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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2022 Filed Dec 15, 2022 21:58 UTC
HAMILTON RICKSVP, Software and Services
Exercise / conversionMarket Stock Units (2022) · Derivative 8,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001275606-22-000014 · edgardoc.xml · derivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:58 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 18,768 $0.00 $0.00
Disclosure

SEC source: 0001275606-22-000014 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,637

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:58 UTC
HAMILTON RICKSVP, Software and Services
Exercise / conversionCommon Stock 5,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001275606-22-000014 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:58 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 8,090 $0.00 $0.00
Disclosure

SEC source: 0001275606-22-000014 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,337

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:51 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Exercise / conversionMarket Stock Units (2022) · Derivative 5,879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-038618 · doc4.xml · derivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:51 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 12,144 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-038618 · doc4.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,201

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:51 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Exercise / conversionCommon Stock 4,057 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-038618 · doc4.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:51 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 5,236 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-038618 · doc4.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,000

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 13, 2022 Filed Dec 15, 2022 20:19 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,541 $50.75 $179,710.71
Disclosure

SEC source: 0001032553-22-000040 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,957

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $50.32 to $51.775. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 05, 2022 Filed Dec 6, 2022 23:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $44.54 $89,080.00
Disclosure

SEC source: 0001215181-22-000016 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,492

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 21, 2022 Filed Nov 22, 2022 20:30 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $44.43 $88,860.00
Disclosure

SEC source: 0001215181-22-000014 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,492

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2022 Filed Nov 18, 2022 22:06 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,542 $44.09 $156,166.78
Disclosure

SEC source: 0001032553-22-000038 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,498

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.66 to $44.63. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:54 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $45.00 $90,000.00
Disclosure

SEC source: 0001177261-22-000027 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,470

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2022 Filed Nov 17, 2022 18:43 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,500 $45.00 $157,500.00
Disclosure

SEC source: 0001177261-22-000029 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,610

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 07, 2022 Filed Nov 9, 2022 21:22 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $46.26 $92,520.00
Disclosure

SEC source: 0001215181-22-000012 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,492

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2022 Filed Nov 4, 2022 17:07 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,542 $47.05 $166,651.10
Disclosure

SEC source: 0001032553-22-000036 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,040

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated March 9, 2022.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $46.31 to $47.87. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 25, 2022 Filed Oct 27, 2022 17:25 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 500 $45.00 $22,500.00
Disclosure

SEC source: 0001699192-22-000031 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,257

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 24, 2022 Filed Oct 26, 2022 23:41 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $43.25 $86,500.00
Disclosure

SEC source: 0001215181-22-000010 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,492

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/22/2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 17, 2022 Filed Oct 18, 2022 21:19 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $40.32 $80,640.00
Disclosure

SEC source: 0001177261-22-000025 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,470

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 19:35 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,542 $40.44 $143,242.02
Disclosure

SEC source: 0001032553-22-000034 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,582

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $40.17 to $40.71. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 19:30 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,500 $40.32 $141,120.00
Disclosure

SEC source: 0001444157-22-000025 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,110

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 17, 2022 Filed Oct 19, 2022 15:04 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 4,000 $40.32 $161,280.00
Disclosure

SEC source: 0001699192-22-000029 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,757

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 14, 2022 Filed Oct 18, 2022 18:39 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $40.56 $40,560.00
Disclosure

SEC source: 0001177265-22-000025 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,877

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 04, 2022 Filed Oct 6, 2022 17:40 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,542 $42.70 $151,257.92
Disclosure

SEC source: 0001032553-22-000032 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,124

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/9/2022

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.39 to $43.005. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2022 Filed Sep 22, 2022 19:41 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 2,540 $40.79 $103,606.60
Disclosure

SEC source: 0001275606-22-000012 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,247

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/23/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2022 Filed Sep 22, 2022 19:30 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,249 $40.79 $91,736.71
Disclosure

SEC source: 0001699193-22-000011 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,050

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $40.58 $106,522.50
Disclosure

SEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,666

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $40.58 $104,777.56
Disclosure

SEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,291

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $40.58 $86,232.50
Disclosure

SEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,873

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:26 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 1,629 $40.58 $66,104.82
Disclosure

SEC source: 0001032553-22-000030 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,998

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:24 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 453 $40.58 $18,382.74
Disclosure

SEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,610

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:24 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 418 $40.58 $16,962.44
Disclosure

SEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,063

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:24 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 344 $40.58 $13,959.52
Disclosure

SEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,481

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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September 20, 2022 Filed Sep 22, 2022 19:24 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 298 $40.58 $12,092.84
Disclosure

SEC source: 0001444157-22-000023 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,825

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:22 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 493 $40.58 $20,005.94
Disclosure

SEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,299

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:22 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 558 $40.58 $22,643.64
Disclosure

SEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,792

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:22 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 678 $40.58 $27,513.24
Disclosure

SEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,350

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:22 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 613 $40.58 $24,875.54
Disclosure

SEC source: 0001699193-22-000009 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,028

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:21 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 97 $40.58 $3,936.26
Disclosure

SEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,877

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:21 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 53 $40.58 $2,150.74
Disclosure

SEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,974

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:21 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 74 $40.58 $3,002.92
Disclosure

SEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,027

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:21 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 89 $40.58 $3,611.62
Disclosure

SEC source: 0001177265-22-000023 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,101

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:18 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 470 $40.58 $19,072.60
Disclosure

SEC source: 0001215181-22-000008 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,492

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:18 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 558 $40.58 $22,643.64
Disclosure

SEC source: 0001215181-22-000008 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,962

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:16 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 487 $40.58 $19,762.46
Disclosure

SEC source: 0001699192-22-000027 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,757

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:16 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 592 $40.58 $24,023.36
Disclosure

SEC source: 0001699192-22-000027 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,244

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:16 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 535 $40.58 $21,710.30
Disclosure

SEC source: 0001699192-22-000027 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,836

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:16 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 430 $40.58 $17,449.40
Disclosure

SEC source: 0001699192-22-000027 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,371

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:15 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 359 $40.58 $14,568.22
Disclosure

SEC source: 0001275606-22-000010 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,787

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2022 Filed Sep 22, 2022 19:15 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 354 $40.58 $14,365.32
Disclosure

SEC source: 0001275606-22-000010 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,146

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.