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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2020 Filed Dec 18, 2020 18:00 UTC
McFeely ScottSVP, Networking Platforms
Exercise / conversionCommon Stock 22,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001699192-20-000030 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:00 UTC
McFeely ScottSVP, Networking Platforms
GrantCommon Stock 19,794 $0.00 $0.00
Disclosure

SEC source: 0001699192-20-000030 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,936

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:57 UTC
HAMILTON RICKSVP, Software and Services
Exercise / conversionMarket Stock Units · Derivative 11,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001275606-20-000008 · edgardoc.xml · derivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:57 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 11,004 $0.00 $0.00
Disclosure

SEC source: 0001275606-20-000008 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,500

F5 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:57 UTC
HAMILTON RICKSVP, Software and Services
Exercise / conversionCommon Stock 22,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001275606-20-000008 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:57 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 16,495 $0.00 $0.00
Disclosure

SEC source: 0001275606-20-000008 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,540

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:52 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Exercise / conversionMarket Stock Units · Derivative 9,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-20-000066 · edgardoc.xml · derivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:52 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 12,096 $0.00 $0.00
Disclosure

SEC source: 0001177261-20-000066 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,683

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:52 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Exercise / conversionCommon Stock 19,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001177261-20-000066 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 12, 2017 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2020.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 17:52 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 8,068 $0.00 $0.00
Disclosure

SEC source: 0001177261-20-000066 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,457

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 17, 2019 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2020 and 2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $48.40 $121,000.00
Disclosure

SEC source: 0001444157-20-000036 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,038

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:56 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $48.40 $48,400.00
Disclosure

SEC source: 0001177265-20-000020 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,694

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:49 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 2,000 $48.40 $96,800.00
Disclosure

SEC source: 0001699192-20-000028 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,142

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2020 Filed Dec 15, 2020 20:54 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $48.10 $96,200.00
Disclosure

SEC source: 0001215181-20-000030 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 10, 2020 Filed Dec 11, 2020 21:05 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 750 $45.80 $34,348.05
Disclosure

SEC source: 0001032553-20-000036 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,890

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $45.41 to $46.165. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:05 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,550 $47.37 $120,785.60
Disclosure

SEC source: 0001032553-20-000036 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,640

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.71 to $48.29 Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 01, 2020 Filed Dec 3, 2020 16:23 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 900 $45.08 $40,572.00
Disclosure

SEC source: 0001699192-20-000026 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,142

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:49 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $44.51 $89,020.00
Disclosure

SEC source: 0001215181-20-000028 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 24, 2020 Filed Nov 27, 2020 17:50 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 1,200 $44.02 $52,829.52
Disclosure

SEC source: 0001032553-20-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,190

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $44.005 to $44.085. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:12 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $43.76 $109,400.00
Disclosure

SEC source: 0001177261-20-000064 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,389

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:15 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $43.76 $43,760.00
Disclosure

SEC source: 0001177265-20-000018 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,694

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $43.76 $87,520.00
Disclosure

SEC source: 0001215181-20-000026 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:08 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $43.76 $109,400.00
Disclosure

SEC source: 0001444157-20-000034 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,538

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2020 Filed Nov 17, 2020 19:46 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,700 $43.76 $74,392.00
Disclosure

SEC source: 0001699192-20-000024 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,042

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:32 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $39.84 $79,680.00
Disclosure

SEC source: 0001215181-20-000024 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 19, 2020 Filed Oct 21, 2020 16:34 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $42.00 $84,000.00
Disclosure

SEC source: 0001215181-20-000022 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:23 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,700 $41.52 $70,584.00
Disclosure

SEC source: 0001699192-20-000022 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,742

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019 and amended 12/31/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:20 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $41.52 $103,800.00
Disclosure

SEC source: 0001444157-20-000032 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,038

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:17 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $41.52 $41,520.00
Disclosure

SEC source: 0001177265-20-000016 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,694

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:13 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $41.52 $103,800.00
Disclosure

SEC source: 0001177261-20-000062 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,889

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 05, 2020 Filed Oct 6, 2020 18:29 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $40.56 $81,120.00
Disclosure

SEC source: 0001215181-20-000020 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 30, 2020 Filed Oct 1, 2020 19:07 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $39.93 $169,681.68
Disclosure

SEC source: 0001032553-20-000032 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,390

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.45 to $40.355. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 29, 2020 Filed Oct 1, 2020 19:07 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 4,250 $40.07 $170,305.58
Disclosure

SEC source: 0001032553-20-000032 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,640

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/13/19.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $39.64 to $40.37. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 22, 2020 Filed Sep 23, 2020 19:05 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 1,895 $41.00 $77,695.00
Disclosure

SEC source: 0001275606-20-000006 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,045

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 22, 2020 Filed Sep 23, 2020 19:11 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 1,826 $41.00 $74,866.00
Disclosure

SEC source: 0001699193-20-000014 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,452

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2020 Filed Sep 22, 2020 21:08 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $40.40 $80,800.00
Disclosure

SEC source: 0001215181-20-000018 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,293

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:02 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $41.03 $154,026.62
Disclosure

SEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,890

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:02 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,851 $41.03 $116,976.53
Disclosure

SEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,644

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:02 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $41.03 $105,939.46
Disclosure

SEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,495

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:02 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $41.03 $107,703.75
Disclosure

SEC source: 0001032553-20-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,077

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 598 $41.03 $24,535.94
Disclosure

SEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,538

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 468 $41.03 $19,202.04
Disclosure

SEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,136

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 605 $41.03 $24,823.15
Disclosure

SEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,604

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 21:00 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 485 $41.03 $19,899.55
Disclosure

SEC source: 0001444157-20-000030 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,209

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 674 $41.03 $27,654.22
Disclosure

SEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,278

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 613 $41.03 $25,151.39
Disclosure

SEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,952

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 254 $41.03 $10,421.62
Disclosure

SEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,565

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 337 $41.03 $13,827.11
Disclosure

SEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,819

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:57 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 678 $41.03 $27,818.34
Disclosure

SEC source: 0001699193-20-000012 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,156

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 20:53 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $41.03 $6,154.50
Disclosure

SEC source: 0001177265-20-000014 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,694

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.