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CIEN

CIENA CORP

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1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2016 Filed Dec 23, 2016 16:41 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 1,545 $24.67 $38,115.15
Disclosure

SEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,300

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:41 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 412 $24.67 $10,164.04
Disclosure

SEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,845

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:41 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 761 $24.67 $18,773.87
Disclosure

SEC source: 0001177269-16-000011 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,257

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:40 UTC SaleCommon Stock 3,428 $24.67 $84,568.76
Disclosure

SEC source: 0001177269-16-000010 · edgardoc.xml · nonDerivative · entry 1

OBRIEN JUDITH M · CIK 0001177269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,396

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 17:57 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.01 $96,056.00
Disclosure

SEC source: 0001301541-16-000018 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,897

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.805 to $24.29. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:08 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 3,500 $23.71 $82,985.00
Disclosure

SEC source: 0001215181-16-000120 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,018

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:56 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $23.71 $47,420.00
Disclosure

SEC source: 0001215181-16-000118 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,577

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:32 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $23.71 $47,420.00
Disclosure

SEC source: 0001215181-16-000115 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,508

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:28 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,469 $23.71 $34,829.99
Disclosure

SEC source: 0001215181-16-000113 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,033

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:21 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $23.71 $47,420.00
Disclosure

SEC source: 0001215181-16-000111 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,673

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:00 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
GrantCommon Stock 23,333 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000002 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,518

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:00 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
GrantCommon Stock 22,480 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000002 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,185

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantCommon Stock 146,953 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000010 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,897

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantCommon Stock 94,420 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000010 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,944

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:30 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 6,997 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000008 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,502

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:30 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000008 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,505

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 17:57 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $23.87 $95,482.80
Disclosure

SEC source: 0001301541-16-000018 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,897

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.64 to $23.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:45 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 23,333 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000014 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,577

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:45 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 22,480 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000014 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,244

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 32,663 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000006 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,673

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 31,480 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000006 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,010

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:51 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantCommon Stock 23,333 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000016 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,508

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:51 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantCommon Stock 22,480 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000016 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,175

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:41 UTC
Starke Marcus HSVP, Chief Marketing Officer
GrantCommon Stock 17,496 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000012 · edgardoc.xml · nonDerivative · entry 1

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,233

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:04 UTC
Locoh-Donou FrancoisChief Operating Officer
GrantCommon Stock 32,663 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000004 · edgardoc.xml · nonDerivative · entry 2

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,427

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:04 UTC
Locoh-Donou FrancoisChief Operating Officer
GrantCommon Stock 37,100 $0.00 $0.00
Disclosure

SEC source: 0001301541-16-000004 · edgardoc.xml · nonDerivative · entry 1

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,764

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 01, 2016 Filed Dec 2, 2016 18:56 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $21.25 $42,500.00
Disclosure

SEC source: 0001215181-16-000109 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 29, 2016 Filed Nov 30, 2016 20:20 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.80 $87,196.00
Disclosure

SEC source: 0001032553-16-000074 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.645 to $21.915. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 28, 2016 Filed Nov 30, 2016 20:20 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.55 $86,206.40
Disclosure

SEC source: 0001032553-16-000074 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.43 to $21.86. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 18, 2016 Filed Nov 21, 2016 19:01 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.94 $87,751.60
Disclosure

SEC source: 0001032553-16-000070 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.85 to $22.14. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 17, 2016 Filed Nov 21, 2016 19:01 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $21.94 $87,770.00
Disclosure

SEC source: 0001032553-16-000070 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.77 to $22.055. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 17, 2016 Filed Nov 21, 2016 19:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $22.24 $44,480.00
Disclosure

SEC source: 0001032553-16-000072 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2016 Filed Nov 17, 2016 01:19 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 2,475 $22.40 $55,440.00
Disclosure

SEC source: 0001177261-16-000194 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,755

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2016 Filed Nov 17, 2016 01:23 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $22.40 $44,800.00
Disclosure

SEC source: 0001177261-16-000196 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,695

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2016 Filed Nov 17, 2016 01:15 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $22.40 $44,800.00
Disclosure

SEC source: 0001177261-16-000192 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,764

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2016 Filed Nov 17, 2016 01:12 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 3,500 $22.40 $78,400.00
Disclosure

SEC source: 0001177261-16-000190 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,705

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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November 14, 2016 Filed Nov 15, 2016 19:04 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 1,097 $22.21 $24,364.37
Disclosure

SEC source: 0001285617-16-000008 · edgardoc.xml · nonDerivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,695

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 14, 2016 Filed Nov 15, 2016 19:04 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 801 $22.21 $17,790.21
Disclosure

SEC source: 0001285617-16-000008 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,792

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 14, 2016 Filed Nov 15, 2016 19:04 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 102 $22.21 $2,265.42
Disclosure

SEC source: 0001285617-16-000008 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,593

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:44 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $19.26 $77,054.00
Disclosure

SEC source: 0001032553-16-000068 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.2000 to $19.3500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 03, 2016 Filed Nov 4, 2016 16:17 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,726 $19.37 $33,432.62
Disclosure

SEC source: 0001215181-16-000107 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 03, 2016 Filed Nov 4, 2016 16:17 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 274 $19.37 $5,307.38
Disclosure

SEC source: 0001215181-16-000107 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,256

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2016 Filed Nov 4, 2016 20:44 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $19.39 $77,544.00
Disclosure

SEC source: 0001032553-16-000068 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.1700 to $19.6950. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 20, 2016 Filed Oct 22, 2016 01:34 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $20.14 $80,541.20
Disclosure

SEC source: 0001032553-16-000066 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.04 to $20.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 20, 2016 Filed Oct 24, 2016 20:00 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $20.35 $40,700.00
Disclosure

SEC source: 0001215181-16-000105 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 19, 2016 Filed Oct 22, 2016 01:34 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $20.56 $82,253.60
Disclosure

SEC source: 0001032553-16-000066 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.26 to $20.70. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 17, 2016 Filed Oct 18, 2016 16:55 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 3,500 $20.72 $72,520.00
Disclosure

SEC source: 0001444157-16-000037 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,205

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 17, 2016 Filed Oct 18, 2016 15:37 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $20.72 $41,440.00
Disclosure

SEC source: 0001444157-16-000035 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,764

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 06, 2016 Filed Oct 11, 2016 13:26 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $22.03 $44,060.00
Disclosure

SEC source: 0001215181-16-000103 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 05, 2016 Filed Oct 6, 2016 19:25 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $22.11 $88,430.00
Disclosure

SEC source: 0001032553-16-000064 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,524

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.78 to $22.335. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.