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CUMMINS INC

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Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2024 Filed May 17, 2024 01:40 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006130 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,152.4774

F1 · balance_after: Includes 16.1540 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2024 Filed May 17, 2024 01:40 UTC
Stone John HDirector
GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006129 · doc4.xml · nonDerivative · entry 1

Stone John H · CIK 0001817149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846

Read SEC document
May 14, 2024 Filed May 17, 2024 01:39 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006128 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,025

Read SEC document
May 14, 2024 Filed May 17, 2024 19:05 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006175 · doc4.xml · nonDerivative · entry 1

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,313.4187

F1 · balance_after: Includes 285.1842 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2024 Filed May 17, 2024 19:06 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006176 · doc4.xml · nonDerivative · entry 1

Bernhard Robert J · CIK 0001450339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,433.5361

F1 · balance_after: Includes 90.9311 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4 and a reduction of 1,116.6056 shares that were inadvertently credited to the Reporting Person.

Read SEC document
May 14, 2024 Filed May 17, 2024 19:01 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006174 · doc4.xml · nonDerivative · entry 1

Nelson Kimberly A · CIK 0001526285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,712.5349

F1 · balance_after: Includes 683.2871 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2024 Filed May 17, 2024 19:00 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006173 · doc4.xml · nonDerivative · entry 1

Harris Carla A · CIK 0001707351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,839.6693

F1 · balance_after: Includes 21.6693 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2024 Filed May 17, 2024 19:00 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006172 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,673.5117

F1 · balance_after: Includes 1.6200 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2024 Filed May 17, 2024 18:56 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006171 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,423.1039

F1 · balance_after: Includes 631.1029 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2024 Filed May 17, 2024 18:56 UTC GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006170 · doc4.xml · nonDerivative · entry 1

Belske Gary L · CIK 0001937150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,239.6996

F1 · balance_after: Includes 45.5267 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 10, 2024 Filed May 13, 2024 16:42 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,390 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-24-005954 · doc4.xml · derivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Common · 2,390 shares

Expires 2028-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2024 Filed May 13, 2024 16:42 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 2,390 $296.28 $708,109.68
Disclosure

SEC source: 0001225208-24-005954 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,873

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $295.95 - $.296.6650. The reporting erson undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
May 10, 2024 Filed May 13, 2024 16:42 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 2,390 $160.10 $382,639.00
Disclosure

SEC source: 0001225208-24-005954 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 18:11 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,490 $0.00 Strike: $142.12 $0.00
Disclosure

SEC source: 0001225208-24-005795 · doc4.xml · derivative · entry 6

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,490 shares

Expires 2030-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 18:11 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,390 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-24-005795 · doc4.xml · derivative · entry 5

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,170

Underlying: Common · 2,390 shares

Expires 2028-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 18:11 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 2,390 $286.77 $685,387.71
Disclosure

SEC source: 0001225208-24-005795 · doc4.xml · nonDerivative · entry 4

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,873

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $286.37 - $287.36. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
May 07, 2024 Filed May 8, 2024 18:11 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 1,490 $287.00 $427,622.55
Disclosure

SEC source: 0001225208-24-005795 · doc4.xml · nonDerivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,263

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $286.42 - $287.30. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
May 07, 2024 Filed May 8, 2024 18:11 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 1,490 $142.12 $211,758.80
Disclosure

SEC source: 0001225208-24-005795 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 8, 2024 18:11 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 2,390 $160.10 $382,639.00
Disclosure

SEC source: 0001225208-24-005795 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 20:31 UTC
Satterthwaite TonySenior Vice President
OtherCommon 333.5447 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004314 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,442.4553

F1 · kind: Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051 ) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.

F2 · price: Pursuant to the Exchange Offer, the Reporting Person disposed of 333.5447 shares of Cummins common stock in exchange for 4,012 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 20:29 UTC OtherCommon 76.9181 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004313 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,758.0819

F1 · kind: Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.

F2 · price: Pursuant to the Exchange Offer, the Reporting Person disposed of 76.9181 shares of Cummins common stock in exchange for 925 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 20:29 UTC OtherCommon 349.6276 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004312 · doc4.xml · nonDerivative · entry 1

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,424.2345

F1 · kind: Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock thatwere validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.

F2 · price: Pursuant to the Exchange Offer, the Reporting Person disposed of 349.6276 shares of Cummins common stock in exchange for 4,205 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer.

F3 · balance_after: Includes 695.550 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:03 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 2,556 $270.26 $690,784.56
Disclosure

SEC source: 0001225208-24-003774 · doc4.xml · nonDerivative · entry 3

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,502

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:03 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 650 $270.26 $175,669.00
Disclosure

SEC source: 0001225208-24-003774 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,058

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:03 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantCommon 7,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003774 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,708

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:03 UTC
Ram AshwathV.P. - Supply Chain
Tax withholdingCommon 119 $270.26 $32,160.94
Disclosure

SEC source: 0001225208-24-003773 · doc4.xml · nonDerivative · entry 2

Ram Ashwath · CIK 0002007139 · V.P. - Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216.036

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:03 UTC
Ram AshwathV.P. - Supply Chain
GrantCommon 330 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003773 · doc4.xml · nonDerivative · entry 1

Ram Ashwath · CIK 0002007139 · V.P. - Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335.036

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Wiltrout Jeffrey TVP - Corporate Strategy
Tax withholdingCommon 226 $270.26 $61,078.76
Disclosure

SEC source: 0001225208-24-003772 · doc4.xml · nonDerivative · entry 2

Wiltrout Jeffrey T · CIK 0001908008 · VP - Corporate Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Wiltrout Jeffrey TVP - Corporate Strategy
GrantCommon 713 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003772 · doc4.xml · nonDerivative · entry 1

Wiltrout Jeffrey T · CIK 0001908008 · VP - Corporate Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 824

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Lamb-Hale NicoleVP - General Counsel
Tax withholdingCommon 2,581 $270.26 $697,541.06
Disclosure

SEC source: 0001225208-24-003771 · doc4.xml · nonDerivative · entry 2

Lamb-Hale Nicole · CIK 0001822926 · VP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,454

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Lamb-Hale NicoleVP - General Counsel
GrantCommon 7,035 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003771 · doc4.xml · nonDerivative · entry 1

Lamb-Hale Nicole · CIK 0001822926 · VP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,035

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Newsome EarlVP - Chief Information Officer
Tax withholdingCommon 1,097 $270.26 $296,475.22
Disclosure

SEC source: 0001225208-24-003770 · doc4.xml · nonDerivative · entry 2

Newsome Earl · CIK 0001849073 · VP - Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,429

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Newsome EarlVP - Chief Information Officer
GrantCommon 3,526 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003770 · doc4.xml · nonDerivative · entry 1

Newsome Earl · CIK 0001849073 · VP - Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,526

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Fetch Bonnie JVP - Supply Chain
Tax withholdingCommon 185 $270.26 $49,998.10
Disclosure

SEC source: 0001225208-24-003769 · doc4.xml · nonDerivative · entry 2

Fetch Bonnie J · CIK 0001908640 · VP - Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Fetch Bonnie JVP - Supply Chain
GrantCommon 705 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003769 · doc4.xml · nonDerivative · entry 1

Fetch Bonnie J · CIK 0001908640 · VP - Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Stoner Nathan RVP - China Area Business Org
Tax withholdingCommon 1,321 $270.26 $357,013.46
Disclosure

SEC source: 0001225208-24-003768 · doc4.xml · nonDerivative · entry 2

Stoner Nathan R · CIK 0001808072 · VP - China Area Business Org

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,058.389

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Stoner Nathan RVP - China Area Business Org
GrantCommon 2,926 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003768 · doc4.xml · nonDerivative · entry 1

Stoner Nathan R · CIK 0001808072 · VP - China Area Business Org

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,379.389

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Wood Jonathan DavidVice President & CTO
Tax withholdingCommon 550 $270.26 $148,643.00
Disclosure

SEC source: 0001225208-24-003767 · doc4.xml · nonDerivative · entry 2

Wood Jonathan David · CIK 0001967347 · Vice President & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,576

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:01 UTC
Wood Jonathan DavidVice President & CTO
GrantCommon 1,170 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003767 · doc4.xml · nonDerivative · entry 1

Wood Jonathan David · CIK 0001967347 · Vice President & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,126

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Merritt Brett MichaelV.P & Pres. - Engine Business
Tax withholdingCommon 388 $270.26 $104,860.88
Disclosure

SEC source: 0001225208-24-003766 · doc4.xml · nonDerivative · entry 2

Merritt Brett Michael · CIK 0002005219 · V.P & Pres. - Engine Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,686.498

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Merritt Brett MichaelV.P & Pres. - Engine Business
GrantCommon 1,290 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003766 · doc4.xml · nonDerivative · entry 1

Merritt Brett Michael · CIK 0002005219 · V.P & Pres. - Engine Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,074.498

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
JACKSON DONALD GVP - Treasury & Tax
Tax withholdingCommon 470 $270.26 $127,022.20
Disclosure

SEC source: 0001225208-24-003763 · doc4.xml · nonDerivative · entry 2

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,114.9379

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
JACKSON DONALD GVP - Treasury & Tax
GrantCommon 1,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003763 · doc4.xml · nonDerivative · entry 1

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,584.9379

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Davis Amy RochelleVP & Pres. - New Power
Tax withholdingCommon 775 $270.26 $209,451.50
Disclosure

SEC source: 0001225208-24-003765 · doc4.xml · nonDerivative · entry 3

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,845.013

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Davis Amy RochelleVP & Pres. - New Power
Tax withholdingCommon 697 $270.26 $188,371.22
Disclosure

SEC source: 0001225208-24-003765 · doc4.xml · nonDerivative · entry 2

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,620.013

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Davis Amy RochelleVP & Pres. - New Power
GrantCommon 2,340 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003765 · doc4.xml · nonDerivative · entry 1

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,317.013

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Smith Mark AndrewVP - Chief Financial Officer
Tax withholdingCommon 4,085 $270.26 $1,104,012.10
Disclosure

SEC source: 0001225208-24-003762 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,180

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Smith Mark AndrewVP - Chief Financial Officer
GrantCommon 9,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003762 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,265

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March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Bush Jennifer MaryVP & Pres. - Power Systems
Tax withholdingCommon 426 $270.26 $115,130.76
Disclosure

SEC source: 0001225208-24-003764 · doc4.xml · nonDerivative · entry 2

Bush Jennifer Mary · CIK 0001897517 · VP & Pres. - Power Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,964.167

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

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March 01, 2024 Filed Mar 6, 2024 01:00 UTC
Bush Jennifer MaryVP & Pres. - Power Systems
GrantCommon 1,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003764 · doc4.xml · nonDerivative · entry 1

Bush Jennifer Mary · CIK 0001897517 · VP & Pres. - Power Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,390.167

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.