Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNX Resources CorpCNX · Entity 3842 | EVP - Chief Legal Off | January 30, 2019 | February 01, 2019 |
| Core Natural Resources, Inc.CEIX WI · Entity 3899 | Director | November 03, 2017 | November 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNX Resources Corp
Report date January 30, 2019 · Filed February 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 371,777 |
Reported balance
After 2019-01-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-30 · Grant · Acquired 48,004 · Balance 371,777 F1: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period. |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 353,155 |
Reported balance
After 2019-01-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-30 · Tax withholding · Disposed 18,622 · Balance 353,155 F2: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him. |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 358,331 |
Reported balance
After 2019-01-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-01-30 · Grant · Acquired 5,176 · Balance 358,331 F3: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period. |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 355,979 |
Reported balance
After 2019-01-30 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-01-30 · Tax withholding · Disposed 2,352 · Balance 355,979 F2: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him. |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 353,211 |
Reported balance
After 2019-01-30 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-01-30 · Tax withholding · Disposed 2,768 · Balance 353,211 F4: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 343,499 |
Reported balance
After 2019-01-30 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2019-01-30 · Tax withholding · Disposed 9,712 · Balance 343,499 F4: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 334,441 |
Reported balance
After 2019-01-31 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2019-01-31 · Tax withholding · Disposed 9,058 · Balance 334,441 F4: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F5: Of the 334,441 shares owned directly, 74,899 are restricted stock units (including dividend equivalent rights). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.
F2: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.
F3: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.
F4: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.
F5: Of the 334,441 shares owned directly, 74,899 are restricted stock units (including dividend equivalent rights).
Core Natural Resources, Inc.
Report date November 03, 2017 · Filed November 03, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2019 Filed Feb 1, 2019 22:13 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 9,058 | $12.14 | $109,964.12 |
DisclosureSEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 7 Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,441 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F5 · balance_after: Of the 334,441 shares owned directly, 74,899 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:13 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 9,712 | $13.53 | $131,403.36 |
DisclosureSEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 6 Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,499 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:13 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 2,768 | $13.53 | $37,451.04 |
DisclosureSEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 5 Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,211 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:13 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 2,352 | $13.53 | $31,822.56 |
DisclosureSEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 4 Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,979 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:13 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 5,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 3 Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,331 F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:13 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 18,622 | $13.53 | $251,955.66 |
DisclosureSEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 2 Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,155 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:13 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 48,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 1 Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,777 F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 9,058 | $14.01 | $126,902.58 |
DisclosureSEC source: 0001070412-18-000020 · wf-form4_151752337195165.xml · nonDerivative · entry 7 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,773 F6 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. F7 · balance_after: Of the 323,773 shares owned directly, 122,311 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 2,752 | $13.68 | $37,647.36 |
DisclosureSEC source: 0001070412-18-000020 · wf-form4_151752337195165.xml · nonDerivative · entry 6 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,831 F6 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 21,804 | $13.68 | $298,278.72 |
DisclosureSEC source: 0001070412-18-000020 · wf-form4_151752337195165.xml · nonDerivative · entry 5 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,583 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting and settlement of performance share units previously granted to him. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 48,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-18-000020 · wf-form4_151752337195165.xml · nonDerivative · entry 4 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,387 F5 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2017 tranche performance period. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 13,456 | $13.68 | $184,078.08 |
DisclosureSEC source: 0001070412-18-000020 · wf-form4_151752337195165.xml · nonDerivative · entry 3 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,383 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting and settlement of performance share units previously granted to him. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 33,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-18-000020 · wf-form4_151752337195165.xml · nonDerivative · entry 2 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,839 F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2015-2017 performance period. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 82,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-18-000020 · wf-form4_151752337195165.xml · nonDerivative · entry 1 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,685 F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:45 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 9,274 | $16.94 | $157,101.56 |
DisclosureSEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 7 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,013 F4 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein. F6 · balance_after: Of the 198,013 shares held directly, 59,624 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:45 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 19,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 6 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,287 F5 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2014-2016 performance period. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:45 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 18,858 | $16.94 | $319,454.52 |
DisclosureSEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 5 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,755 F4 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:45 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 41,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 4 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,613 F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:45 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 1,918 | $16.94 | $32,490.92 |
DisclosureSEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 3 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,053 F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 23:45 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 51,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 1 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,588 F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:45 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 2,617 | $18.30 | $47,891.10 |
DisclosureSEC source: 0001070412-17-000007 · wf-form4_148599269453310.xml · nonDerivative · entry 2 Johnson Stephen W · CIK 0001346614 · EVP - Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,971 F2 · shares: Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.