TapewireFind a company

person · Reporting owner

KANAS JOHN ADAM

Disclosed activity across 2 companies

Tapewire entity
17257
SEC CIK
0001194345

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547Director · President, Banking SegmentAugust 06, 2007August 08, 2007

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date August 06, 2007 · Filed August 08, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect261,940 Ending reported balance After 2007-08-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2007-08-06 · Tax withholding · Disposed 134,331 · Balance 289,740

F1: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation related to the vesting of restricted stock granted on December 1, 2006. This is authorized in the applicable restricted stock award agreement.

Row 2 · 2007-08-07 · Gift · Disposed 27,800 · Balance 261,940

Common StockSEC Table I · non-derivativeIndirectBy SERP38,421 Reported balance Holding disclosure · report date 2007-08-06 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 38,421

F2: Represents the number of shares beneficially owned by the reporting person in his Supplemental Executive Retirement Plan (SERP) account held by such account's record keeper for Capital One.

Common StockSEC Table I · non-derivativeIndirectBy Spouse13,916 Reported balance Holding disclosure · report date 2007-08-06 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 13,916

Filing footnotes · ownership attribution and instrument terms

F1: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation related to the vesting of restricted stock granted on December 1, 2006. This is authorized in the applicable restricted stock award agreement.

F2: Represents the number of shares beneficially owned by the reporting person in his Supplemental Executive Retirement Plan (SERP) account held by such account's record keeper for Capital One.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BankUnited, Inc.

Report date December 31, 2018 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectAs Co-Trustee504,587 Reported balance After 2018-01-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-01-31 · Gift · Disposed 59,823 · Balance 504,587

F1: Bona fide gift by the reporting person for no consideration.

F2: Shares held by the John A. Kanas 2011 Revocable Trust for which Mr. Kanas serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Bona fide gift by the reporting person for no consideration.

F2: Shares held by the John A. Kanas 2011 Revocable Trust for which Mr. Kanas serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or any other purpose.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2018 Filed May 23, 2018 17:01 UTC BankUnited, Inc. BKU · Entity 4193 GrantCommon Stock, par value $0.01 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032654 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Reflects 1,000 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 23, 2018, and will vest in substantially equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 15, 2018 Filed Mar 23, 2018 17:05 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionRestricted Share Unit · Derivative 13,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021429 · doc4.xml · derivative · entry 4

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,428

Underlying: Common Stock, par value $0.01 per share · 13,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit represents the right to receive, at settlement, one share of common stock or cash in an amount equal to the fair market value of one share of common stock.

F3 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. 13,429 units vested on December 31, 2016, 13,428 units vested on December 31, 2017, and 13,428 units will vest on December 31, 2018.

F3 · derivative.expiration_date: Issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. 13,429 units vested on December 31, 2016, 13,428 units vested on December 31, 2017, and 13,428 units will vest on December 31, 2018.

Read SEC document
March 15, 2018 Filed Mar 23, 2018 17:05 UTC BankUnited, Inc. BKU · Entity 4193 Disposition to issuerCommon Stock, par value $0.01 per share 13,428 $41.90 $562,633.20
Disclosure

SEC source: 0001209191-18-021429 · doc4.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
March 15, 2018 Filed Mar 23, 2018 17:05 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionCommon Stock, par value $0.01 per share 13,428 $41.90 $562,633.20
Disclosure

SEC source: 0001209191-18-021429 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 1, 2019 17:23 UTC BankUnited, Inc. BKU · Entity 4193 GiftCommon Stock, par value $0.01 per share 59,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006535 · doc5.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Former Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee

Disclosed balance after: 504,587

F1 · price: Bona fide gift by the reporting person for no consideration.

F2 · ownership.nature: Shares held by the John A. Kanas 2011 Revocable Trust for which Mr. Kanas serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or any other purpose.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 17:01 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 78,190 $33.18 $2,594,570.95
Disclosure

SEC source: 0001209191-17-050312 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,076

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F2 · price: The shares were sold in multiple transactions on August 23, 2017 at actual sale prices ranging from $32.86 to $33.31 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 17:02 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 99,600 $33.65 $3,351,828.84
Disclosure

SEC source: 0001209191-17-046338 · doc4.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,266

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F3 · price: The shares were sold in multiple transactions on July 25, 2017 at actual sale prices ranging from $33.34 to $33.88 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 17:02 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 100,400 $33.05 $3,317,928.84
Disclosure

SEC source: 0001209191-17-046338 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,866

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F2 · price: The shares were sold in multiple transactions on July 24, 2017 at actual sale prices ranging from $32.90 to $33.16 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 13, 2017 Filed Feb 7, 2018 17:00 UTC BankUnited, Inc. BKU · Entity 4193 GiftCommon Stock, par value $0.01 per share 564,076 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-008155 · doc5.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee

Disclosed balance after: 564,076

F1 · price: Bona fide gift by the reporting person for no consideration.

F2 · ownership.nature: Shares held by the John A. Kanas 2011 Revocable Trust for which Mr. Kanas serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or any other purpose.

Read SEC document
July 13, 2017 Filed Feb 7, 2018 17:00 UTC BankUnited, Inc. BKU · Entity 4193 GiftCommon Stock, par value $0.01 per share 564,076 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-008155 · doc5.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:07 UTC BankUnited, Inc. BKU · Entity 4193 Tax withholdingCommon Stock, par value $0.01 per share 4,804 $33.71 $161,942.84
Disclosure

SEC source: 0001209191-17-043589 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,266

F1 · kind: Shares of BankUnited, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the reporting person arising from the vesting of restricted shares on June 30, 2017. These shares were not sold by the reporting person but were instead withheld from the total number of vested shares received by the reporting person from the Issuer.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 17:00 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 100,000 $32.62 $3,262,440.00
Disclosure

SEC source: 0001209191-17-041972 · doc4.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,070

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F3 · price: The shares were sold in multiple transactions on June 26, 2017 at actual sale prices ranging from $32.34 to $32.91 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 17:00 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 100,000 $32.67 $3,266,830.00
Disclosure

SEC source: 0001209191-17-041972 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,070

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F2 · price: The shares were sold in multiple transactions on June 23, 2017 at actual sale prices ranging from $32.41 to $33.16 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 24, 2017 Filed May 24, 2017 17:41 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 97,085 $33.91 $3,292,356.23
Disclosure

SEC source: 0001209191-17-035079 · doc4.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,070

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F3 · price: The shares were sold in multiple transactions on May 24, 2017 at actual sale prices ranging from $33.76 to $34.13 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2017 Filed May 24, 2017 17:41 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 102,915 $33.92 $3,491,329.63
Disclosure

SEC source: 0001209191-17-035079 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145,155

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F2 · price: The shares were sold in multiple transactions on May 23, 2017 at actual sale prices ranging from $33.46 to $34.20 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2017 Filed May 18, 2017 18:02 UTC BankUnited, Inc. BKU · Entity 4193 GrantCommon Stock, par value $0.01 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033706 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,070

F1 · shares: Reflects 1,000 restricted shares issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. The restricted shares have a grant date of May 16, 2017, and will vest in substantially equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:04 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionRestricted Share Unit · Derivative 13,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021441 · doc4.xml · derivative · entry 4

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,856

Underlying: Common Stock, par value $0.01 per share · 13,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit represents the right to receive, at settlement, one share of common stock or cash in an amount equal to the fair market value of one share of common stock.

F4 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. 13,429 units vested on December 31, 2016, and 13,428 units will vest on each of December 31, 2017 and December 31, 2018.

F4 · derivative.expiration_date: Issued pursuant to the terms of the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan. 13,429 units vested on December 31, 2016, and 13,428 units will vest on each of December 31, 2017 and December 31, 2018.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:04 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 21,810 $39.03 $851,178.87
Disclosure

SEC source: 0001209191-17-021441 · doc4.xml · nonDerivative · entry 3

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247,070

F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person.

F2 · price: The shares were sold in multiple transactions on March 15, 2017 at actual sale prices ranging from $39.00 to $39.09 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:04 UTC BankUnited, Inc. BKU · Entity 4193 Disposition to issuerCommon Stock, par value $0.01 per share 13,429 $38.90 $522,388.10
Disclosure

SEC source: 0001209191-17-021441 · doc4.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268,880

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:04 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionCommon Stock, par value $0.01 per share 13,429 $38.90 $522,388.10
Disclosure

SEC source: 0001209191-17-021441 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 17:01 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionCommon Stock Option (right to buy) · Derivative 2,226,258 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001209191-17-006413 · doc4.xml · derivative · entry 3

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 2,226,258 shares

Expires 2021-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. Two-thirds vested upon grant on February 2, 2011, and the remaining one-third vested in equal installments on May 21, 2011 and May 21, 2012.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 17:01 UTC BankUnited, Inc. BKU · Entity 4193 SaleCommon Stock, par value $0.01 per share 2,226,258 $37.62 $83,751,825.96
Disclosure

SEC source: 0001209191-17-006413 · doc4.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268,880

Read SEC document
January 30, 2017 Filed Jan 31, 2017 17:01 UTC BankUnited, Inc. BKU · Entity 4193 Exercise / conversionCommon Stock, par value $0.01 per share 2,226,258 $27.00 $60,108,966.00
Disclosure

SEC source: 0001209191-17-006413 · doc4.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,495,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2016 Filed Jan 31, 2017 17:00 UTC BankUnited, Inc. BKU · Entity 4193 GiftCommon Stock, par value $0.01 per share 600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-006412 · doc5.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268,880

F1 · price: Bona fide gift by the Reporting Person for no consideration.

Read SEC document
August 07, 2007 Filed Aug 8, 2007 21:38 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GiftCommon Stock 27,800 $0.00 $0.00
Disclosure

SEC source: 0000927628-07-000043 · kan1070.xml · nonDerivative · entry 2

KANAS JOHN ADAM · CIK 0001194345 · Director · President, Banking Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,940

Read SEC document
August 06, 2007 Filed Aug 8, 2007 21:38 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 134,331 $67.83 $9,111,671.73
Disclosure

SEC source: 0000927628-07-000043 · kan1070.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · President, Banking Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,740

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation related to the vesting of restricted stock granted on December 1, 2006. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 01, 2006 Filed Dec 6, 2006 01:37 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 309,858 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-06-067780 · rrd138398.xml · nonDerivative · entry 1

KANAS JOHN ADAM · CIK 0001194345 · Director · President, Banking Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,071

F1 · security: Grant of restricted stock that will vest in its entirety on the third anniversary of date of grant.

F3 · price: Not Applicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.