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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2017 Filed May 8, 2017 20:14 UTC
Soto MyrnaDirector
GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001763 · form.xml · nonDerivative · entry 1

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,676

F1 · shares: Grant of 2,861 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 136 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 89 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:14 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001762 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,285

F1 · shares: Grant of 2,861 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:14 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001761 · form.xml · nonDerivative · entry 1

LOCHNER PHILIP R · CIK 0001203974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,973

F1 · shares: Grant of 2,861 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,315 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 190 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:14 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001760 · form.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

F1 · shares: Grant of 2,861 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 84 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 89 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:14 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001759 · form.xml · nonDerivative · entry 1

HARVEY WILLIAM D · CIK 0001209101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,793

F1 · shares: Grant of 2,861 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 252 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:07 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001758 · form.xml · nonDerivative · entry 1

Butler Deborah H · CIK 0001401687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,499

F1 · shares: Grant of 2,861 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 35 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 190 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:07 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001757 · form.xml · nonDerivative · entry 1

EWING STEPHEN E · CIK 0001167312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,707

F1 · shares: Grant of 2,861 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 951 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:07 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001756 · form.xml · nonDerivative · entry 1

DARROW KURT L · CIK 0001263270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,023

F1 · shares: Grant of 2,861 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 169 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 190 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:00 UTC GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001755 · form.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,725

F1 · shares: Grant of 2,861 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 608 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:35 UTC GrantCommon Stock 27,685 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001720 · form.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,685

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:36 UTC
Butler John MSenior Vice President
Tax withholdingCommon Stock 3,948 $45.01 $177,699.48
Disclosure

SEC source: 0001246360-17-001474 · form.xml · nonDerivative · entry 2

Butler John M · CIK 0001368572 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,532

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:36 UTC
Butler John MSenior Vice President
GrantCommon Stock 5,392 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001474 · form.xml · nonDerivative · entry 1

Butler John M · CIK 0001368572 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,480

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 2,288 $45.01 $102,982.88
Disclosure

SEC source: 0001246360-17-001472 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,556

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 1,798 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001472 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,844

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 967 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:36 UTC Tax withholdingCommon Stock 34,903 $45.01 $1,570,984.03
Disclosure

SEC source: 0001246360-17-001473 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,424

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:36 UTC GrantCommon Stock 27,435 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001473 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,327

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 874 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
MENGEBIER DAVID GSenior Vice President
Tax withholdingCommon Stock 4,531 $45.01 $203,940.31
Disclosure

SEC source: 0001246360-17-001471 · form.xml · nonDerivative · entry 2

MENGEBIER DAVID G · CIK 0001180043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,522

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
MENGEBIER DAVID GSenior Vice President
GrantCommon Stock 3,595 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001471 · form.xml · nonDerivative · entry 1

MENGEBIER DAVID G · CIK 0001180043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,053

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 58 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 252 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Rochow Garrick JSenior Vice President
Tax withholdingCommon Stock 2,116 $45.01 $95,241.16
Disclosure

SEC source: 0001246360-17-001470 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,094

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 1,663 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001470 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,210

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 20 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 223 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
WEBB THOMAS JExec Vice Pres/CFO
Tax withholdingCommon Stock 10,577 $45.01 $476,070.77
Disclosure

SEC source: 0001246360-17-001469 · form.xml · nonDerivative · entry 2

WEBB THOMAS J · CIK 0001179875 · Exec Vice Pres/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,773

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
WEBB THOMAS JExec Vice Pres/CFO
GrantCommon Stock 8,314 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001469 · form.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Exec Vice Pres/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,350

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 48 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 683 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 2,759 $45.01 $124,182.59
Disclosure

SEC source: 0001246360-17-001467 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,184

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 2,876 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001467 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,943

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 191 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,392 $45.01 $62,653.92
Disclosure

SEC source: 0001246360-17-001468 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,022

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 1,213 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001468 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,414

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 98 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Reynolds Catherine MSVP and General Counsel
Tax withholdingCommon Stock 4,917 $45.01 $221,314.17
Disclosure

SEC source: 0001246360-17-001466 · form.xml · nonDerivative · entry 2

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,202

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 3,865 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001466 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,119

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 6 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 404 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Malone Daniel JSenior Vice President
Tax withholdingCommon Stock 7,353 $45.01 $330,958.53
Disclosure

SEC source: 0001246360-17-001465 · form.xml · nonDerivative · entry 2

Malone Daniel J · CIK 0001492921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,622

Read SEC document
March 21, 2017 Filed Mar 23, 2017 18:35 UTC
Malone Daniel JSenior Vice President
GrantCommon Stock 5,842 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001465 · form.xml · nonDerivative · entry 1

Malone Daniel J · CIK 0001492921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,975

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 749 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 441 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 17:21 UTC
Butler John MSenior Vice President
SaleCommon Stock 14,857 $44.36 $659,014.92
Disclosure

SEC source: 0001246360-17-001285 · form.xml · nonDerivative · entry 1

Butler John M · CIK 0001368572 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,088

F1 · ownership.direct: The total holdings reflect an adjustment of 11 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 415 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 18:49 UTC
WEBB THOMAS JExec Vice Pres/CFO
SaleCommon Stock 50,000 $44.01 $2,200,500.00
Disclosure

SEC source: 0001246360-17-001060 · form.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Exec Vice Pres/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,305

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.08, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 18:28 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 7,006 $41.97 $294,041.82
Disclosure

SEC source: 0001246360-17-000335 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,079

Read SEC document
January 24, 2017 Filed Jan 26, 2017 18:28 UTC
Rochow Garrick JSenior Vice President
Tax withholdingCommon Stock 7,006 $41.97 $294,041.82
Disclosure

SEC source: 0001246360-17-000334 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,304

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC
MENGEBIER DAVID GSenior Vice President
Tax withholdingCommon Stock 4,844 $42.33 $205,046.52
Disclosure

SEC source: 0001246360-17-000272 · form.xml · nonDerivative · entry 2

MENGEBIER DAVID G · CIK 0001180043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,148

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC
MENGEBIER DAVID GSenior Vice President
GrantCommon Stock 4,842 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000272 · form.xml · nonDerivative · entry 1

MENGEBIER DAVID G · CIK 0001180043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,992

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:28 UTC
WEBB THOMAS JExec Vice Pres/CFO
Tax withholdingCommon Stock 12,536 $42.33 $530,648.88
Disclosure

SEC source: 0001246360-17-000275 · form.xml · nonDerivative · entry 2

WEBB THOMAS J · CIK 0001179875 · Exec Vice Pres/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,305

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:28 UTC
WEBB THOMAS JExec Vice Pres/CFO
GrantCommon Stock 11,196 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000275 · form.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Exec Vice Pres/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,841

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC Tax withholdingCommon Stock 39,326 $42.33 $1,664,669.58
Disclosure

SEC source: 0001246360-17-000274 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,018

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC GrantCommon Stock 36,950 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000274 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,344

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,236 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 3,192 $42.33 $135,117.36
Disclosure

SEC source: 0001246360-17-000273 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,085

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January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 2,422 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000273 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,277

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Rochow Garrick JSenior Vice President
Tax withholdingCommon Stock 3,298 $42.33 $139,604.34
Disclosure

SEC source: 0001246360-17-000271 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,310

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January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000271 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,608

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Reynolds Catherine MSVP and General Counsel
Tax withholdingCommon Stock 7,499 $42.33 $317,432.67
Disclosure

SEC source: 0001246360-17-000270 · form.xml · nonDerivative · entry 2

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,844

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January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 5,205 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000270 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,343

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Malone Daniel JSenior Vice President
Tax withholdingCommon Stock 10,203 $42.33 $431,892.99
Disclosure

SEC source: 0001246360-17-000269 · form.xml · nonDerivative · entry 2

Malone Daniel J · CIK 0001492921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,943

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January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Malone Daniel JSenior Vice President
GrantCommon Stock 7,868 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000269 · form.xml · nonDerivative · entry 1

Malone Daniel J · CIK 0001492921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,146

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,720 $42.33 $72,807.60
Disclosure

SEC source: 0001246360-17-000268 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,103

Read SEC document
January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000268 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,823

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.