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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2016 Filed Oct 6, 2016 19:25 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.26 $85,054.40
Disclosure

SEC source: 0001032553-16-000064 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.04 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 22, 2016 Filed Sep 26, 2016 18:59 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $22.05 $44,100.00
Disclosure

SEC source: 0001215181-16-000101 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.05 to $22.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 22, 2016 18:51 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.72 $86,863.20
Disclosure

SEC source: 0001032553-16-000062 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.585 to $21.89. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 15:00 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 144 $24.45 $3,520.80
Disclosure

SEC source: 0001177261-16-000188 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,230

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 15:00 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 172 $21.45 $3,689.40
Disclosure

SEC source: 0001177261-16-000188 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,374

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 15:00 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 117 $21.45 $2,509.65
Disclosure

SEC source: 0001177261-16-000188 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,546

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 15:00 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 191 $21.45 $4,096.95
Disclosure

SEC source: 0001177261-16-000188 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,663

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:55 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,811 $21.45 $60,295.95
Disclosure

SEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,524

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:55 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,832 $21.45 $82,196.40
Disclosure

SEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,335

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:55 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,882 $21.45 $61,818.90
Disclosure

SEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,167

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:55 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,835 $21.45 $82,260.75
Disclosure

SEC source: 0001177261-16-000186 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,049

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:49 UTC
Starke Marcus HSVP, Chief Marketing Officer
SaleCommon Stock 327 $21.45 $7,014.15
Disclosure

SEC source: 0001177261-16-000184 · edgardoc.xml · nonDerivative · entry 2

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,737

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:49 UTC
Starke Marcus HSVP, Chief Marketing Officer
SaleCommon Stock 1,260 $21.45 $27,027.00
Disclosure

SEC source: 0001177261-16-000184 · edgardoc.xml · nonDerivative · entry 1

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,064

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:45 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 478 $21.45 $10,253.10
Disclosure

SEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,764

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:45 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 615 $21.45 $13,191.75
Disclosure

SEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,242

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:45 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 412 $21.45 $8,837.40
Disclosure

SEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,857

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:45 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 229 $21.45 $4,912.05
Disclosure

SEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,269

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:45 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 836 $21.45 $17,932.20
Disclosure

SEC source: 0001177261-16-000182 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,498

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 669 $21.45 $14,350.05
Disclosure

SEC source: 0001177261-16-000180 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,530

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 957 $21.45 $20,527.65
Disclosure

SEC source: 0001177261-16-000180 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,199

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 643 $21.45 $13,792.35
Disclosure

SEC source: 0001177261-16-000180 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,156

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,140 $21.45 $24,453.00
Disclosure

SEC source: 0001177261-16-000180 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,799

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:38 UTC
Locoh-Donou FrancoisChief Operating Officer
SaleCommon Stock 669 $21.45 $14,350.05
Disclosure

SEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 4

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,664

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:38 UTC
Locoh-Donou FrancoisChief Operating Officer
SaleCommon Stock 957 $21.45 $20,527.65
Disclosure

SEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 3

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,333

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:38 UTC
Locoh-Donou FrancoisChief Operating Officer
SaleCommon Stock 643 $21.45 $13,792.35
Disclosure

SEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 2

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,290

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:38 UTC
Locoh-Donou FrancoisChief Operating Officer
SaleCommon Stock 950 $21.45 $20,377.50
Disclosure

SEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 1

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,933

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:35 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 478 $21.45 $10,253.10
Disclosure

SEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 4

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,695

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:35 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 648 $21.45 $13,899.60
Disclosure

SEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,173

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:35 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 490 $21.45 $10,510.50
Disclosure

SEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,821

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:35 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 1,063 $21.45 $22,801.35
Disclosure

SEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,311

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:31 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 478 $21.45 $10,253.10
Disclosure

SEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,705

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:31 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 615 $21.45 $13,191.75
Disclosure

SEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,183

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2016 Filed Sep 23, 2016 14:31 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 412 $21.45 $8,837.40
Disclosure

SEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,798

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 21, 2016 Filed Sep 23, 2016 14:31 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 760 $21.45 $16,302.00
Disclosure

SEC source: 0001177261-16-000174 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,210

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 20, 2016 Filed Sep 22, 2016 18:51 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.57 $86,298.00
Disclosure

SEC source: 0001032553-16-000062 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.45 to $21.71. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 15, 2016 Filed Sep 20, 2016 00:49 UTC
Locoh-Donou FrancoisChief Operating Officer
SaleCommon Stock 13,202 $21.08 $278,257.23
Disclosure

SEC source: 0001526624-16-000009 · edgardoc.xml · nonDerivative · entry 1

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,883

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/16.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.00 to $21.14. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 15, 2016 Filed Sep 19, 2016 21:10 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $21.10 $42,200.00
Disclosure

SEC source: 0001444157-16-000033 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,334

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 15, 2016 Filed Sep 19, 2016 21:06 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 3,500 $21.10 $73,850.00
Disclosure

SEC source: 0001177261-16-000172 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,970

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 09, 2016 Filed Sep 12, 2016 16:29 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.88 $87,535.60
Disclosure

SEC source: 0001032553-16-000058 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,884

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.615 to $22.365. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 08, 2016 Filed Sep 12, 2016 16:36 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $22.75 $45,500.00
Disclosure

SEC source: 0001032553-16-000060 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,939

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 08, 2016 Filed Sep 12, 2016 16:29 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $22.31 $89,248.00
Disclosure

SEC source: 0001032553-16-000058 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,884

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.09 to $22.595. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 06, 2016 Filed Sep 7, 2016 17:58 UTC
Starke Marcus HSVP, Chief Marketing Officer
SaleCommon Stock 3,164 $23.01 $72,811.87
Disclosure

SEC source: 0001607125-16-000007 · edgardoc.xml · nonDerivative · entry 1

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,324

F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 23, 2015 Filed Feb 1, 2023 01:48 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Disposition to issuerCommon Stock 1,158 $20.24 $23,441.16
Disclosure

SEC source: 0000899243-23-003081 · doc4.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,921

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 23, 2015 Filed Feb 1, 2023 01:48 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Disposition to issuerCommon Stock 653 $20.24 $13,218.55
Disclosure

SEC source: 0000899243-23-003081 · doc4.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,079

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 23, 2015 Filed Feb 1, 2023 01:48 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Disposition to issuerCommon Stock 972 $20.24 $19,676.00
Disclosure

SEC source: 0000899243-23-003081 · doc4.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,732

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
March 23, 2015 Filed Feb 1, 2023 01:48 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Disposition to issuerCommon Stock 969 $20.24 $19,615.27
Disclosure

SEC source: 0000899243-23-003081 · doc4.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,704

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.