Last 12 months
Inside the activity.
0 purchase rows · 49 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
| Nov 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2007 Filed Jan 24, 2007 22:02 UTC |
Berson Jory APresident, US Card
|
Exercise / conversionCommon Stock | 422 | $61.21 | $25,830.62 |
DisclosureSEC source: 0000927628-07-000004 · ber943.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 22:02 UTC |
Berson Jory APresident, US Card
|
Exercise / conversionCommon Stock | 1,786 | $53.07 | $94,783.02 |
DisclosureSEC source: 0000927628-07-000004 · ber943.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2007 Filed Jan 17, 2007 21:03 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $77.03 | $82,036.95 |
DisclosureSEC source: 0000927628-07-000001 · kla933.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,692 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 16, 2007 Filed Jan 19, 2007 23:04 UTC |
CAMPBELL E R BODirector
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-07-000002 · cam940.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,189 F1 · kind: The shares were contributed to a Grantor Retained Annuity Trust for which the grantor is not a trustee. Read SEC document |
| January 16, 2007 Filed Jan 19, 2007 23:08 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
OtherCommon Stock | 5,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-07-000003 · fai941.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,319,985 Read SEC document |
| January 09, 2007 Filed Jan 11, 2007 23:03 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $77.68 | $82,729.20 |
DisclosureSEC source: 0001181431-07-003465 · rrd142815.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,757 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2007 Filed Jan 4, 2007 23:01 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $77.07 | $82,079.55 |
DisclosureSEC source: 0001181431-07-001743 · rrd141954.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,822 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 22, 2006 Filed Dec 22, 2006 19:03 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $77.53 | $82,569.45 |
DisclosureSEC source: 0001181431-06-071631 · rrd140505.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,887 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC |
SCHNALL PETER AChief Credit Officer
|
GrantEmployee Stock Option (Right to Buy · Derivative | 1,298 | $0.00 Strike: $76.96 | $0.00 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298 Underlying: Common Stock · 1,298 shares Expires 2013-12-14 Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 1,776 | $56.28 Strike: $56.28 | $99,953.28 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,724 Underlying: Common Stock · 1,776 shares Expires 2013-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC |
SCHNALL PETER AChief Credit Officer
|
Tax withholdingCommon Stock | 1,298 | $76.96 | $99,894.08 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,709 Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionCommon Stock | 1,776 | $56.28 | $99,953.28 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2006 Filed Dec 20, 2006 00:57 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $77.00 | $82,005.00 |
DisclosureSEC source: 0001181431-06-070858 · rrd140110.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,952 F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:54 UTC |
Berson Jory APresident, US Card
|
Tax withholdingCommon Stock | 2,117 | $77.15 | $163,326.55 |
DisclosureSEC source: 0001181431-06-070852 · rrd140108.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,672 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:54 UTC |
SCHNALL PETER AChief Credit Officer
|
Tax withholdingCommon Stock | 3,528 | $77.15 | $272,185.20 |
DisclosureSEC source: 0001181431-06-070853 · rrd140116.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,231 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:56 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
Tax withholdingCommon Stock | 2,463 | $77.15 | $190,020.45 |
DisclosureSEC source: 0001181431-06-070855 · rrd140118.xml · nonDerivative · entry 1 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,154 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:56 UTC |
PERLIN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 2,504 | $77.15 | $193,183.60 |
DisclosureSEC source: 0001181431-06-070857 · rrd140113.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,189 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:57 UTC |
KLANE LARRY APdt, Global Financial Services
|
Tax withholdingCommon Stock | 250 | $77.15 | $19,287.50 |
DisclosureSEC source: 0001181431-06-070858 · rrd140110.xml · nonDerivative · entry 3 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,963 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:57 UTC |
KLANE LARRY APdt, Global Financial Services
|
Tax withholdingCommon Stock | 4,512 | $77.15 | $348,100.80 |
DisclosureSEC source: 0001181431-06-070858 · rrd140110.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,017 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:57 UTC |
BAILAR GREGORChief Information Officer
|
Tax withholdingCommon Stock | 3,967 | $77.15 | $306,054.05 |
DisclosureSEC source: 0001181431-06-070859 · rrd140107.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,458 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 22:24 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 226 | $76.10 | $17,198.60 |
DisclosureSEC source: 0001181431-06-069806 · rrd139533.xml · nonDerivative · entry 2 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,213 F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person's spouse on November 6, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 22:24 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $76.10 | $81,046.50 |
DisclosureSEC source: 0001181431-06-069806 · rrd139533.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,529 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 11, 2006 Filed Dec 13, 2006 23:11 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 594,851 | $76.45 Strike: $76.45 | $45,476,358.95 |
DisclosureSEC source: 0001181431-06-069483 · rrd139416.xml · derivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,851 Underlying: Common Stock · 594,851 shares Expires 2016-12-10 F1 · derivative.exercise_date: This grant will become exercisable in full on the fifth anniversary of the grant date. Read SEC document |
| December 05, 2006 Filed Dec 7, 2006 22:01 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $78.01 | $83,080.65 |
DisclosureSEC source: 0001181431-06-068267 · rrd138632.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,594 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 01, 2006 Filed Dec 6, 2006 00:59 UTC |
SCHNALL PETER AChief Credit Officer
|
GrantCommon Stock | 3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-06-067764 · rrd138387.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,759 F1 · price: Pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of March 12, 2006 (the "Merger Agreement"), between Capital One Financial Corporation ("Capital One") and North Fork Bancorporation Inc. ("North Fork"), at the effective time of the merger on December 1st, 2006, each outstanding share of North Fork common stock was converted into the right to receive either $28.144 in cash or 0.3692 of a share of Capital One common stock, at the election of each North Fork stockholder and subject to proration as described in the Merger Agreement. The amounts of Capital One common stock disclosed were received by the reporting person in consideration for his North Fork holdings. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 01, 2006 Filed Dec 6, 2006 01:42 UTC |
HAY LEWIS IIIDirector
|
GrantCommon Stock | 188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-06-067781 · rrd138381.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,610 F1 · price: Pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of March 12, 2006 (the "Merger Agreement"), between Capital One Financial Corporation ("Capital One") and North Fork Bancorporation Inc. ("North Fork"), at the effective time of the merger on December 1st, 2006, each outstanding share of North Fork common stock was converted into the right to receive either $28.144 in cash or 0.3692 of a share of Capital One common stock, at the election of each North Fork stockholder and subject to proration as described in the Merger Agreement. The amounts of Capital One common stock disclosed were received by the reporting person in consideration for his North Fork holdings. Read SEC document |
| December 01, 2006 Filed Dec 6, 2006 01:37 UTC |
KANAS JOHN ADAMDirector · President, Banking Segment
|
GrantCommon Stock | 309,858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-06-067780 · rrd138398.xml · nonDerivative · entry 1 KANAS JOHN ADAM · CIK 0001194345 · Director · President, Banking Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,071 F1 · security: Grant of restricted stock that will vest in its entirety on the third anniversary of date of grant. F3 · price: Not Applicable Read SEC document |
| December 01, 2006 Filed Dec 6, 2006 01:42 UTC |
SHATTUCK MAYO A IIIDirector
|
GrantCommon Stock | 749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-06-067782 · rrd138380.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,089 F1 · price: Pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of March 12, 2006 (the "Merger Agreement"), between Capital One Financial Corporation ("Capital One") and North Fork Bancorporation Inc. ("North Fork"), at the effective time of the merger on December 1st, 2006, each outstanding share of North Fork common stock was converted into the right to receive either $28.144 in cash or 0.3692 of a share of Capital One common stock, at the election of each North Fork stockholder and subject to proration as described in the Merger Agreement. The amounts of Capital One common stock disclosed were received by the reporting person in consideration for his North Fork holdings. Read SEC document |
| November 28, 2006 Filed Nov 30, 2006 23:20 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $74.52 | $79,363.80 |
DisclosureSEC source: 0001181431-06-066728 · rrd137886.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,659 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 21, 2006 Filed Nov 22, 2006 23:28 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $75.10 | $79,981.50 |
DisclosureSEC source: 0001181431-06-065690 · rrd137308.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 14, 2006 Filed Nov 15, 2006 23:36 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $77.50 | $82,537.50 |
DisclosureSEC source: 0000927628-06-000073 · kla936.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,789 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 14, 2006 Filed Nov 16, 2006 18:03 UTC |
LAWSON DAVID RPresident, COAF
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000074 · law934.xml · nonDerivative · entry 1 LAWSON DAVID R · CIK 0001238038 · President, COAF 10b5-1 filing: Not disclosed Ownership: Indirect · Lawson Family Trust Disclosed balance after: 29,393 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:07 UTC |
BAILAR GREGORChief Information Officer
|
SaleCommon Stock | 400 | $77.70 | $31,080.00 |
DisclosureSEC source: 0000927628-06-000072 · bai935.xml · nonDerivative · entry 5 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,425 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:07 UTC |
BAILAR GREGORChief Information Officer
|
SaleCommon Stock | 4,800 | $77.70 | $372,960.00 |
DisclosureSEC source: 0000927628-06-000072 · bai935.xml · nonDerivative · entry 4 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,825 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:07 UTC |
BAILAR GREGORChief Information Officer
|
SaleCommon Stock | 2,000 | $77.76 | $155,520.00 |
DisclosureSEC source: 0000927628-06-000072 · bai935.xml · nonDerivative · entry 3 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,625 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 23:07 UTC |
BAILAR GREGORChief Information Officer
|
SaleCommon Stock | 365 | $77.77 | $28,386.05 |
DisclosureSEC source: 0000927628-06-000072 · bai935.xml · nonDerivative · entry 2 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,625 Read SEC document |
| November 13, 2006 Filed Dec 14, 2006 22:22 UTC |
CAMPBELL E R BODirector
|
GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-069804 · rrd139530.xml · nonDerivative · entry 1 CAMPBELL E R BO · CIK 0001226698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,189 Read SEC document |
| November 07, 2006 Filed Nov 9, 2006 23:33 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 1,065 | $78.50 | $83,602.50 |
DisclosureSEC source: 0000927628-06-000071 · kla933.xml · nonDerivative · entry 1 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,854 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,451 | $64.95 Strike: $64.95 | $94,242.45 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 9 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,451 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 160 | $62.60 Strike: $62.60 | $10,016.00 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 8 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 160 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 732 | $55.59 Strike: $55.59 | $40,691.88 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 732 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 789 | $54.56 Strike: $54.56 | $43,047.84 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 789 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
SaleCommon Stock | 3,132 | $76.86 | $240,725.52 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,673 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionCommon Stock | 789 | $54.56 | $43,047.84 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionCommon Stock | 160 | $62.60 | $10,016.00 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionCommon Stock | 1,451 | $64.95 | $94,242.45 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC |
SCHNALL PETER AChief Credit Officer
|
Exercise / conversionCommon Stock | 732 | $55.59 | $40,691.88 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 15, 2006 23:07 UTC |
BAILAR GREGORChief Information Officer
|
Tax withholdingCommon Stock | 29,104 | $78.18 | $2,275,350.72 |
DisclosureSEC source: 0000927628-06-000072 · bai935.xml · nonDerivative · entry 1 BAILAR GREGOR · CIK 0001182910 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,990 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on November 1, 2001. This is authorized in the applicable restricted stock agreement. Read SEC document |
| September 28, 2006 Filed Oct 2, 2006 20:00 UTC |
KLANE LARRY APdt, Global Financial Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 442 | $34.13 Strike: $34.13 | $15,085.46 |
DisclosureSEC source: 0000927628-06-000069 · kla925.xml · derivative · entry 6 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 442 Underlying: Common Stock · 442 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| September 28, 2006 Filed Oct 2, 2006 20:00 UTC |
KLANE LARRY APdt, Global Financial Services
|
SaleCommon Stock | 262 | $79.50 | $20,829.00 |
DisclosureSEC source: 0000927628-06-000069 · kla925.xml · nonDerivative · entry 4 KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,425 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on August 14, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan by the reporting person's spouse, since last reported through this filing's date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.