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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2021 Filed Mar 23, 2021 20:03 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 1,327 $58.35 $77,430.45
Disclosure

SEC source: 0000811156-21-000025 · wf-form4_161652981418604.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,814

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:03 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 1,653 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000025 · wf-form4_161652981418604.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,141

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 123 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:03 UTC
Brossoit Jean-FrancoisSenior Vice President
Tax withholdingCommon Stock 3,510 $58.35 $204,808.50
Disclosure

SEC source: 0000811156-21-000024 · wf-form4_161652979531097.xml · nonDerivative · entry 2

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,036

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:03 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000024 · wf-form4_161652979531097.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,546

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:03 UTC
Johnson Shaun MSVP and General Counsel
Tax withholdingCommon Stock 1,150 $58.35 $67,102.50
Disclosure

SEC source: 0000811156-21-000023 · wf-form4_161652977215853.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,382

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:03 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 945 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000023 · wf-form4_161652977215853.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,532

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 109 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 147 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:02 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 2,564 $58.35 $149,609.40
Disclosure

SEC source: 0000811156-21-000022 · wf-form4_161652975309321.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,491

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:02 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 2,108 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000022 · wf-form4_161652975309321.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,055

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 191 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 217 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:02 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 1,915 $58.35 $111,740.25
Disclosure

SEC source: 0000811156-21-000021 · wf-form4_161652972516512.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,474

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:02 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000021 · wf-form4_161652972516512.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,389

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 142 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 184 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:01 UTC
Wells LeeRoy JrSenior Vice President
Tax withholdingCommon Stock 1,105 $58.35 $64,476.75
Disclosure

SEC source: 0000811156-21-000020 · wf-form4_161652969256312.xml · nonDerivative · entry 2

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,902

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:01 UTC
Wells LeeRoy JrSenior Vice President
GrantCommon Stock 919 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000020 · wf-form4_161652969256312.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,007

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 76 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 105 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:01 UTC Tax withholdingCommon Stock 7,594 $58.35 $443,109.90
Disclosure

SEC source: 0000811156-21-000019 · wf-form4_161652966628989.xml · nonDerivative · entry 2

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,161

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:01 UTC GrantCommon Stock 6,245 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000019 · wf-form4_161652966628989.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,755

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 435 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 618 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:00 UTC
Rochow Garrick JDirector · President and CEO
Tax withholdingCommon Stock 4,946 $58.35 $288,599.10
Disclosure

SEC source: 0000811156-21-000017 · wf-form4_161652961629066.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,222

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:00 UTC
Rochow Garrick JDirector · President and CEO
GrantCommon Stock 4,067 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000017 · wf-form4_161652961629066.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,168

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 52 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 724 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:01 UTC
Rich Brian FSenior Vice President
Tax withholdingCommon Stock 3,510 $58.35 $204,808.50
Disclosure

SEC source: 0000811156-21-000018 · wf-form4_161652964779905.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,043

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:01 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000018 · wf-form4_161652964779905.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,553

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 330 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 288 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 19:41 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 3,010 $57.21 $172,215.95
Disclosure

SEC source: 0001691392-21-000001 · primary_doc.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,660

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.1923 to $57.2583, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: The total holdings reflect an adjustment of 282 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 19:34 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 4,669 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000012 · primary_doc.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,203

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 18:51 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 5,536 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000011 · primary_doc.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,365

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:35 UTC
Wells LeeRoy JrSenior Vice President
GrantCommon Stock 8,518 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000128 · form.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,907

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:28 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 13,885 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000127 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,388

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:28 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 11,072 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000126 · form.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,331

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:28 UTC GrantCommon Stock 38,160 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000125 · form.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,457

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:28 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 11,072 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000124 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,539

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:28 UTC
Rochow Garrick JDirector · President and CEO
GrantCommon Stock 78,704 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000123 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,325

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:28 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 11,072 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000122 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,488

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 17:28 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 14,405 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000121 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,049

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 17, 2021 Filed Jan 21, 2021 00:45 UTC
Wells LeeRoy JrSenior Vice President
Tax withholdingCommon Stock 1,709 $58.62 $100,181.58
Disclosure

SEC source: 0000811156-21-000010 · primary_doc.xml · nonDerivative · entry 2

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,389

Read SEC document
January 17, 2021 Filed Jan 21, 2021 00:45 UTC
Wells LeeRoy JrSenior Vice President
GrantCommon Stock 1,093 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000010 · primary_doc.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,098

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2021 Filed Jan 21, 2021 00:31 UTC
Rochow Garrick JDirector · President and CEO
Tax withholdingCommon Stock 7,260 $58.62 $425,581.20
Disclosure

SEC source: 0000811156-21-000009 · primary_doc.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,621

Read SEC document
January 17, 2021 Filed Jan 21, 2021 00:31 UTC
Rochow Garrick JDirector · President and CEO
GrantCommon Stock 4,836 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000009 · primary_doc.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,881

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 116 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 800 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2021 Filed Jan 21, 2021 00:15 UTC
Rich Brian FSenior Vice President
Tax withholdingCommon Stock 5,198 $58.62 $304,706.76
Disclosure

SEC source: 0000811156-21-000008 · primary_doc.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,644

Read SEC document
January 17, 2021 Filed Jan 21, 2021 00:15 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 3,433 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000008 · primary_doc.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,842

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 703 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 614 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2021 Filed Jan 20, 2021 23:59 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 2,145 $58.62 $125,739.90
Disclosure

SEC source: 0000811156-21-000007 · primary_doc.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,534

Read SEC document
January 17, 2021 Filed Jan 20, 2021 23:59 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 1,373 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000007 · primary_doc.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,679

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 140 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2021 Filed Jan 20, 2021 23:42 UTC
Johnson Shaun MSVP and General Counsel
Tax withholdingCommon Stock 1,771 $58.62 $103,816.02
Disclosure

SEC source: 0000811156-21-000006 · primary_doc.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,259

Read SEC document
January 17, 2021 Filed Jan 20, 2021 23:42 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 1,124 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000006 · primary_doc.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,030

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 202 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 240 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 17, 2021 Filed Jan 20, 2021 23:25 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 2,884 $58.62 $169,060.08
Disclosure

SEC source: 0000811156-21-000005 · primary_doc.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,416

Read SEC document
January 17, 2021 Filed Jan 20, 2021 23:25 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 1,872 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000005 · primary_doc.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,300

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 273 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 358 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 17, 2021 Filed Jan 20, 2021 23:10 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 3,827 $58.62 $224,338.74
Disclosure

SEC source: 0000811156-21-000004 · primary_doc.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,467

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January 17, 2021 Filed Jan 20, 2021 23:10 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 2,507 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000004 · primary_doc.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,294

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 269 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 300 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 17, 2021 Filed Jan 20, 2021 22:57 UTC Tax withholdingCommon Stock 11,119 $58.62 $651,795.78
Disclosure

SEC source: 0000811156-21-000003 · primary_doc.xml · nonDerivative · entry 2

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,297

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January 17, 2021 Filed Jan 20, 2021 22:57 UTC GrantCommon Stock 7,426 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000003 · primary_doc.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,416

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 773 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,218 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 17, 2021 Filed Jan 20, 2021 22:35 UTC
Brossoit Jean-FrancoisSenior Vice President
Tax withholdingCommon Stock 5,198 $58.62 $304,706.76
Disclosure

SEC source: 0000811156-21-000002 · primary_doc.xml · nonDerivative · entry 2

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,503

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January 17, 2021 Filed Jan 20, 2021 22:35 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 3,433 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000002 · primary_doc.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,701

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 198 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 17, 2021 Filed Jan 20, 2021 22:13 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 2,033 $58.62 $119,174.46
Disclosure

SEC source: 0000811156-21-000001 · primary_doc.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,829

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January 17, 2021 Filed Jan 20, 2021 22:13 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 1,966 $0.00 $0.00
Disclosure

SEC source: 0000811156-21-000001 · primary_doc.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,862

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 292 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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September 09, 2020 Filed Sep 10, 2020 18:45 UTC
Brossoit Jean-FrancoisSenior Vice President
SaleCommon Stock 1,600 $62.25 $99,600.00
Disclosure

SEC source: 0001691392-20-000004 · primary_doc.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,070

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.