CMS

SEC source: 0000811156-23-000005 · wf-form4_167407195913063.xml · nonDerivative · entry 2

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,897

SEC source: 0000811156-23-000005 · wf-form4_167407195913063.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 42 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 66 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-23-000004 · wf-form4_167407193774901.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,502

SEC source: 0000811156-23-000004 · wf-form4_167407193774901.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 159 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 182 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-23-000003 · wf-form4_167407191625032.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,403

SEC source: 0000811156-23-000003 · wf-form4_167407191625032.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,805

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 181 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 524 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-23-000002 · wf-form4_167407189508910.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,217

SEC source: 0000811156-23-000002 · wf-form4_167407189508910.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,012

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 465 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 510 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-23-000001 · wf-form4_167407187798216.xml · nonDerivative · entry 2

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,078

SEC source: 0000811156-23-000001 · wf-form4_167407187798216.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,756

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 228 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 200 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0001777747-22-000004 · wf-form4_166975269003436.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,425

F1 · ownership.direct: The total holdings reflect an adjustment of 140 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 162 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0001876797-22-000005 · wf-form4_166748375252630.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,811

F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.3234 to $57.44, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001876797-22-000003 · wf-form4_166732906134988.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,907

F1 · ownership.direct: The total holdings reflect an adjustment of 85 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 58 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000115 · wf-form4_166076490444270.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,226

F1 · ownership.direct: The total holdings reflect an adjustment of 107 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 116 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0001777747-22-000002 · wf-form4_165522947664721.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,543

F1 · ownership.direct: The total holdings reflect an adjustment of 138 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 154 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000108 · wf-form4_165486781513370.xml · nonDerivative · entry 1

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,620

SEC source: 0001876797-22-000001 · wf-form4_165428016018858.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,639

F1 · ownership.direct: The total holdings reflect an adjustment of 90 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 56 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000105 · wf-form4_165410785157368.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,196

SEC source: 0000811156-22-000103 · wf-form4_165238550633325.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,241

SEC source: 0000811156-22-000103 · wf-form4_165238550633325.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,522

SEC source: 0000811156-22-000101 · wf-form4_165220523172012.xml · nonDerivative · entry 1

Wright Laura · CIK 0001297907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,359

F1 · shares: Grant of 2,362 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 144 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

SEC source: 0000811156-22-000100 · wf-form4_165220521177551.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,051

F1 · shares: Grant of 2,362 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 182 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

SEC source: 0000811156-22-000099 · wf-form4_165220518951983.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,726

F1 · shares: Grant of 2,362 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 91 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 500 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000098 · wf-form4_165220516689500.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,935

F1 · shares: Grant of 2,362 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 335 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 312 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000097 · wf-form4_165220514956886.xml · nonDerivative · entry 1

SHANK SUZANNE F. · CIK 0001713197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,579

F1 · shares: Grant of 2,362 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 25 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 226 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000096 · wf-form4_165220512523355.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,299

F1 · shares: Grant of 2,362 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

SEC source: 0000811156-22-000095 · wf-form4_165220510691074.xml · nonDerivative · entry 1

HARVEY WILLIAM D · CIK 0001209101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,446

F1 · shares: Grant of 2,362 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 944 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

SEC source: 0000811156-22-000094 · wf-form4_165220509084673.xml · nonDerivative · entry 1

DARROW KURT L · CIK 0001263270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,962

F1 · shares: Grant of 2,362 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 291 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 500 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000093 · wf-form4_165220507404919.xml · nonDerivative · entry 1

Butler Deborah H · CIK 0001401687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,760

F1 · shares: Grant of 2,362 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 38 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 609 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000092 · wf-form4_165220505544534.xml · nonDerivative · entry 1

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,887

F1 · shares: Grant of 2,362 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 48 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

SEC source: 0000811156-22-000070 · wf-form4_164797840230937.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,380

SEC source: 0000811156-22-000070 · wf-form4_164797840230937.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000069 · wf-form4_164797838190458.xml · nonDerivative · entry 2

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,410

SEC source: 0000811156-22-000069 · wf-form4_164797838190458.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,109

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 72 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 76 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000068 · wf-form4_164797836381345.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,987

SEC source: 0000811156-22-000068 · wf-form4_164797836381345.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,062

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 142 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 182 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000067 · wf-form4_164797834351897.xml · nonDerivative · entry 2

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,899

SEC source: 0000811156-22-000067 · wf-form4_164797834351897.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,899

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 107 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 74 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000066 · wf-form4_164797832424468.xml · nonDerivative · entry 2

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,330

SEC source: 0000811156-22-000066 · wf-form4_164797832424468.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,661

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 577 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 565 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000065 · wf-form4_164797829952963.xml · nonDerivative · entry 2

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,182

SEC source: 0000811156-22-000065 · wf-form4_164797829952963.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,113

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 108 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 138 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000064 · wf-form4_164797827811593.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,461

SEC source: 0000811156-22-000064 · wf-form4_164797827811593.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,914

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 58 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1023 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000063 · wf-form4_164797826084119.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,241

SEC source: 0000811156-22-000063 · wf-form4_164797826084119.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,498

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 86 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000062 · wf-form4_164797824144523.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,392

SEC source: 0000811156-22-000062 · wf-form4_164797824144523.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,382

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 71 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 200 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

SEC source: 0000811156-22-000061 · wf-form4_164797822154714.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,675

SEC source: 0000811156-22-000061 · wf-form4_164797822154714.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,210

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 341 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 263 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.