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CIK

UBS ASSET MANAGEMENT INCOME FUND, INC.

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8817
SEC CIK
0000810766
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65

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2017 Filed Jul 26, 2017 17:24 UTC SaleCommon Stock 15,534 $3.42 $53,126.28
Disclosure

SEC source: 0001510281-17-000112 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 5,873,051

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

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July 25, 2017 Filed Jul 27, 2017 14:10 UTC
RAPPAPORT STEVEN NDirector · Chairman of the Board/ · Nominating Committee Chairman
Purchasecommon stock 1,253 $3.59 $4,498.27
Disclosure

SEC source: 0001499475-17-000007 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,573.47

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July 25, 2017 Filed Jul 27, 2017 13:38 UTC Purchasecommon stock 2,506 $3.59 $8,996.54
Disclosure

SEC source: 0001499475-17-000005 · primary_doc.xml · nonDerivative · entry 1

FOX LAWRENCE JOSEPH · CIK 0001213174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,940.5

F1 · balance_after: The total number of shares held following this transaction includes 2747.62 shares acquired on 1/26/2017, 2/22/2017, 3/21/2017, 4/24/2017, 5/19/2017, 6/21/2017 and 7/24/2017 as part of the fund's dividend reinvestment plan.

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July 25, 2017 Filed Jul 27, 2017 13:03 UTC
CATTANO JAMESDirector · Audit Committee Chairman
Purchasecommon stock 1,253 $3.59 $4,498.27
Disclosure

SEC source: 0001499475-17-000003 · primary_doc.xml · nonDerivative · entry 1

CATTANO JAMES · CIK 0001211146 · Director · Audit Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,683.35

F1 · balance_after: 1 The total number of shares held following this transaction includes 1718.78 shares acquired on 1/26/2017, 2/22/2017, 3/21/2017, 4/24/2017, 5/19/2017, 6/21/2017 and 7/24/2017 as part of the fund's dividend reinvestment plan.

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July 25, 2017 Filed Jul 27, 2017 12:30 UTC Purchasecommon stock 1,253 $3.59 $4,498.27
Disclosure

SEC source: 0001499475-17-000001 · primary_doc.xml · nonDerivative · entry 1

Bovarnick Terry Fires · CIK 0001368249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,653.57

F1 · balance_after: The total number of shares held following this transaction includes 196.81 shares acquired on 1/26/2017, 2/22/2017, 3/21/2017, 4/24/2017, 5/19/2017, 6/21/2017 and 7/24/2017 as part of the fund's dividend reinvestment plan.

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July 24, 2017 Filed Jul 26, 2017 17:24 UTC SaleCommon Stock 20,080 $3.44 $69,075.20
Disclosure

SEC source: 0001510281-17-000112 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 5,888,585

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 20:11 UTC SaleCommon Stock 36,543 $3.43 $125,342.49
Disclosure

SEC source: 0001510281-17-000111 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 5,908,665

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 16:43 UTC
ARZAC ENRIQUE RDirector · Audit Committee Chairman
Purchasecommon stock 1,293 $3.48 $4,499.64
Disclosure

SEC source: 0001499475-16-000026 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director · Audit Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,470.2

F1 · balance_after: The total number of shares held following this transaction includes 456.56 shares acquired on 8/19/2016, 9/22/2016, 10/24/2016, 11/22/2016 and 12/21/2016 as part of the fund's dividend reinvestment plan.

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December 27, 2016 Filed Dec 29, 2016 15:32 UTC Purchasecommon stock 1,293 $3.48 $4,499.64
Disclosure

SEC source: 0001499475-16-000022 · primary_doc.xml · nonDerivative · entry 1

CATTANO JAMES · CIK 0001211146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,711.58

F1 · balance_after: The total shares held following this transaction includes 1227.16 shares acquired on 8/19/2016, 9/22/2016, 10/24/2016, 11/22/2016 and 12/21/2016 as part of the fund's dividend reinvestment plan.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 16:13 UTC Purchasecommon stock 2,586 $3.48 $8,999.28
Disclosure

SEC source: 0001499475-16-000024 · primary_doc.xml · nonDerivative · entry 1

FOX LAWRENCE JOSEPH · CIK 0001213174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,686.86

F1 · balance_after: The total number of shares held following this transaction includes 1943.73 shares acquired on 8/19/2016, 9/22/2016, 10/24/2016, 11/22/2016 and 12/21/2016 as part of the fund's dividend reinvestment plan.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 14:32 UTC
RAPPAPORT STEVEN NDirector · Chairman of the Board/ · Nominating Committee Chairman
Purchasecommon stock 1,293 $3.48 $4,499.64
Disclosure

SEC source: 0001499475-16-000020 · primary_doc.xml · nonDerivative · entry 1

RAPPAPORT STEVEN N · CIK 0001211192 · Director · Chairman of the Board/ · Nominating Committee Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,320.47

Read SEC document
December 27, 2016 Filed Dec 29, 2016 13:58 UTC Purchasecommon stock 1,293 $3.48 $4,499.64
Disclosure

SEC source: 0001499475-16-000018 · primary_doc.xml · nonDerivative · entry 1

Bovarnick Terry Fires · CIK 0001368249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,203.76

F1 · balance_after: The total shares held following this transaction includes 216.36 shares acquired on 8/19/2016, 9/22/2016, 10/24/2016, 11/22/2016 and 12/21/2016 as part of the fund's dividend reinvestment plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 16:59 UTC PurchaseCommon Stock 1,184 $2.97 $3,516.48
Disclosure

SEC source: 0001510281-16-000186 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 5,945,208

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 16:59 UTC PurchaseCommon Stock 34,847 $2.93 $102,101.71
Disclosure

SEC source: 0001510281-16-000186 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes 1 and 2

Disclosed balance after: 5,944,024

F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".

F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 19:10 UTC Salecommon stock 8,200 $3.06 $25,092.00
Disclosure

SEC source: 0001619239-16-000012 · primary_doc.xml · nonDerivative · entry 1

Bovarnick Terry Fires · CIK 0001368249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771.57

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.