CNA

SEC source: 0000021175-23-000025 · wf-form4_167906929802790.xml · nonDerivative · entry 2

Costonis Michael Anthony · CIK 0001758026 · EVP, Head of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,664

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-23-000025 · wf-form4_167906929802790.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP, Head of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,662

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 33,489 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-23-000023 · wf-form4_167906915038149.xml · nonDerivative · entry 2

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,106

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-23-000023 · wf-form4_167906915038149.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,152

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 23,322 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-23-000021 · wf-form4_167906902881784.xml · nonDerivative · entry 2

James Mark Steven · CIK 0001940727 · EVP, Chief Risk & Rein Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,616

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-23-000021 · wf-form4_167906902881784.xml · nonDerivative · entry 1

James Mark Steven · CIK 0001940727 · EVP, Chief Risk & Rein Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,389

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 7,853 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-23-000019 · wf-form4_167906876851288.xml · nonDerivative · entry 2

Smith Amy Marie · CIK 0001897988 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,107

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-23-000019 · wf-form4_167906876851288.xml · nonDerivative · entry 1

Smith Amy Marie · CIK 0001897988 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,952

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 4,663 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-23-000016 · wf-form4_167906853656745.xml · nonDerivative · entry 2

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,697

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-23-000016 · wf-form4_167906853656745.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,491

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 59,205 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-23-000017 · wf-form4_167906862652017.xml · nonDerivative · entry 1

Haase Gary · CIK 0001890880 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,996

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 25,117 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-23-000014 · wf-form4_167906840973043.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,290

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 24,399 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-23-000013 · wf-form4_167906832918634.xml · nonDerivative · entry 1

LINDQUIST SCOTT R · CIK 0001222410 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,652

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 32,652 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000099 · wf-form4_166905583168089.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,286

F1 · price: This transaction was executed in multiple trades at prices ranging from $41.83 to $42.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was affected.

SEC source: 0000021175-22-000086 · wf-form4_166449011488596.xml · nonDerivative · entry 1

Haase Gary · CIK 0001890880 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,879

F1 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000060086-22-000099 · wf-form4_166370994869300.xml · nonDerivative · entry 5

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,883,663

F5 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.47 and $39.59. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000099 · wf-form4_166370994869300.xml · nonDerivative · entry 4

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,876,113

F4 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.47 and $39.45. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000099 · wf-form4_166370994869300.xml · nonDerivative · entry 3

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,806,709

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.35 and $39.59. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000099 · wf-form4_166370994869300.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,774,749

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.35 and $39.34. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000099 · wf-form4_166370994869300.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,729,755

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $37.91 and $38.54. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000094 · wf-form4_166327601160518.xml · nonDerivative · entry 3

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,678,966

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.17 and $38.61. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000094 · wf-form4_166327601160518.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,628,177

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.06 and $39.04. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000094 · wf-form4_166327601160518.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,577,388

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.95 and $39.70. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000092 · wf-form4_166267257893486.xml · nonDerivative · entry 3

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,526,599

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.77 and $40.30. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000092 · wf-form4_166267257893486.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,478,700

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.55 and $39.96. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000092 · wf-form4_166267257893486.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,430,501

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.11 and $39.94. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000085 · wf-form4_166215009639358.xml · nonDerivative · entry 3

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,382,302

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.08 and $39.84. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000085 · wf-form4_166215009639358.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,325,991

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.25 and $38.93. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000060086-22-000085 · wf-form4_166215009639358.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,269,680

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.55 and $39.12. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

SEC source: 0000021175-22-000073 · wf-form4_165652917674032.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,891

F1 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000071 · wf-form4_165348873388126.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,830

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.66 to $44.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

SEC source: 0000021175-22-000069 · wf-form4_165229833763703.xml · nonDerivative · entry 1

BLESS MICHAEL A · CIK 0001204903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0000021175-22-000052 · wf-form4_164935342764833.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,316

F1 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000050 · wf-form4_164752385517485.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,172

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000050 · wf-form4_164752385517485.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,037

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 125,597 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000046 · wf-form4_164752359537076.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,859

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 21,408 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000048 · wf-form4_164752370896898.xml · nonDerivative · entry 1

Haase Gary · CIK 0001890880 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,393

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 6,831 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000044 · wf-form4_164752346936248.xml · nonDerivative · entry 2

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,837

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000044 · wf-form4_164752346936248.xml · nonDerivative · entry 1

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,446

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 31,970 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000042 · wf-form4_164752332745229.xml · nonDerivative · entry 1

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,707

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 15,699 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000038 · wf-form4_164752311254234.xml · nonDerivative · entry 2

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,334

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000038 · wf-form4_164752311254234.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,340

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 45,671 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000040 · wf-form4_164752323126846.xml · nonDerivative · entry 2

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,817

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000040 · wf-form4_164752323126846.xml · nonDerivative · entry 1

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,187

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 31,970 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000036 · wf-form4_164752297470906.xml · nonDerivative · entry 2

Smith Amy Marie · CIK 0001897988 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,289

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000036 · wf-form4_164752297470906.xml · nonDerivative · entry 1

Smith Amy Marie · CIK 0001897988 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 2,968 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000034 · wf-form4_164752235765604.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,279

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 11,982 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000032 · wf-form4_164752189125557.xml · nonDerivative · entry 2

Costonis Michael Anthony · CIK 0001758026 · EVP, Head of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,173

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-22-000032 · wf-form4_164752189125557.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP, Head of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,854

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2021 performance cycle. 31,970 PSP shares were achieved and will cliff vest on March 15, 2024. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-22-000030 · wf-form4_164752158367943.xml · nonDerivative · entry 2

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,099

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.