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CNX Resources Corp

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3842
SEC CIK
0001070412
Parsed reports
294

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2017 Filed May 11, 2017 20:33 UTC
MILLS JOHN TDirector
GrantCommon shares, $0.01 par value per share 9,561 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000053 · wf-form4_149453478447504.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,679

F1 · balance_after: Of the 60,679 shares owned directly, 9,561 are restricted stock units and 25,479 are deferred shares (including dividend equivalent rights).

Read SEC document
May 09, 2017 Filed May 11, 2017 20:32 UTC GrantStock Option (right to buy) · Derivative 20,598 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001070412-17-000052 · wf-form4_149453470477348.xml · derivative · entry 4

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,598

Underlying: Common shares, $0.01 par value per share · 20,598 shares

Expires 2027-05-09

F4 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:32 UTC GrantCommon shares, $0.01 par value per share 9,561 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000052 · wf-form4_149453470477348.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,161

F1 · balance_after: Of the 30,161 shares owned directly, 9,561 are restricted stock units (including dividend equivalent rights).

Read SEC document
May 09, 2017 Filed May 11, 2017 20:27 UTC GrantStock Option (right to buy) · Derivative 5,251 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001070412-17-000051 · wf-form4_149453444698980.xml · derivative · entry 2

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,251

Underlying: Common shares, $0.01 par value per share · 5,251 shares

Expires 2027-05-09

F2 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:27 UTC GrantCommon shares, $0.01 par value per share 9,561 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000051 · wf-form4_149453444698980.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,701

F1 · balance_after: Of the 24,701 shares owned directly, 9,561 are restricted stock units and 11,341 are deferred shares (including dividend equivalent rights).

Read SEC document
May 09, 2017 Filed May 11, 2017 20:25 UTC GrantStock Option (right to buy) · Derivative 22,618 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001070412-17-000049 · wf-form4_149453433490352.xml · derivative · entry 2

CARPENTER ALVIN R · CIK 0001101904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,618

Underlying: Common shares, $0.01 par value per share · 22,618 shares

Expires 2027-05-09

F2 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:25 UTC GrantCommon shares, $0.01 par value per share 9,561 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000049 · wf-form4_149453433490352.xml · nonDerivative · entry 1

CARPENTER ALVIN R · CIK 0001101904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,161

F1 · balance_after: Of the 103,161 shares owned directly, 9,561 are restricted stock units (including dividend equivalent rights).

Read SEC document
May 09, 2017 Filed Aug 9, 2017 21:21 UTC Amendment GrantStock Option (right to buy) · Derivative 19,387 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001070412-17-000082 · wf-form4a_150231370074510.xml · derivative · entry 1

CARPENTER ALVIN R · CIK 0001101904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,387

Underlying: Common shares, $0.01 par value per share · 19,387 shares

Expires 2027-05-09

F1 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

F2 · balance_after: Due to an administrative error, the number of stock options granted on the reporting person's Form 4 filed on May 11, 2017 was overstated by 3,231 shares. This amendment is being filed solely to correct this error.

Read SEC document
March 30, 2017 Filed Feb 1, 2018 22:16 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GiftCommon shares, $0.01 par value per share 9,171 $0.00 $0.00
Disclosure

SEC source: 0001070412-18-000021 · wf-form4_151752338927495.xml · nonDerivative · entry 10

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2016-1 GRAT

Disclosed balance after: 20,829

Read SEC document
February 13, 2017 Filed Feb 13, 2017 22:29 UTC PurchaseCommon shares, $0.01 par value per share 2,500 $16.97 $42,425.00
Disclosure

SEC source: 0001070412-17-000018 · wf-form4_148702497095148.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,140

F1 · balance_after: Of the 15,140 shares owned directly, 11,341 are deferred shares (including dividend equivalent rights).

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:04 UTC PurchaseCommon shares, $0.01 par value per share 5,800 $17.28 $100,212.40
Disclosure

SEC source: 0001070412-17-000011 · wf-form4_148641863564723.xml · nonDerivative · entry 4

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lanigan Family Limited Partnership

Disclosed balance after: 30,600

F2 · price: Represents the weighted average of 7 open-market purchase transactions ranging from $17.270 to $17.279. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:04 UTC PurchaseCommon shares, $0.01 par value per share 5,800 $17.28 $100,212.40
Disclosure

SEC source: 0001070412-17-000011 · wf-form4_148641863564723.xml · nonDerivative · entry 3

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

F2 · price: Represents the weighted average of 7 open-market purchase transactions ranging from $17.270 to $17.279. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:05 UTC PurchaseCommon shares, $0.01 par value per share 4,000 $16.71 $66,832.00
Disclosure

SEC source: 0001070412-17-000012 · wf-form4_148641867848741.xml · nonDerivative · entry 1

CARPENTER ALVIN R · CIK 0001101904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,600

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:04 UTC PurchaseCommon shares, $0.01 par value per share 14,800 $16.82 $248,965.60
Disclosure

SEC source: 0001070412-17-000011 · wf-form4_148641863564723.xml · nonDerivative · entry 2

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lanigan Family Limited Partnership

Disclosed balance after: 24,800

F1 · price: Represents the weighted average of 21 open-market purchase transactions ranging from $16.63 to $16.91. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 22:04 UTC PurchaseCommon shares, $0.01 par value per share 14,800 $16.82 $248,965.60
Disclosure

SEC source: 0001070412-17-000011 · wf-form4_148641863564723.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

F1 · price: Represents the weighted average of 21 open-market purchase transactions ranging from $16.63 to $16.91. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 16,492 $16.94 $279,374.48
Disclosure

SEC source: 0001070412-17-000009 · wf-form4_148599279711552.xml · nonDerivative · entry 5

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,988

F4 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F5 · balance_after: Of the 117,988 shares held directly, 67,630 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
GrantCommon shares, $0.01 par value per share 38,788 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000009 · wf-form4_148599279711552.xml · nonDerivative · entry 4

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,480

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 2,984 $16.94 $50,548.96
Disclosure

SEC source: 0001070412-17-000009 · wf-form4_148599279711552.xml · nonDerivative · entry 3

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,692

F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
GrantCommon shares, $0.01 par value per share 50,473 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000009 · wf-form4_148599279711552.xml · nonDerivative · entry 1

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,644

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:47 UTC Tax withholdingCommon shares, $0.01 par value per share 635 $16.94 $10,756.90
Disclosure

SEC source: 0001070412-17-000010 · wf-form4_148599281197811.xml · nonDerivative · entry 5

HAGEDORN CARL KRISTOPHER · CIK 0001619644 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,832

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

F4 · balance_after: Of the 5,832 shares held directly, 3,042 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:47 UTC GrantCommon shares, $0.01 par value per share 2,076 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000010 · wf-form4_148599281197811.xml · nonDerivative · entry 4

HAGEDORN CARL KRISTOPHER · CIK 0001619644 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,467

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:47 UTC Tax withholdingCommon shares, $0.01 par value per share 107 $16.94 $1,812.58
Disclosure

SEC source: 0001070412-17-000010 · wf-form4_148599281197811.xml · nonDerivative · entry 3

HAGEDORN CARL KRISTOPHER · CIK 0001619644 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,391

F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:47 UTC GrantCommon shares, $0.01 par value per share 2,657 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000010 · wf-form4_148599281197811.xml · nonDerivative · entry 1

HAGEDORN CARL KRISTOPHER · CIK 0001619644 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC
Brock James AEVP & Chief Op. Officer - Coal
Tax withholdingCommon shares, $0.01 par value per share 13,426 $16.94 $227,436.44
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 4

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,667

F3 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F4 · balance_after: Of the 54,667 shares held directly, 14,805 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC
Brock James AEVP & Chief Op. Officer - Coal
GrantCommon shares, $0.01 par value per share 27,708 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 3

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,093

F2 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:46 UTC
Brock James AEVP & Chief Op. Officer - Coal
Tax withholdingCommon shares, $0.01 par value per share 1,259 $16.94 $21,327.46
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,385

F1 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:45 UTC
Johnson Stephen WEVP - Chief Administrative Off
Tax withholdingCommon shares, $0.01 par value per share 9,274 $16.94 $157,101.56
Disclosure

SEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 7

Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F4 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F6 · balance_after: Of the 198,013 shares held directly, 59,624 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:45 UTC
Johnson Stephen WEVP - Chief Administrative Off
GrantCommon shares, $0.01 par value per share 19,532 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 6

Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,287

F5 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2014-2016 performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:45 UTC
Johnson Stephen WEVP - Chief Administrative Off
Tax withholdingCommon shares, $0.01 par value per share 18,858 $16.94 $319,454.52
Disclosure

SEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 5

Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,755

F4 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:45 UTC
Johnson Stephen WEVP - Chief Administrative Off
GrantCommon shares, $0.01 par value per share 41,560 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 4

Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,613

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:45 UTC
Johnson Stephen WEVP - Chief Administrative Off
Tax withholdingCommon shares, $0.01 par value per share 1,918 $16.94 $32,490.92
Disclosure

SEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 3

Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,053

F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:45 UTC
Johnson Stephen WEVP - Chief Administrative Off
GrantCommon shares, $0.01 par value per share 51,801 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 1

Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,588

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:43 UTC
Khani David M.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 6,176 $16.94 $104,621.44
Disclosure

SEC source: 0001070412-17-000006 · wf-form4_148599259688864.xml · nonDerivative · entry 7

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,155

F4 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F6 · balance_after: Of the 165,155 shares held directly, 93,568 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:43 UTC
Khani David M.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 13,561 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000006 · wf-form4_148599259688864.xml · nonDerivative · entry 6

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,331

F5 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2014-2016 performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:43 UTC
Khani David M.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 25,371 $16.94 $429,784.74
Disclosure

SEC source: 0001070412-17-000006 · wf-form4_148599259688864.xml · nonDerivative · entry 5

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,770

F4 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:43 UTC
Khani David M.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 55,416 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000006 · wf-form4_148599259688864.xml · nonDerivative · entry 4

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,141

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:43 UTC
Khani David M.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 1,405 $16.94 $23,800.70
Disclosure

SEC source: 0001070412-17-000006 · wf-form4_148599259688864.xml · nonDerivative · entry 3

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,725

F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:43 UTC
Khani David M.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 64,643 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000006 · wf-form4_148599259688864.xml · nonDerivative · entry 1

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,000

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:42 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 27,678 $16.94 $468,865.32
Disclosure

SEC source: 0001070412-17-000005 · wf-form4_148599254809968.xml · nonDerivative · entry 14

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,079

F5 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

F7 · balance_after: Of the 551,079 shares held directly, 190,694 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:42 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 60,142 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000005 · wf-form4_148599254809968.xml · nonDerivative · entry 13

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,757

F6 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2014-2016 performance period.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:42 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 76,506 $16.94 $1,296,011.64
Disclosure

SEC source: 0001070412-17-000005 · wf-form4_148599254809968.xml · nonDerivative · entry 12

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,615

F5 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 23:42 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 166,244 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000005 · wf-form4_148599254809968.xml · nonDerivative · entry 11

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,121

F4 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.

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January 31, 2017 Filed Feb 1, 2017 23:42 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 6,121 $16.94 $103,689.74
Disclosure

SEC source: 0001070412-17-000005 · wf-form4_148599254809968.xml · nonDerivative · entry 10

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,877

F3 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

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January 31, 2017 Filed Feb 1, 2017 23:42 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 159,387 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000005 · wf-form4_148599254809968.xml · nonDerivative · entry 8

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,407

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

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January 31, 2017 Filed Feb 1, 2017 23:42 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GiftCommon shares, $0.01 par value per share 69,526 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000005 · wf-form4_148599254809968.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,020

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January 31, 2017 Filed Feb 15, 2017 23:00 UTC Amendment
Khani David M.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 68,643 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000021 · wf-form4a_148719959389740.xml · nonDerivative · entry 1

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,155

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

F2 · shares: This amended Form 4 is filed solely for the purpose of correcting an administrative error in the number of shares originally reported on the Form 4 filed February 1, 2017.

F3 · balance_after: Of the 169,155 shares owned directly, 97,568 are restricted stock units (including dividend equivalent rights).

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January 31, 2017 Filed Feb 15, 2017 22:59 UTC Amendment GrantCommon shares, $0.01 par value per share 3,321 $0.00 $0.00
Disclosure

SEC source: 0001070412-17-000020 · wf-form4a_148719953805915.xml · nonDerivative · entry 1

HAGEDORN CARL KRISTOPHER · CIK 0001619644 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,496

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

F2 · shares: This amended Form 4 is filed solely for the purpose of correcting an administrative error in the number of shares originally reported on the Form 4 filed February 1, 2017.

F3 · balance_after: Of the 6,496 shares owned directly, 3,706 are restricted stock units (including dividend equivalent rights).

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January 30, 2017 Filed Feb 1, 2017 23:46 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 1,968 $18.30 $36,014.40
Disclosure

SEC source: 0001070412-17-000009 · wf-form4_148599279711552.xml · nonDerivative · entry 2

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,676

F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

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January 30, 2017 Filed Feb 1, 2017 23:47 UTC Tax withholdingCommon shares, $0.01 par value per share 118 $18.30 $2,159.40
Disclosure

SEC source: 0001070412-17-000010 · wf-form4_148599281197811.xml · nonDerivative · entry 2

HAGEDORN CARL KRISTOPHER · CIK 0001619644 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

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January 30, 2017 Filed Feb 1, 2017 23:46 UTC
Brock James AEVP & Chief Op. Officer - Coal
Tax withholdingCommon shares, $0.01 par value per share 1,325 $18.30 $24,247.50
Disclosure

SEC source: 0001070412-17-000008 · wf-form4_148599277951995.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · EVP & Chief Op. Officer - Coal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,644

F1 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.