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NYSE · USD

CNO

CNO Financial Group, Inc.

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Tapewire entity
576
SEC CIK
0001224608
Parsed reports
565

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202601
Feb 202608
Mar 202602
Apr 202600
May 202600
Jun 202605
Jul 202601
Aug 202604
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Mar 2, 2021 00:18 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
SaleCommon Stock 1,918 $25.47 $48,842.45
Disclosure

SEC source: 0001757201-21-000031 · edgar.xml · nonDerivative · entry 3

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,962

F2 · price: Sales at prices ranging from $25.29 per share to $25.53 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:18 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
SaleCommon Stock 49,372 $24.63 $1,216,126.17
Disclosure

SEC source: 0001757201-21-000031 · edgar.xml · nonDerivative · entry 2

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,880

F1 · price: Sales at prices ranging from $24.29 per share to $25.27 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:18 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
Exercise / conversionCommon Stock 51,290 $16.42 $842,181.80
Disclosure

SEC source: 0001757201-21-000031 · edgar.xml · nonDerivative · entry 1

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:13 UTC
KLINE JOHN RSVP & Chief Acctg Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,370 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001757201-21-000027 · edgar.xml · derivative · entry 3

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,370 shares

Expires 2021-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-half of these options vested on March 20, 2016 and one-half vested on March 20, 2017.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:13 UTC
KLINE JOHN RSVP & Chief Acctg Officer
SaleCommon Stock 9,757 $24.79 $241,847.73
Disclosure

SEC source: 0001757201-21-000027 · edgar.xml · nonDerivative · entry 2

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,351

F1 · price: Sales at prices ranging from $24.76 per share to $24.81 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:13 UTC
KLINE JOHN RSVP & Chief Acctg Officer
Exercise / conversionCommon Stock 11,370 $19.15 $217,735.50
Disclosure

SEC source: 0001757201-21-000027 · edgar.xml · nonDerivative · entry 1

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:42 UTC
Zimpfer Matthew J.EVP and General Counsel
GrantRestricted Stock Units 16,900 $22.97 $388,193.00
Disclosure

SEC source: 0001757201-21-000022 · edgar.xml · nonDerivative · entry 3

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,159

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:42 UTC
Zimpfer Matthew J.EVP and General Counsel
Tax withholdingCommon Stock 5,341 $22.97 $122,682.77
Disclosure

SEC source: 0001757201-21-000022 · edgar.xml · nonDerivative · entry 2

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,259

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:42 UTC
Zimpfer Matthew J.EVP and General Counsel
GrantCommon Stock 18,141 $22.97 $416,698.77
Disclosure

SEC source: 0001757201-21-000022 · edgar.xml · nonDerivative · entry 1

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,600

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:39 UTC
Johnson Eric R.EVP, Chief Investment Officer
Tax withholdingRestricted Stock Units 312 $22.97 $7,166.64
Disclosure

SEC source: 0001757201-21-000018 · edgar.xml · nonDerivative · entry 4

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,503

F5 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:39 UTC
Johnson Eric R.EVP, Chief Investment Officer
GrantRestricted Stock Units 16,900 $22.97 $388,193.00
Disclosure

SEC source: 0001757201-21-000018 · edgar.xml · nonDerivative · entry 3

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,815

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:39 UTC
Johnson Eric R.EVP, Chief Investment Officer
Tax withholdingCommon Stock 4,810 $22.97 $110,485.70
Disclosure

SEC source: 0001757201-21-000018 · edgar.xml · nonDerivative · entry 2

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,915

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:39 UTC
Johnson Eric R.EVP, Chief Investment Officer
GrantCommon Stock 15,876 $22.97 $364,671.72
Disclosure

SEC source: 0001757201-21-000018 · edgar.xml · nonDerivative · entry 1

JOHNSON ERIC R · CIK 0001263874 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,725

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:58 UTC
Bhojwani Gary C.Director · Chief Executive Officer
GrantRestricted Stock Units 101,800 $22.97 $2,338,346.00
Disclosure

SEC source: 0001757201-21-000023 · edgar.xml · nonDerivative · entry 3

Bhojwani Gary C · CIK 0001614708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,312

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:58 UTC
Bhojwani Gary C.Director · Chief Executive Officer
Tax withholdingCommon Stock 27,653 $22.97 $635,189.41
Disclosure

SEC source: 0001757201-21-000023 · edgar.xml · nonDerivative · entry 2

Bhojwani Gary C · CIK 0001614708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,512

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:58 UTC
Bhojwani Gary C.Director · Chief Executive Officer
GrantCommon Stock 77,106 $22.97 $1,771,124.82
Disclosure

SEC source: 0001757201-21-000023 · edgar.xml · nonDerivative · entry 1

Bhojwani Gary C · CIK 0001614708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,165

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:42 UTC
Tarasi Rocco F. IIIChief Marketing Officer
GrantRestricted Stock Units 8,400 $22.97 $192,948.00
Disclosure

SEC source: 0001757201-21-000021 · edgar.xml · nonDerivative · entry 3

TARASI ROCCO F III · CIK 0001571578 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,383

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:42 UTC
Tarasi Rocco F. IIIChief Marketing Officer
Tax withholdingCommon Stock 1,254 $22.97 $28,804.38
Disclosure

SEC source: 0001757201-21-000021 · edgar.xml · nonDerivative · entry 2

TARASI ROCCO F III · CIK 0001571578 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,983

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:42 UTC
Tarasi Rocco F. IIIChief Marketing Officer
GrantCommon Stock 3,623 $22.97 $83,220.31
Disclosure

SEC source: 0001757201-21-000021 · edgar.xml · nonDerivative · entry 1

TARASI ROCCO F III · CIK 0001571578 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,237

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:41 UTC
McDonough Paul H.Chief Financial Officer
GrantRestricted Stock Units 21,900 $22.97 $503,043.00
Disclosure

SEC source: 0001757201-21-000020 · edgar.xml · nonDerivative · entry 1

McDonough Paul H. · CIK 0001328599 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,196.077

F1 · security: Restricted stock units convert into common stock on a one-for-one basis.

F2 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:40 UTC
KLINE JOHN RSVP & Chief Acctg Officer
Tax withholdingRestricted Stock Units 78 $22.97 $1,791.66
Disclosure

SEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 4

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,738

F5 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:40 UTC
KLINE JOHN RSVP & Chief Acctg Officer
GrantRestricted Stock Units 4,200 $22.97 $96,474.00
Disclosure

SEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 3

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,816

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:40 UTC
KLINE JOHN RSVP & Chief Acctg Officer
Tax withholdingCommon Stock 1,336 $22.97 $30,687.92
Disclosure

SEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 2

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,616

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:40 UTC
KLINE JOHN RSVP & Chief Acctg Officer
GrantCommon Stock 3,855 $22.97 $88,549.35
Disclosure

SEC source: 0001757201-21-000019 · edgar.xml · nonDerivative · entry 1

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,952

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:39 UTC
Heard Michael D.Co-President, Worksite
GrantRestricted Stock Units 8,400 $22.97 $192,948.00
Disclosure

SEC source: 0001757201-21-000017 · edgar.xml · nonDerivative · entry 3

Heard Michael D. · CIK 0001740580 · Co-President, Worksite

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,025

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:39 UTC
Heard Michael D.Co-President, Worksite
Tax withholdingCommon Stock 2,482 $22.97 $57,011.54
Disclosure

SEC source: 0001757201-21-000017 · edgar.xml · nonDerivative · entry 2

Heard Michael D. · CIK 0001740580 · Co-President, Worksite

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,625

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:39 UTC
Heard Michael D.Co-President, Worksite
GrantCommon Stock 7,942 $22.97 $182,427.74
Disclosure

SEC source: 0001757201-21-000017 · edgar.xml · nonDerivative · entry 1

Heard Michael D. · CIK 0001740580 · Co-President, Worksite

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,107

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:38 UTC
Goldberg Scott L.President, Consumer Division
GrantRestricted Stock Units 16,900 $22.97 $388,193.00
Disclosure

SEC source: 0001757201-21-000016 · edgar.xml · nonDerivative · entry 3

Goldberg Scott L. · CIK 0001740471 · President, Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,102

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:38 UTC
Goldberg Scott L.President, Consumer Division
Tax withholdingCommon Stock 4,813 $22.97 $110,554.61
Disclosure

SEC source: 0001757201-21-000016 · edgar.xml · nonDerivative · entry 2

Goldberg Scott L. · CIK 0001740471 · President, Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,202

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:38 UTC
Goldberg Scott L.President, Consumer Division
GrantCommon Stock 15,876 $22.97 $364,671.72
Disclosure

SEC source: 0001757201-21-000016 · edgar.xml · nonDerivative · entry 1

Goldberg Scott L. · CIK 0001740471 · President, Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,015

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:37 UTC
Franzese Yvonne K.EVP and Chief HR Officer
Tax withholdingRestricted Stock Units 241 $22.97 $5,535.77
Disclosure

SEC source: 0001757201-21-000015 · edgar.xml · nonDerivative · entry 4

Franzese Yvonne K · CIK 0001709782 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,328

F5 · shares: Shares were surrendered to the Issuer to cover required tax withholding on restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:37 UTC
Franzese Yvonne K.EVP and Chief HR Officer
GrantRestricted Stock Units 12,600 $22.97 $289,422.00
Disclosure

SEC source: 0001757201-21-000015 · edgar.xml · nonDerivative · entry 3

Franzese Yvonne K · CIK 0001709782 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,569

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:37 UTC
Franzese Yvonne K.EVP and Chief HR Officer
Tax withholdingCommon Stock 1,544 $22.97 $35,465.68
Disclosure

SEC source: 0001757201-21-000015 · edgar.xml · nonDerivative · entry 2

Franzese Yvonne K · CIK 0001709782 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,969

F2 · shares: Shares were surrendered to the Issuer to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:37 UTC
Franzese Yvonne K.EVP and Chief HR Officer
GrantCommon Stock 13,610 $22.97 $312,621.70
Disclosure

SEC source: 0001757201-21-000015 · edgar.xml · nonDerivative · entry 1

Franzese Yvonne K · CIK 0001709782 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,513

F1 · shares: These shares were acquired or deferred upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:36 UTC
DeToro Karen J.Chief Actuary
GrantRestricted Stock Units 8,400 $22.97 $192,948.00
Disclosure

SEC source: 0001757201-21-000014 · edgar.xml · nonDerivative · entry 1

DeToro Karen · CIK 0001789577 · Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,412

F1 · security: Restricted stock units convert into common stock on a one-for-one basis.

F2 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:35 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
GrantRestricted Stock Units 14,700 $22.97 $337,659.00
Disclosure

SEC source: 0001757201-21-000012 · edgar.xml · nonDerivative · entry 3

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,962

F3 · security: Restricted stock units convert into common stock on a one-for-one basis.

F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:35 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
Tax withholdingCommon Stock 4,675 $22.97 $107,384.75
Disclosure

SEC source: 0001757201-21-000012 · edgar.xml · nonDerivative · entry 2

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,262

F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:35 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
GrantCommon Stock 15,876 $22.97 $364,671.72
Disclosure

SEC source: 0001757201-21-000012 · edgar.xml · nonDerivative · entry 1

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,937

F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return and relative total shareholder return, each over that period.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 02:08 UTC
Byers Michael BCo-President, Worksite
GrantRestricted Stock Units 5,200 $22.97 $119,444.00
Disclosure

SEC source: 0001757201-21-000010 · edgar.xml · nonDerivative · entry 1

Byers Michael B · CIK 0001845788 · Co-President, Worksite

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

F1 · security: Restricted stock units convert into common stock on a one-for-one basis.

F2 · security: The restricted stock units vest in three equal annual installments beginning February 16, 2022.

Read SEC document
December 29, 2020 Filed Feb 10, 2021 17:33 UTC GiftCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001757201-21-000002 · edgar.xml · nonDerivative · entry 1

Jacklin Charles J. · CIK 0001640231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jacklin Family Trust

Disclosed balance after: 36,394

Read SEC document
December 17, 2020 Filed Feb 11, 2021 16:12 UTC
Zimpfer Matthew J.EVP and General Counsel
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001757201-21-000006 · edgar.xml · nonDerivative · entry 1

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,459

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:03 UTC
KLINE JOHN RSVP & Chief Acctg Officer
SaleCommon Stock 26,313 $23.18 $609,935.34
Disclosure

SEC source: 0001757201-20-000031 · edgar.xml · nonDerivative · entry 1

KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,097

Read SEC document
December 11, 2020 Filed Feb 10, 2021 22:41 UTC GiftCommon Stock 9,619 $0.00 $0.00
Disclosure

SEC source: 0001757201-21-000004 · edgar.xml · nonDerivative · entry 1

GREVING ROBERT C · CIK 0001200297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,801

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:47 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,130 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001757201-20-000029 · edgar.xml · derivative · entry 3

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,130 shares

Expires 2021-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-half of these options vested on March 20, 2016 and one-half vested on March 20, 2017.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:47 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
SaleCommon Stock 40,130 $22.30 $894,770.58
Disclosure

SEC source: 0001757201-20-000029 · edgar.xml · nonDerivative · entry 2

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,061

F1 · price: Sales at prices ranging from $22.28 per share to $22.3601 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:47 UTC
Baude Bruce K.EVP, Chief Ops & Tech Officer
Exercise / conversionCommon Stock 40,130 $19.15 $768,489.50
Disclosure

SEC source: 0001757201-20-000029 · edgar.xml · nonDerivative · entry 1

Baude Bruce K. · CIK 0001555051 · EVP, Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 03, 2020 Filed Dec 7, 2020 21:40 UTC
Tarasi Rocco F. IIIChief Marketing Officer
Tax withholdingCommon Stock 777 $22.45 $17,443.65
Disclosure

SEC source: 0001757201-20-000027 · edgar.xml · nonDerivative · entry 1

TARASI ROCCO F III · CIK 0001571578 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,614

F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units.

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November 23, 2020 Filed Nov 25, 2020 08:08 UTC
Zimpfer Matthew J.EVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 36,780 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001757201-20-000023 · edgar.xml · derivative · entry 3

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,780 shares

Expires 2021-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-half of these options vested on March 20, 2016 and one-half vested on March 20, 2017.

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November 23, 2020 Filed Nov 25, 2020 08:08 UTC
Zimpfer Matthew J.EVP and General Counsel
SaleCommon Stock 36,780 $21.48 $790,177.84
Disclosure

SEC source: 0001757201-20-000023 · edgar.xml · nonDerivative · entry 2

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,959

F1 · price: Sales at prices ranging from $21.393 per share to $21.51 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

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November 23, 2020 Filed Nov 25, 2020 08:08 UTC
Zimpfer Matthew J.EVP and General Counsel
Exercise / conversionCommon Stock 36,780 $19.15 $704,337.00
Disclosure

SEC source: 0001757201-20-000023 · edgar.xml · nonDerivative · entry 1

Zimpfer Matthew J. · CIK 0001438233 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.