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CMS

CMS ENERGY CORP

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Tapewire entity
3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2024 Filed Mar 26, 2024 21:12 UTC
McIntosh Scott BVP, Controller, CAO
Tax withholdingCommon Stock 823 $58.97 $48,532.31
Disclosure

SEC source: 0000811156-24-000072 · wk-form4_1711487535.xml · nonDerivative · entry 2

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,442

Read SEC document
March 22, 2024 Filed Mar 26, 2024 21:12 UTC
McIntosh Scott BVP, Controller, CAO
GrantCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000072 · wk-form4_1711487535.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,265

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 94 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 116 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 21:12 UTC
Rochow Garrick JDirector · President and CEO
Tax withholdingCommon Stock 25,935 $58.97 $1,529,386.95
Disclosure

SEC source: 0000811156-24-000073 · wk-form4_1711487550.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,855

Read SEC document
March 22, 2024 Filed Mar 26, 2024 21:12 UTC
Rochow Garrick JDirector · President and CEO
GrantCommon Stock 26,209 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000073 · wk-form4_1711487550.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,790

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 110 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 2,288 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 21:12 UTC
Berry Tonya LSenior Vice President
Tax withholdingCommon Stock 979 $58.97 $57,731.63
Disclosure

SEC source: 0000811156-24-000071 · wk-form4_1711487521.xml · nonDerivative · entry 2

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,929

Read SEC document
March 22, 2024 Filed Mar 26, 2024 21:12 UTC
Berry Tonya LSenior Vice President
GrantCommon Stock 993 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000071 · wk-form4_1711487521.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,908

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 75 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 213 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 14:59 UTC
Hofmeister Brandon J.Senior Vice President
SaleCommon Stock 3,500 $57.78 $202,240.15
Disclosure

SEC source: 0001710651-24-000002 · wk-form4_1708959570.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,971

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:39 UTC
Rochow Garrick JDirector · President and CEO
GrantCommon Stock 113,133 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000040 · wk-form4_1706297926.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,183

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:38 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 21,254 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000039 · wk-form4_1706297914.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,253

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:38 UTC GrantCommon Stock 35,424 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000038 · wk-form4_1706297893.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,169

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:38 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 15,056 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000037 · wk-form4_1706297879.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,747

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:37 UTC
Wells LeeRoy JrSenior Vice President
GrantCommon Stock 18,155 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000036 · wk-form4_1706297866.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,373

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:37 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 12,488 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000035 · wk-form4_1706297855.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,414

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:37 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 5,136 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000034 · wk-form4_1706297840.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,075

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:37 UTC
Berry Tonya LSenior Vice President
GrantCommon Stock 12,840 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000033 · wk-form4_1706297828.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,627

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:37 UTC
McIntosh Scott BVP, Controller, CAO
GrantCommon Stock 5,579 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000032 · wk-form4_1706297817.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,795

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 19:36 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 15,408 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000031 · wk-form4_1706297804.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,471

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:08 UTC
Rochow Garrick JDirector · President and CEO
Tax withholdingCommon Stock 18,914 $56.44 $1,067,506.16
Disclosure

SEC source: 0000811156-24-000020 · wk-form4_1706022490.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,050

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:08 UTC
Rochow Garrick JDirector · President and CEO
Disposition to issuerCommon Stock 9,338 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000020 · wk-form4_1706022490.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,964

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 253 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 5,124 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:08 UTC
McIntosh Scott BVP, Controller, CAO
Tax withholdingCommon Stock 706 $56.44 $39,846.64
Disclosure

SEC source: 0000811156-24-000019 · wk-form4_1706022478.xml · nonDerivative · entry 2

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,216

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:08 UTC
McIntosh Scott BVP, Controller, CAO
Disposition to issuerCommon Stock 449 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000019 · wk-form4_1706022478.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,922

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 220 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 258 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,250 $56.44 $70,550.00
Disclosure

SEC source: 0000811156-24-000018 · wk-form4_1706022467.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,939

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Disposition to issuerCommon Stock 554 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000018 · wk-form4_1706022467.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,189

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 449 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 276 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 2,779 $56.44 $156,846.76
Disclosure

SEC source: 0000811156-24-000017 · wk-form4_1706022456.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,063

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Hofmeister Brandon J.Senior Vice President
Disposition to issuerCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000017 · wk-form4_1706022456.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,842

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Berry Tonya LSenior Vice President
Tax withholdingCommon Stock 796 $56.44 $44,926.24
Disclosure

SEC source: 0000811156-24-000016 · wk-form4_1706022446.xml · nonDerivative · entry 2

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,787

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Berry Tonya LSenior Vice President
Disposition to issuerCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000016 · wk-form4_1706022446.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,583

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Wells LeeRoy JrSenior Vice President
Tax withholdingCommon Stock 1,468 $56.44 $82,853.92
Disclosure

SEC source: 0000811156-24-000015 · wk-form4_1706022434.xml · nonDerivative · entry 2

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,218

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Wells LeeRoy JrSenior Vice President
Disposition to issuerCommon Stock 1,011 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000015 · wk-form4_1706022434.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,686

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 583 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 700 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC Tax withholdingCommon Stock 9,242 $56.44 $521,618.48
Disclosure

SEC source: 0000811156-24-000014 · wk-form4_1706022424.xml · nonDerivative · entry 2

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,745

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC Disposition to issuerCommon Stock 4,527 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000014 · wk-form4_1706022424.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,987

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 2,864 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,924 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Rich Brian FSenior Vice President
Tax withholdingCommon Stock 3,576 $56.44 $201,829.44
Disclosure

SEC source: 0000811156-24-000013 · wk-form4_1706022414.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,691

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:07 UTC
Rich Brian FSenior Vice President
Disposition to issuerCommon Stock 1,709 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000013 · wk-form4_1706022414.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,267

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 519 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 282 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:06 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 2,782 $56.44 $157,016.08
Disclosure

SEC source: 0000811156-24-000012 · wk-form4_1706022403.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,926

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:06 UTC
Hendrian Catherine ASenior Vice President
Disposition to issuerCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000012 · wk-form4_1706022403.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,708

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 142 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 444 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:06 UTC
Johnson Shaun MSVP and General Counsel
Tax withholdingCommon Stock 2,779 $56.44 $156,846.76
Disclosure

SEC source: 0000811156-24-000011 · wk-form4_1706022392.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,999

Read SEC document
January 20, 2024 Filed Jan 23, 2024 15:06 UTC
Johnson Shaun MSVP and General Counsel
Disposition to issuerCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0000811156-24-000011 · wk-form4_1706022392.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,778

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 701 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 792 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 19:59 UTC
Hofmeister Brandon J.Senior Vice President
SaleCommon Stock 1,000 $57.90 $57,900.00
Disclosure

SEC source: 0001710651-23-000010 · wk-form4_1702324745.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,156

F1 · ownership.direct: The total holdings reflect an adjustment of 137 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 254 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 18:03 UTC
Berry Tonya LSenior Vice President
Tax withholdingCommon Stock 1,696 $58.40 $99,046.40
Disclosure

SEC source: 0001910076-23-000005 · wk-form4_1701712992.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,937

F1 · ownership.direct: The total holdings reflect an adjustment of 335 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 392 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 08, 2023 Filed Nov 9, 2023 12:29 UTC
Rich Brian FSenior Vice President
SaleCommon Stock 5,000 $54.90 $274,500.00
Disclosure

SEC source: 0001676145-23-000008 · wk-form4_1699532970.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,175

F1 · ownership.direct: The total holdings reflect an adjustment of 1018 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 554 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 02, 2023 Filed Nov 3, 2023 15:00 UTC SaleCommon Stock 17,355 $55.59 $964,833.87
Disclosure

SEC source: 0001180661-23-000007 · wk-form4_1699023630.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,899

F2 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.1936 to $55.87, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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November 02, 2023 Filed Nov 3, 2023 15:00 UTC SaleCommon Stock 1,645 $54.81 $90,159.16
Disclosure

SEC source: 0001180661-23-000007 · wk-form4_1699023630.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,254

F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.16 to $55.08, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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September 13, 2023 Filed Sep 14, 2023 18:21 UTC
Hofmeister Brandon J.Senior Vice President
SaleCommon Stock 1,667 $56.27 $93,807.92
Disclosure

SEC source: 0001710651-23-000008 · wk-form4_1694715703.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,765

F1 · ownership.direct: The total holdings reflect an adjustment of 268 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 500 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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August 15, 2023 Filed Aug 16, 2023 12:53 UTC SaleCommon Stock 2,345 $56.06 $131,460.70
Disclosure

SEC source: 0000811156-23-000068 · wk-form4_1692190373.xml · nonDerivative · entry 1

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,982

F1 · ownership.direct: The total holdings reflect an adjustment of 43 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

F2 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.02 to $56.11, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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June 12, 2023 Filed Jun 13, 2023 16:16 UTC
Hendrian Catherine ASenior Vice President
SaleCommon Stock 7,500 $60.26 $451,959.75
Disclosure

SEC source: 0001701746-23-000006 · wk-form4_1686672968.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,436

F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.26 to $60.2613, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: The total holdings reflect an adjustment of 257 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan and other similar plans, and an adjustment of 212 additional Restricted Stock Units purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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May 15, 2023 Filed May 16, 2023 19:59 UTC
IZZO RALPHDirector
GrantCommon Stock 2,635 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000062 · wk-form4_1684267155.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,635

F1 · shares: Grant of 2,635 shares of Restricted Stock to a new non-employee member of CMS Energy Corporation ("CMS") Board of Directors pursuant to CMS' Performance Incentive Stock Plan.

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May 05, 2023 Filed May 8, 2023 20:52 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000058 · wf-form4_168357914892302.xml · nonDerivative · entry 1

HARVEY WILLIAM D · CIK 0001209101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,100

F1 · shares: Grant of 2,582 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,072 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

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May 05, 2023 Filed May 8, 2023 20:52 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000057 · wf-form4_168357913232061.xml · nonDerivative · entry 1

SHANK SUZANNE F. · CIK 0001713197 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,408

F1 · shares: Grant of 2,582 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 28 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 309 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F3 · ownership.direct: The total holdings reflect an adjustment of 90 shares inadvertently included on the reporting person's Form 3 and each subsequent Form 4.

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May 05, 2023 Filed May 8, 2023 20:52 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000056 · wf-form4_168357911012876.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,897

F1 · shares: Grant of 2,582 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 264 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

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May 05, 2023 Filed May 8, 2023 20:51 UTC
Soto MyrnaDirector
GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000055 · wf-form4_168357909089844.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,272

F1 · shares: Grant of 2,582 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 355 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 400 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.