Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | V.P. - Supply Chain | October 03, 2024 | October 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date October 03, 2024 · Filed October 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 710.036 |
Reported balance
After 2024-10-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-10-03 · Tax withholding · Disposed 5 · Balance 710.036 F1: Shares withheld to satisfy tax liabilities relating to vesting of restricted stock units. F2: Includes an adjustment of 499 shares that were inadvertently excluded from his prior Form 4s. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 154.4737 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 154.4737 F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| CommonSEC Table I · non-derivative | IndirectBy mother | 210.401 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 210.401 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to vesting of restricted stock units.
F2: Includes an adjustment of 499 shares that were inadvertently excluded from his prior Form 4s.
F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2024 Filed Oct 7, 2024 21:02 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 5 | $327.35 | $1,636.75 |
DisclosureSEC source: 0001225208-24-009217 · doc4.xml · nonDerivative · entry 1 Ram Ashwath · CIK 0002007139 · V.P. - Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710.036 F1 · kind: Shares withheld to satisfy tax liabilities relating to vesting of restricted stock units. F2 · balance_after: Includes an adjustment of 499 shares that were inadvertently excluded from his prior Form 4s. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 21:18 UTC | CUMMINS INC CMI · Entity 2961 | OtherCommon | 77.1158 | $295.22 | $22,766.13 |
DisclosureSEC source: 0001225208-24-008665 · doc4.xml · nonDerivative · entry 1 Ram Ashwath · CIK 0002007139 · V.P. - Supply Chain 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 154.6317 F1 · shares: The reporting person made an intra-plan transfer of $22,766.14 into the Cummins Stock Fund under the Company's 401(k) Plan. The number of shares reported was estimated by dividing the dollar amount transferred by $295.22, which was the closing price on the date of the transaction. Because the Cummins Stock Fund is a unitized account, the actual number of shares and share price is not known. F2 · balance_after: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. F3 · ownership.nature: Reflects an adjustment since previously filed Form 4 because holding previously inadvertently reflected the number of units of the Stock Fund held rather than showing the number equivalent shares. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:03 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 119 | $270.26 | $32,160.94 |
DisclosureSEC source: 0001225208-24-003773 · doc4.xml · nonDerivative · entry 2 Ram Ashwath · CIK 0002007139 · V.P. - Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216.036 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:03 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003773 · doc4.xml · nonDerivative · entry 1 Ram Ashwath · CIK 0002007139 · V.P. - Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335.036 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.