Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNO Financial Group, Inc.CNO · Entity 576 | Co-President, Worksite | March 25, 2021 | March 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNO Financial Group, Inc.
Report date March 25, 2021 · Filed March 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,007 |
Reported balance
After 2021-03-25 transaction · row 1
1 source rowRow 1 · 2021-03-25 · Tax withholding · Disposed 2,018 · Balance 36,007 F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2021 Filed Mar 29, 2021 22:46 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 2,018 | $24.78 | $50,006.04 |
DisclosureSEC source: 0001757201-21-000046 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · Co-President, Worksite 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,007 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:32 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,710 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001757201-21-000033 · edgar.xml · derivative · entry 3 Heard Michael D. · CIK 0001740580 · Co-President, Worksite 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 12,710 shares Expires 2021-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-half of these options vested on March 20, 2016 and the other one-half vested on March 20, 2017. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:32 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 12,710 | $25.38 | $322,625.56 |
DisclosureSEC source: 0001757201-21-000033 · edgar.xml · nonDerivative · entry 2 Heard Michael D. · CIK 0001740580 · Co-President, Worksite 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,025 F1 · price: Sales at prices ranging from $25.37 per share to $25.41 per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:32 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 12,710 | $19.15 | $243,396.50 |
DisclosureSEC source: 0001757201-21-000033 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · Co-President, Worksite 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 8,400 | $22.97 | $192,948.00 |
DisclosureSEC source: 0001757201-21-000017 · edgar.xml · nonDerivative · entry 3 Heard Michael D. · CIK 0001740580 · Co-President, Worksite 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,025 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2022. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 2,482 | $22.97 | $57,011.54 |
DisclosureSEC source: 0001757201-21-000017 · edgar.xml · nonDerivative · entry 2 Heard Michael D. · CIK 0001740580 · Co-President, Worksite 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,625 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 7,942 | $22.97 | $182,427.74 |
DisclosureSEC source: 0001757201-21-000017 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · Co-President, Worksite 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,107 F1 · shares: These shares were acquired upon vesting of performance share units for the 2018-2020 performance period, based on the Issuer's average operating return on equity and relative total shareholder return, each over that period. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 17:22 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 766 | $10.74 | $8,226.84 |
DisclosureSEC source: 0001250988-20-000038 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · President, Worksite Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,165 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 16:46 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,578 | $12.88 | $20,324.64 |
DisclosureSEC source: 0001250988-20-000028 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · President, Worksite Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,931 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 9,800 | $19.39 | $190,022.00 |
DisclosureSEC source: 0001250988-20-000007 · edgar.xml · nonDerivative · entry 3 Heard Michael D. · CIK 0001740580 · President, Worksite Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,509 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2021. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,736 | $19.39 | $33,661.04 |
DisclosureSEC source: 0001250988-20-000007 · edgar.xml · nonDerivative · entry 2 Heard Michael D. · CIK 0001740580 · President, Worksite Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,709 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 5,160 | $19.39 | $100,052.40 |
DisclosureSEC source: 0001250988-20-000007 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · President, Worksite Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,445 F1 · shares: These shares were acquired upon vesting of performance share units for the 2017-2019 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 14,530 | $0.00 Strike: $16.42 | $0.00 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · derivative · entry 8 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,530 shares Expires 2025-02-25 F2 · derivative.exercise_date: One-half of these options vested on February 25, 2017 and one-half vested on February 25, 2018. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 17,300 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · derivative · entry 7 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,300 shares Expires 2026-02-23 F1 · derivative.exercise_date: One-half of these options vested on February 23, 2018 and one-half vested on February 23, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 9,242 | $18.21 | $168,296.82 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · nonDerivative · entry 6 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,285 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 4,928 | $18.20 | $89,689.60 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · nonDerivative · entry 5 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,527 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 14,530 | $18.25 | $265,172.50 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · nonDerivative · entry 4 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,455 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 14,530 | $16.42 | $238,582.60 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · nonDerivative · entry 3 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 17,300 | $18.25 | $315,725.00 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · nonDerivative · entry 2 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,455 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:39 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 17,300 | $17.38 | $300,674.00 |
DisclosureSEC source: 0001250988-19-000040 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 16:43 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 764 | $16.49 | $12,598.36 |
DisclosureSEC source: 0001250988-19-000023 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,455 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 15:10 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 668 | $15.90 | $10,621.20 |
DisclosureSEC source: 0001252604-19-000006 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,219 F1 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:32 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 16,900 | $0.00 Strike: $17.48 | $0.00 |
DisclosureSEC source: 0001250988-19-000009 · edgar.xml · derivative · entry 4 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900 Underlying: Common Stock · 16,900 shares Expires 2029-02-19 F5 · derivative.exercise_date: One-half of these options vest on February 19, 2021 and one-half vest on February 19, 2022. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:32 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units | 6,900 | $17.48 | $120,612.00 |
DisclosureSEC source: 0001250988-19-000009 · edgar.xml · nonDerivative · entry 3 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,887 F3 · security: Restricted stock units convert into common stock on a one-for-one basis. F4 · security: The restricted stock units vest in three equal annual installments beginning March 25, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:32 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 1,523 | $17.48 | $26,622.04 |
DisclosureSEC source: 0001250988-19-000009 · edgar.xml · nonDerivative · entry 2 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,987 F2 · shares: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:32 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 4,517 | $17.48 | $78,957.16 |
DisclosureSEC source: 0001250988-19-000009 · edgar.xml · nonDerivative · entry 1 Heard Michael D. · CIK 0001740580 · President, Washington National 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,510 F1 · shares: These shares were acquired upon vesting of performance share units for the 2016-2018 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.