Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNX Resources CorpCNX · Entity 3842 | Director | May 09, 2017 | August 09, 2017 |
| Core Natural Resources, Inc.CEIX · Entity 3899 | Director | May 09, 2018 | May 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNX Resources Corp
Report date May 09, 2017 · Filed August 09, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.69 · Expires 2027-05-09 | Direct | 19,387 |
Reported balance
After 2017-05-09 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-05-09 · Grant · Acquired 19,387 · Balance 19,387 F1: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting. F2: Due to an administrative error, the number of stock options granted on the reporting person's Form 4 filed on May 11, 2017 was overstated by 3,231 shares. This amendment is being filed solely to correct this error. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.
F2: Due to an administrative error, the number of stock options granted on the reporting person's Form 4 filed on May 11, 2017 was overstated by 3,231 shares. This amendment is being filed solely to correct this error.
Core Natural Resources, Inc.
Report date May 09, 2018 · Filed May 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 25,418 |
Reported balance
After 2018-05-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-09 · Grant · Acquired 3,491 · Balance 25,418 F1: Represents a grant of 3,491 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on May 9, 2019. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The reporting person may elect to defer delivery of a portion of the vested shares until his separation of service from the Company. F2: Of the 25,418 shares reported, 6,844 are unvested restricted stock units (including dividend equivalent rights). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 3,491 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on May 9, 2019. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The reporting person may elect to defer delivery of a portion of the vested shares until his separation of service from the Company.
F2: Of the 25,418 shares reported, 6,844 are unvested restricted stock units (including dividend equivalent rights).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed May 11, 2018 17:48 UTC | Core Natural Resources, Inc. CEIX · Entity 3899 | GrantCommon stock, par value $0.01 per share | 3,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012569 · doc4.xml · nonDerivative · entry 1 CARPENTER ALVIN R · CIK 0001101904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,418 F1 · shares: Represents a grant of 3,491 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on May 9, 2019. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The reporting person may elect to defer delivery of a portion of the vested shares until his separation of service from the Company. F2 · balance_after: Of the 25,418 shares reported, 6,844 are unvested restricted stock units (including dividend equivalent rights). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:24 UTC | Core Natural Resources, Inc. CEIX · Entity 3899 | GrantCommon stock, par value $0.01 per share | 3,353 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028762 · doc4.xml · nonDerivative · entry 1 CARPENTER ALVIN R · CIK 0001101904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,927 F1 · shares: Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on December 12, 2018. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Of the 21,927 shares reported, 10,227 are unvested restricted stock units (including dividend equivalent rights). Read SEC document |
| November 28, 2017 Filed Dec 14, 2017 18:15 UTC | Core Natural Resources, Inc. CEIX · Entity 3899 | GrantCommon stock, par value $0.01 per share | 6,874 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028711 · doc4.xml · nonDerivative · entry 1 CARPENTER ALVIN R · CIK 0001101904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,574 F1 · shares: Represents unvested restricted stock units issued in accordance with the Employee Matters Agreement dated as of November 28, 2017 between the Issuer and CNX Resources Corporation (f/k/a CONSOL Energy Inc.) ("CNX") as a result of the conversion of the restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from CNX (the "Spin-Off"). F2 · balance_after: Includes shares of Issuer common stock received in connection with the Spin-Off in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Of the 18,574 reported shares, 6,874 are unvested restricted stock units (including dividend equivalent rights) which continue to be subject to their original CNX vesting schedule. The unvested restricted stock units vest in full on May 9, 2018, which is the first anniversary of their original date of grant from CNX. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:25 UTC | CNX Resources Corp CNX · Entity 3842 | GrantStock Option (right to buy) · Derivative | 22,618 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0001070412-17-000049 · wf-form4_149453433490352.xml · derivative · entry 2 CARPENTER ALVIN R · CIK 0001101904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,618 Underlying: Common shares, $0.01 par value per share · 22,618 shares Expires 2027-05-09 F2 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:25 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 9,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-17-000049 · wf-form4_149453433490352.xml · nonDerivative · entry 1 CARPENTER ALVIN R · CIK 0001101904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,161 F1 · balance_after: Of the 103,161 shares owned directly, 9,561 are restricted stock units (including dividend equivalent rights). Read SEC document |
| May 09, 2017 Filed Aug 9, 2017 21:21 UTC Amendment | CNX Resources Corp CNX · Entity 3842 | GrantStock Option (right to buy) · Derivative | 19,387 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0001070412-17-000082 · wf-form4a_150231370074510.xml · derivative · entry 1 CARPENTER ALVIN R · CIK 0001101904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,387 Underlying: Common shares, $0.01 par value per share · 19,387 shares Expires 2027-05-09 F1 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting. F2 · balance_after: Due to an administrative error, the number of stock options granted on the reporting person's Form 4 filed on May 11, 2017 was overstated by 3,231 shares. This amendment is being filed solely to correct this error. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:05 UTC | CNX Resources Corp CNX · Entity 3842 | PurchaseCommon shares, $0.01 par value per share | 4,000 | $16.71 | $66,832.00 |
DisclosureSEC source: 0001070412-17-000012 · wf-form4_148641867848741.xml · nonDerivative · entry 1 CARPENTER ALVIN R · CIK 0001101904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,600 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.