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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2021 Filed Jan 7, 2021 19:21 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,500 $51.21 $128,016.50
Disclosure

SEC source: 0001032553-21-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,202

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.99 to $51.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 28, 2020 Filed Dec 30, 2020 16:49 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $53.76 $107,520.00
Disclosure

SEC source: 0001215181-20-000036 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,167

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/19/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:43 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 11,575 $52.03 $602,299.34
Disclosure

SEC source: 0001275606-20-000012 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,023

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2020.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.33 to $52.39. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 22, 2020 Filed Dec 23, 2020 19:11 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 13,836 $52.03 $719,925.82
Disclosure

SEC source: 0001699193-20-000020 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,873

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/14/2019.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.33 to $52.425. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 22, 2020 Filed Dec 23, 2020 19:05 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 750 $52.05 $39,040.65
Disclosure

SEC source: 0001032553-20-000042 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,702

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $51.735 to $52.29. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2020 Filed Dec 23, 2020 00:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $50.49 $126,225.00
Disclosure

SEC source: 0001177261-20-000070 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,844

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2020 Filed Dec 23, 2020 19:05 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 750 $51.13 $38,349.75
Disclosure

SEC source: 0001032553-20-000042 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,452

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.695 to $51.49. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 72,069 $51.36 $3,701,463.84
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 9

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,202

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 5,669 $51.36 $291,159.84
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 8

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,271

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 11,338 $51.36 $582,319.68
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,940

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 10,582 $51.36 $543,491.52
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,278

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 13,226 $51.36 $679,287.36
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,860

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $51.36 $132,611.52
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,086

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $51.36 $134,820.00
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,668

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $51.36 $192,805.44
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,293

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:51 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,851 $51.36 $146,427.36
Disclosure

SEC source: 0001032553-20-000040 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,047

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 11,088 $51.36 $569,479.68
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 9

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,979

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 886 $51.36 $45,504.96
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 8

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,067

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,772 $51.36 $91,009.92
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 7

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,953

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 1,754 $51.36 $90,085.44
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 6

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,725

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 2,205 $51.36 $113,248.80
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 5

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,479

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 606 $51.36 $31,124.16
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,684

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 657 $51.36 $33,743.52
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,290

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 867 $51.36 $44,529.12
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,947

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:49 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 679 $51.36 $34,873.44
Disclosure

SEC source: 0001444157-20-000040 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,814

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 8,628 $51.36 $443,134.08
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 10

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,709

F9 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 993 $51.36 $51,000.48
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 9

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,337

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 1,985 $51.36 $101,949.60
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 8

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,330

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 1,647 $51.36 $84,589.92
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 7

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,315

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 2,059 $51.36 $105,750.24
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,962

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 337 $51.36 $17,308.32
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,021

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 679 $51.36 $34,873.44
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,358

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 613 $51.36 $31,483.68
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,037

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 675 $51.36 $34,668.00
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,650

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:46 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 254 $51.36 $13,045.44
Disclosure

SEC source: 0001699193-20-000018 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,325

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 1,911 $51.36 $98,148.96
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 9

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,931

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 131 $51.36 $6,728.16
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 8

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,842

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 261 $51.36 $13,404.96
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 7

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,973

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 261 $51.36 $13,404.96
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 6

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,234

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 326 $51.36 $16,743.36
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 5

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,495

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 90 $51.36 $4,622.40
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,821

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 97 $51.36 $4,981.92
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,911

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $51.36 $7,704.00
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,008

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:44 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 141 $51.36 $7,241.76
Disclosure

SEC source: 0001177265-20-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,158

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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December 20, 2020 Filed Dec 22, 2020 19:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 13,152 $51.36 $675,486.72
Disclosure

SEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 6

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,167

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/12/2017. The earning of the MSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 1,064 $51.36 $54,647.04
Disclosure

SEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 5

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,319

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,126 $51.36 $109,191.36
Disclosure

SEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,383

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,142 $51.36 $110,013.12
Disclosure

SEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,509

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 2,677 $51.36 $137,490.72
Disclosure

SEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,651

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/18/2018. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2020 Filed Dec 22, 2020 19:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 656 $51.36 $33,692.16
Disclosure

SEC source: 0001215181-20-000034 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,328

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.