248 | $34.13 | $588,674.24 |
DisclosureSEC source: 0000927628-05-000068 · wes685.xml · nonDerivative · entry 3 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 7,752 | $48.54 | $376,282.08 |
DisclosureSEC source: 0000927628-05-000068 · wes685.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 22, 2005 Filed Jul 26, 2005 18:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 19,166 | $48.54 | $930,317.64 |
DisclosureSEC source: 0000927628-05-000068 · wes685.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,200 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-05-000063 · wes670.xml · derivative · entry 5 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,400 Underlying: Common Stock · 19,200 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0000927628-05-000063 · wes670.xml · derivative · entry 4 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,569 Underlying: Common Stock · 25,000 shares Expires 2011-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 44,200 | $80.00 | $3,536,000.00 |
DisclosureSEC source: 0000927628-05-000063 · wes670.xml · nonDerivative · entry 3 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,795 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 19,200 | $34.13 | $655,296.00 |
DisclosureSEC source: 0000927628-05-000063 · wes670.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 22:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 25,000 | $48.54 | $1,213,500.00 |
DisclosureSEC source: 0000927628-05-000063 · wes670.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 30, 2005 Filed Feb 15, 2006 01:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 88 | $79.44 | $6,990.72 |
DisclosureSEC source: 0000927628-06-000010 · wes805.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,371 F1 · security: Shares acquired under the Company's Associate Stock Purchase Plan. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 52,500 | $0.00 Strike: $78.71 | $0.00 |
DisclosureSEC source: 0000927628-05-000044 · wes615.xml · derivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires 2015-03-14 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 15, 2006 and annually from that date thereafter. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 13,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000044 · wes615.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,473 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on March 15, 2006, 25% will vest on March 15, 2007 and 50% will vest on March 15, 2008. F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| February 22, 2005 Filed Feb 15, 2006 01:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2 | $75.87 | $151.74 |
DisclosureSEC source: 0000927628-06-000010 · wes805.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,283 F1 · security: Shares acquired under the Company's Associate Stock Purchase Plan. Read SEC document |
| December 31, 2004 Filed Feb 14, 2005 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | OtherCommon Stock | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000016 · wes475.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,294 F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan. Read SEC document |
| November 30, 2004 Filed Feb 14, 2005 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | OtherCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000016 · wes475.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,220 F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,500 | $48.54 Strike: $48.54 | $606,750.00 |
DisclosureSEC source: 0001179230-04-000042 · wes381.xml · derivative · entry 3 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 12,500 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on October 18, 2002 and annually thereafter. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 12,500 | $78.37 | $979,625.00 |
DisclosureSEC source: 0001179230-04-000042 · wes381.xml · nonDerivative · entry 2 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,141 F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 12,500 | $48.54 | $606,750.00 |
DisclosureSEC source: 0001179230-04-000042 · wes381.xml · nonDerivative · entry 1 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,000 | $0.00 Strike: $46.38 | $0.00 |
DisclosureSEC source: 0001179230-04-000035 · wes362.xml · derivative · entry 5 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2010-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 67,500 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001179230-04-000035 · wes362.xml · derivative · entry 4 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 67,500 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| September 29, 2004 Filed Oct 1, 2004 21:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 85,500 | $75.00 | $6,412,500.00 |
DisclosureSEC source: 0001179230-04-000035 · wes362.xml · nonDerivative · entry 3 WEST CATHERINE · CIK 0001238043 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,057 F2 · security: This transaction was executed pursuant to two separate trading plans entered into by the Reporting Person on November 7, 2003 and July 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.