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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2020 Filed Mar 24, 2020 15:54 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 409 $36.07 $14,752.63
Disclosure

SEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,959

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:54 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 450 $36.07 $16,231.50
Disclosure

SEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,368

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:54 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 170 $36.07 $6,131.90
Disclosure

SEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,818

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:54 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 226 $36.07 $8,151.82
Disclosure

SEC source: 0001177261-20-000018 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,988

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:52 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 656 $36.07 $23,661.92
Disclosure

SEC source: 0001177261-20-000016 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,605

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:48 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 417 $36.07 $15,041.19
Disclosure

SEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,631

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:48 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 453 $36.07 $16,339.71
Disclosure

SEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,048

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:48 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 598 $36.07 $21,569.86
Disclosure

SEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,501

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:48 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 468 $36.07 $16,880.76
Disclosure

SEC source: 0001177261-20-000014 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,099

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 89 $36.07 $3,210.23
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,648

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 97 $36.07 $3,498.79
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,737

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $36.07 $5,410.50
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:46 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 141 $36.07 $5,085.87
Disclosure

SEC source: 0001177261-20-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,984

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:43 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 366 $36.07 $13,201.62
Disclosure

SEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,010

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:43 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 331 $36.07 $11,939.17
Disclosure

SEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,376

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:43 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 437 $36.07 $15,762.59
Disclosure

SEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,707

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:43 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 165 $36.07 $5,951.55
Disclosure

SEC source: 0001177261-20-000010 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,144

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:35 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 306 $36.07 $11,037.42
Disclosure

SEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,178

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:35 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 324 $36.07 $11,686.68
Disclosure

SEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,484

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:35 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 498 $36.07 $17,962.86
Disclosure

SEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,808

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2020 Filed Mar 24, 2020 15:35 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 468 $36.07 $16,880.76
Disclosure

SEC source: 0001177261-20-000008 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,306

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 17, 2020 Filed Mar 18, 2020 21:03 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $35.07 $87,679.25
Disclosure

SEC source: 0001444157-20-000011 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,774

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $35.0501 to $35.09. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:06 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 300 $32.19 $9,657.00
Disclosure

SEC source: 0001444157-20-000008 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,309

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:06 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 300 $36.74 $11,023.02
Disclosure

SEC source: 0001444157-20-000008 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,609

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F3 · price: Reflects the weighted average sales price with transactions in a range of sales from $36.7401 to $36.7500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:06 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 800 $36.75 $29,401.60
Disclosure

SEC source: 0001444157-20-000008 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,909

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:00 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 1,632 $36.75 $59,974.37
Disclosure

SEC source: 0001444157-20-000006 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,567

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:13 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $39.02 $165,824.80
Disclosure

SEC source: 0001032553-20-000010 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,326

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.41 to $39.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 10, 2020 Filed Mar 12, 2020 19:13 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $39.47 $167,754.30
Disclosure

SEC source: 0001032553-20-000010 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,576

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $38.47 to $40.435. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 20, 2020 Filed Feb 21, 2020 19:42 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $44.00 $186,988.53
Disclosure

SEC source: 0001032553-20-000008 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,826

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.50 to $44.565. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:42 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $43.90 $186,557.15
Disclosure

SEC source: 0001032553-20-000008 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,076

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.72 to $44.46. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 18, 2020 Filed Feb 19, 2020 19:31 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $42.83 $107,075.00
Disclosure

SEC source: 0001177261-20-000002 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,274

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 18, 2020 Filed Feb 19, 2020 19:41 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,700 $42.83 $72,811.00
Disclosure

SEC source: 0001177261-20-000006 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,709

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 18, 2020 Filed Feb 19, 2020 19:34 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 2,000 $42.83 $85,660.00
Disclosure

SEC source: 0001177261-20-000004 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,125

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 14, 2020 Filed Feb 18, 2020 19:07 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $43.26 $108,150.00
Disclosure

SEC source: 0001444157-20-000004 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,199

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 06, 2020 Filed Feb 8, 2020 01:54 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $43.26 $183,849.48
Disclosure

SEC source: 0001032553-20-000006 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,326

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.75 to $43.545. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 05, 2020 Filed Feb 8, 2020 01:54 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $42.81 $181,935.28
Disclosure

SEC source: 0001032553-20-000006 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,576

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.62 to 43.17. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 30, 2020 Filed Jan 31, 2020 18:20 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,700 $41.68 $70,856.00
Disclosure

SEC source: 0001699192-20-000002 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,409

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $43.21 $183,645.48
Disclosure

SEC source: 0001032553-20-000004 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,826

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.81 to $43.59. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 23, 2020 Filed Jan 27, 2020 19:22 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $42.55 $180,857.05
Disclosure

SEC source: 0001032553-20-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,076

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.39 to $42.74. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 21, 2020 Filed Jan 23, 2020 20:13 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $42.00 $105,000.00
Disclosure

SEC source: 0001444157-20-000002 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,699

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:06 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $41.82 $104,550.00
Disclosure

SEC source: 0001177265-20-000004 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,774

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2020 Filed Jan 17, 2020 15:58 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 2,000 $41.82 $83,640.00
Disclosure

SEC source: 0001177265-20-000002 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,125

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/17/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 13, 2020 Filed Jan 15, 2020 21:16 UTC SaleCommon Stock 2,000 $41.98 $83,960.00
Disclosure

SEC source: 0000936395-20-000002 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,675

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 06, 2020 Filed Jan 7, 2020 18:37 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $41.96 $178,315.55
Disclosure

SEC source: 0001032553-20-000002 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,326

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.67 to $42.13. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 03, 2020 Filed Jan 7, 2020 18:37 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $42.12 $178,992.15
Disclosure

SEC source: 0001032553-20-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,576

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.88 to $42.56. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 23, 2019 Filed Dec 26, 2019 17:31 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 7,119 $41.86 $298,001.34
Disclosure

SEC source: 0001177261-19-000075 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,586

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/9/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 23, 2019 Filed Dec 26, 2019 17:21 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $41.86 $83,720.00
Disclosure

SEC source: 0001177261-19-000073 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,261

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 23, 2019 Filed Dec 26, 2019 17:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 9,425 $41.86 $394,530.50
Disclosure

SEC source: 0001177261-19-000071 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,214

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 593 $42.39 $25,137.27
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 9

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,705

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2019 Filed Dec 26, 2019 16:26 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 783 $42.39 $33,191.37
Disclosure

SEC source: 0001177261-19-000057 · edgardoc.xml · nonDerivative · entry 8

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,298

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.