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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 1,405 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000970 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,033

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 119 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Brossoit Jean-FrancoisSenior Vice President
Tax withholdingCommon Stock 2,660 $49.55 $131,803.00
Disclosure

SEC source: 0001246360-20-000971 · form.xml · nonDerivative · entry 2

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,987

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 1,726 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000971 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,647

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 227 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 16:49 UTC SaleCommon Stock 2,700 $63.08 $170,324.91
Disclosure

SEC source: 0001246360-20-000756 · form.xml · nonDerivative · entry 4

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,511

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.66 to $63.52, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · price: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 16:49 UTC SaleCommon Stock 965 $61.18 $59,041.02
Disclosure

SEC source: 0001246360-20-000756 · form.xml · nonDerivative · entry 3

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,211

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.60 to $61.50, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · price: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 16:49 UTC SaleCommon Stock 1,035 $63.97 $66,210.71
Disclosure

SEC source: 0001246360-20-000756 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,176

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.70 to $64.10, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · price: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 16:49 UTC SaleCommon Stock 900 $62.04 $55,836.99
Disclosure

SEC source: 0001246360-20-000756 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,211

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.70 to $62.60, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · price: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
February 26, 2020 Filed Mar 24, 2020 20:56 UTC
Poppe Patricia KDirector · President and CEO
GiftCommon Stock 23,184 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000979 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,186

F1 · shares: Annual charitable contribution.

F2 · ownership.direct: The total holdings reflect an adjustment of 1854 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 18:14 UTC SaleCommon Stock 5,600 $68.57 $383,964.56
Disclosure

SEC source: 0001246360-20-000350 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,111

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.42 to $68.88, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · price: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:50 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 38,813 $65.65 $2,548,073.45
Disclosure

SEC source: 0001246360-20-000263 · form.xml · nonDerivative · entry 2

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,516

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:50 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 22,375 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000263 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,329

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Brossoit Jean-FrancoisSenior Vice President
Tax withholdingCommon Stock 4,167 $65.65 $273,563.55
Disclosure

SEC source: 0001246360-20-000262 · form.xml · nonDerivative · entry 2

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,694

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 2,356 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000262 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,861

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Johnson Shaun MSVP and General Counsel
Tax withholdingCommon Stock 1,656 $65.65 $108,716.40
Disclosure

SEC source: 0001246360-20-000261 · form.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,675

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 905 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000261 · form.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,331

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 2,284 $65.65 $149,944.60
Disclosure

SEC source: 0001246360-20-000260 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,509

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 1,918 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000260 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,793

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Rochow Garrick JExecutive Vice President
Tax withholdingCommon Stock 5,805 $65.65 $381,098.25
Disclosure

SEC source: 0001246360-20-000259 · form.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,101

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Rochow Garrick JExecutive Vice President
GrantCommon Stock 3,303 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000259 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,906

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Rich Brian FSenior Vice President
Tax withholdingCommon Stock 4,517 $65.65 $296,541.05
Disclosure

SEC source: 0001246360-20-000258 · form.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,118

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 2,558 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000258 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,635

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 1,476 $65.65 $96,899.40
Disclosure

SEC source: 0001246360-20-000257 · form.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,905

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 798 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000257 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,381

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 3,550 $65.65 $233,057.50
Disclosure

SEC source: 0001246360-20-000256 · form.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,517

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 1,997 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000256 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,067

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,935 $65.65 $127,032.75
Disclosure

SEC source: 0001246360-20-000255 · form.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,309

Read SEC document
January 18, 2020 Filed Jan 22, 2020 20:49 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000255 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,244

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:56 UTC
Rochow Garrick JExecutive Vice President
GrantCommon Stock 15,843 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000242 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,603

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 85 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 730 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:49 UTC
Poppe Patricia KDirector · President and CEO
GrantCommon Stock 92,736 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000239 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,954

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,518 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:49 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 3,709 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000240 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,179

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 70 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:49 UTC GrantCommon Stock 21,870 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000238 · form.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,479

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,136 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,094 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F3 · ownership.direct: The total holdings reflect an adjustment of 25 shares inadvertently omitted from reporting person's Form 3 and each following Form 4.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:49 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 12,752 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000237 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,077

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 413 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 358 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:49 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 8,347 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000236 · form.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,583

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 116 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 172 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:49 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 6,955 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000235 · form.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,426

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 111 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 182 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:49 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 9,768 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000234 · form.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,070

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 319 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 416 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:35 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 4,992 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000233 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,875

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 328 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:35 UTC
Brossoit Jean-FrancoisSenior Vice President
GrantCommon Stock 12,365 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000232 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,505

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 176 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 16:00 UTC SaleCommon Stock 5,600 $62.46 $349,796.72
Disclosure

SEC source: 0001246360-20-000017 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,711

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.91 to $62.86, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 20:49 UTC SaleCommon Stock 5,600 $61.03 $341,791.52
Disclosure

SEC source: 0001246360-19-002538 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,311

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.85 to $61.25, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

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November 28, 2019 Filed Dec 2, 2019 18:07 UTC
Brossoit Jean-FrancoisSenior Vice President
Tax withholdingCommon Stock 9,560 $61.52 $588,131.20
Disclosure

SEC source: 0001246360-19-002523 · form.xml · nonDerivative · entry 1

Brossoit Jean-Francois · CIK 0001691392 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,964

F1 · ownership.direct: The total holdings reflect an adjustment of 560 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 14, 2019 Filed Nov 15, 2019 17:49 UTC SaleCommon Stock 8,390 $60.75 $509,689.14
Disclosure

SEC source: 0001246360-19-002434 · form.xml · nonDerivative · entry 2

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,227

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.56 to $60.96, inclusive. he reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: The total holdings reflect an adjustment of 297 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

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November 13, 2019 Filed Nov 14, 2019 18:49 UTC
Poppe Patricia KDirector · President and CEO
Tax withholdingCommon Stock 8,820 $60.49 $533,521.80
Disclosure

SEC source: 0001246360-19-002420 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,700

F1 · ownership.direct: The total holdings reflect an adjustment of 3,120 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 08, 2019 Filed Nov 12, 2019 19:14 UTC GrantCommon Stock 1,259 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002408 · form.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

F1 · shares: Grant of 1,259 shares of Restricted Stock to a new non-employee member of the CMS Energy Corporation ("CMS") Board of Directors pursuant to CMS' Performance Incentive Stock Plan.

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November 04, 2019 Filed Nov 5, 2019 18:14 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 750 $62.74 $47,056.50
Disclosure

SEC source: 0001246360-19-002364 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

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November 01, 2019 Filed Nov 4, 2019 16:42 UTC
Venkat Dhenuvakonda RaoSenior Vice President
SaleCommon Stock 750 $63.44 $47,582.03
Disclosure

SEC source: 0001246360-19-002340 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,150

F1 · ownership.direct: The total holdings reflect an adjustment of 146 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 01, 2019 Filed Nov 4, 2019 16:42 UTC SaleCommon Stock 5,600 $63.48 $355,490.24
Disclosure

SEC source: 0001246360-19-002339 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,911

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.26 to $64.07, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

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October 01, 2019 Filed Oct 2, 2019 17:56 UTC SaleCommon Stock 5,600 $64.04 $358,627.92
Disclosure

SEC source: 0001246360-19-002144 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,511

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.46 to $64.24, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

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September 03, 2019 Filed Sep 4, 2019 16:49 UTC SaleCommon Stock 2,800 $64.12 $179,526.76
Disclosure

SEC source: 0001246360-19-002059 · form.xml · nonDerivative · entry 2

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,111

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.84 to $64.33, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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September 03, 2019 Filed Sep 4, 2019 16:49 UTC SaleCommon Stock 2,800 $63.57 $177,985.92
Disclosure

SEC source: 0001246360-19-002059 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,911

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.07 to $63.83, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

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August 27, 2019 Filed Aug 28, 2019 16:49 UTC SaleCommon Stock 33,500 $63.02 $2,111,143.20
Disclosure

SEC source: 0001246360-19-002023 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,711

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.04, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · shares: Transactions effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person May 1, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.