Last 12 months
Inside the activity.
1 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2024 Filed Mar 13, 2024 01:24 UTC |
Singh Jagdeep CACCXO
|
GrantCommon Stock | 4,459 | $1.63 | $7,277.09 |
DisclosureSEC source: 0001777393-24-000021 · wk-form4_1710293031.xml · nonDerivative · entry 1 Singh Jagdeep CA · CIK 0002014204 · CCXO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,988 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:24 UTC |
Gerdes HenrikChief Accounting Officer
|
GrantCommon Stock | 4,347 | $1.63 | $7,094.30 |
DisclosureSEC source: 0001777393-24-000022 · wk-form4_1710293048.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,722 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| March 08, 2024 Filed Mar 13, 2024 01:24 UTC |
Wilmer RichardDirector · President and CEO
|
GrantCommon Stock | 4,348 | $1.63 | $7,095.94 |
DisclosureSEC source: 0001777393-24-000023 · wk-form4_1710293063.xml · nonDerivative · entry 1 Wilmer Richard · CIK 0001393301 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,384,838 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| March 08, 2024 Filed Mar 13, 2024 01:24 UTC |
Chavez RebeccaGeneral Counsel and Secretary
|
GrantCommon Stock | 4,348 | $1.63 | $7,095.94 |
DisclosureSEC source: 0001777393-24-000025 · wk-form4_1710293085.xml · nonDerivative · entry 1 Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 647,518 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| March 08, 2024 Filed Mar 13, 2024 01:24 UTC |
Khetani MansiInterim CFO
|
GrantCommon Stock | 4,348 | $1.63 | $7,095.94 |
DisclosureSEC source: 0001777393-24-000024 · wk-form4_1710293074.xml · nonDerivative · entry 1 Khetani Mansi · CIK 0002001123 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,535 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
SaleCommon Stock | 100,000 | $1.94 | $194,360.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 14 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,209,867 F21 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9401 to $1.945, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F22 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 146,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 13 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F19 · kind: On March 7, 2024, 146,092 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 76,664 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, prior to taking into account the sales reported herein, Linse Capital LLC became the record owner of 1,309,867 shares of Common Stock and Levitate Capital became the record owner of 6,202 shares of Common Stock. F20 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 957,494 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 11 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 30,883 F16 · kind: On March 7, 2024, 957,494 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 146,092 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI"). F17 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 498,527 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 9 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 121,831 F13 · kind: On March 7, 2024, 498,527 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 16,280 shares of Common Stock were received by Linse Capital LLC and 6,202 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital. F14 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 550,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 7 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 35,193 F10 · kind: On March 7, 2024, 550,445 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 79,065 shares of Common Stock were received by Linse Capital LLC. F11 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 811,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 5 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 35,123 F7 · kind: On March 7, 2024, 811,047 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III. Of such distributed shares, 123,684 shares of Common Stock were received by Linse Capital LLC. F8 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 712,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 3 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 39,652 F4 · kind: On March 7, 2024, 712,400 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II. Of such distributed shares, 219,122 shares of Common Stock were received by Linse Capital LLC. F5 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 21:53 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 2,550,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 1 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 47,128 F1 · kind: On March 7, 2024, 2,550,152 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I. Of such distributed shares, 795,052 shares of Common Stock were received by Linse Capital LLC. F2 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I. F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 21:39 UTC |
Bowman RoxanneDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 348,810 | Not disclosed Strike: $0.76 | Not disclosed |
DisclosureSEC source: 0001777393-24-000005 · wk-form4_1705959545.xml · derivative · entry 2 Bowman Roxanne · CIK 0001837872 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 348,810 shares Expires 2029-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from September 3, 2019, subject to the Reporting Person's continuous service through each vesting date. F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from September 3, 2019, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 21:39 UTC |
Bowman RoxanneDirector
|
Exercise / conversionCommon Stock | 348,810 | $0.76 | $265,095.60 |
DisclosureSEC source: 0001777393-24-000005 · wk-form4_1705959545.xml · nonDerivative · entry 1 Bowman Roxanne · CIK 0001837872 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 16:35 UTC |
Gerdes HenrikChief Accounting Officer
|
SaleCommon Stock | 5,431 | $2.42 | $13,128.36 |
DisclosureSEC source: 0001777393-23-000067 · wk-form4_1703280889.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,375 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.34 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:35 UTC |
Wilmer RichardDirector · President and CEO
|
SaleCommon Stock | 8,350 | $2.42 | $20,184.46 |
DisclosureSEC source: 0001777393-23-000068 · wk-form4_1703280917.xml · nonDerivative · entry 1 Wilmer Richard · CIK 0001393301 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,380,490 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 16:34 UTC |
Hughes Michael DSee Remarks
|
SaleCommon Stock | 13,995 | $2.42 | $33,830.11 |
DisclosureSEC source: 0001777393-23-000065 · wk-form4_1703280864.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 855,947 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:34 UTC |
Chavez RebeccaGeneral Counsel and Secretary
|
SaleCommon Stock | 4,676 | $2.42 | $11,303.76 |
DisclosureSEC source: 0001777393-23-000066 · wk-form4_1703280875.xml · nonDerivative · entry 1 Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,170 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:34 UTC |
Khetani MansiInterim CFO
|
SaleCommon Stock | 5,923 | $2.42 | $14,317.67 |
DisclosureSEC source: 0001777393-23-000064 · wk-form4_1703280840.xml · nonDerivative · entry 1 Khetani Mansi · CIK 0002001123 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,187 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 20, 2023 Filed Feb 22, 2024 18:27 UTC |
Gerdes HenrikChief Accounting Officer
|
GrantCommon Stock | 105,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001777393-24-000007 · wk-form4_1708644453.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,375 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 20, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 20, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F2 · balance_after: The figure reported in this Column 5 reflects the Reporting Person's holdings as of the date of this filing. However, the Reporting Person effected a transaction subsequent to this grant, reported on a Form 4 filed December 22, 2023, in which the figures in Column 5 of Table I did not reflect this grant. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:38 UTC |
Wilmer RichardDirector · President and CEO
|
GrantCommon Stock | 960,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001572 · form4.xml · nonDerivative · entry 2 Wilmer Richard · CIK 0001393301 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,388,840 F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's Common Stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on December 1, 2023. 6.25% of the PRSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's Common Stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on December 1, 2023. 6.25% of the PRSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:38 UTC |
Wilmer RichardDirector · President and CEO
|
GrantCommon Stock | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001572 · form4.xml · nonDerivative · entry 1 Wilmer Richard · CIK 0001393301 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,428,840 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on December 1, 2023. 6.25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on December 1, 2023. 6.25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:39 UTC |
Khetani MansiInterim CFO
|
GrantCommon Stock | 135,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001573 · form4.xml · nonDerivative · entry 1 Khetani Mansi · CIK 0002001123 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,110 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on December 1, 2023. 25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on December 1, 2023. 25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 02:41 UTC |
Chavez RebeccaGeneral Counsel and Secretary
|
GrantCommon Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001574 · form4.xml · nonDerivative · entry 1 Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 647,846 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 1, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 1, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. Read SEC document |
| October 18, 2023 Filed Oct 20, 2023 16:57 UTC |
Gerdes HenrikChief Accounting Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 43,596 | Not disclosed Strike: $0.76 | Not disclosed |
DisclosureSEC source: 0000905148-23-001160 · form4.xml · derivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,596 shares Expires 2029-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments through March 21, 2023. F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments through March 21, 2023. Read SEC document |
| October 18, 2023 Filed Oct 20, 2023 16:57 UTC |
Gerdes HenrikChief Accounting Officer
|
Exercise / conversionCommon Stock | 43,596 | $0.76 | $33,132.96 |
DisclosureSEC source: 0000905148-23-001160 · form4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 20:36 UTC |
Gerdes HenrikChief Accounting Officer
|
SaleCommon Stock | 5,328 | $5.03 | $26,813.69 |
DisclosureSEC source: 0000905148-23-001005 · form4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,210 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.1407. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 20:40 UTC |
JACKSON REX SChief Financial Officer
|
SaleCommon Stock | 16,799 | $5.03 | $84,532.57 |
DisclosureSEC source: 0000905148-23-001007 · form4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,973,546 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 21, 2023 Filed Sep 26, 2023 00:41 UTC |
Wilmer RichardSee Remarks
|
SaleCommon Stock | 8,191 | $5.03 | $41,217.93 |
DisclosureSEC source: 0000905148-23-001008 · form4.xml · nonDerivative · entry 1 Wilmer Richard · CIK 0001393301 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,840 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.1219. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 20:39 UTC |
Hughes Michael DSee Remarks
|
SaleCommon Stock | 13,729 | $5.03 | $69,078.84 |
DisclosureSEC source: 0000905148-23-001006 · form4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 869,942 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.145. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 21, 2023 Filed Sep 26, 2023 00:35 UTC |
Chavez RebeccaGeneral Counsel and Secretary
|
SaleCommon Stock | 4,586 | $5.03 | $23,077.67 |
DisclosureSEC source: 0000905148-23-001004 · form4.xml · nonDerivative · entry 1 Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,846 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.1407. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 21:05 UTC |
Q-GRG VII (CP) Investment Partners, LLC10% owner · See Remarks
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
|
PurchaseCommon Stock | 1,850,000 | $5.40 | $9,990,000.00 |
DisclosureSEC source: 0000905148-23-000979 · form4.xml · nonDerivative · entry 1 Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,607,128 F1 · price: The price reported in Column 4 above reflects the weighted average purchase price. The transaction was executed in multiple trades in prices ranging from $5.39 to $5.40, inclusive. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the ranges set forth in footnote 1 of this Form 4. F2 · ownership.direct: QEM VII, LLC ("QEM VII") is the managing member of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Therefore, QEM VII may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. QEM VII disclaims beneficial ownership of such securities in excess of its pecuniary interest in the securities. [continues in footnote 3] F3 · ownership.direct: [continued from footnote 2] Any decision taken by QEM VII to vote, or to direct to vote, and to dispose, or to direct the disposition of, the securities held by Q-GRG has to be approved by a majority of the members of its investment committee, which majority must include S. Wil VanLoh, Jr. Therefore, Mr. VanLoh, Jr. may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. Mr. VanLoh, Jr. disclaims beneficial ownership of such securities in excess of his pecuniary interests in the securities. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 22:25 UTC |
Singh-Bushell EktaDirector
|
SaleCommon Stock | 4,622 | $5.44 | $25,143.68 |
DisclosureSEC source: 0000905148-23-000981 · form4.xml · nonDerivative · entry 1 Singh-Bushell Ekta · CIK 0001707731 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,215 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
SaleCommon Stock | 4,837 | $5.78 | $27,957.86 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 9 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F17 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.785, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F18 · ownership.nature: Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Levitate GP. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
SaleCommon Stock | 847,248 | $5.66 | $4,795,423.68 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 8 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F15 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.57 to $5.81, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F16 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 17:31 UTC |
Hughes Michael DSee Remarks
|
Exercise / conversionStock Option (right to buy) · Derivative | 58,000 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000905148-23-000938 · form4.xml · derivative · entry 3 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 901,174 Underlying: Common Stock · 58,000 shares Expires 2028-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 17:31 UTC |
Hughes Michael DSee Remarks
|
SaleCommon Stock | 58,000 | $6.00 | $348,098.60 |
DisclosureSEC source: 0000905148-23-000938 · form4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 883,670 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2021. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 17:31 UTC |
Hughes Michael DSee Remarks
|
Exercise / conversionCommon Stock | 58,000 | $0.56 | $32,480.00 |
DisclosureSEC source: 0000905148-23-000938 · form4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 941,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 20:26 UTC |
Linse MichaelDirector
Linse Capital LLCInvestor
|
SaleCommon Stock | 1,337,619 | $5.74 | $7,677,933.06 |
DisclosureSEC source: 0000899243-23-018945 · doc4.xml · nonDerivative · entry 3 Linse Michael · CIK 0001838841 · Director Linse Capital LLC · CIK 0001849040 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:12 UTC |
CHIZEN BRUCE RDirector
|
PurchaseCommon Stock | 500,000 | $5.79 | $2,896,350.00 |
DisclosureSEC source: 0000905148-23-000934 · form4.xml · nonDerivative · entry 1 CHIZEN BRUCE R · CIK 0001032834 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 1,247,256 F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $5.7554 to $5.8427. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · ownership.nature: The Shares are held directly by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 94,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 7 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F13 · kind: On September 13, 2023, 94,407 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 49,536 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, Linse Capital LLC is the record owner of 847,248 shares of Common Stock and Levitate Capital is the record owner of 4,837 shares of Common Stock. F14 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 618,715 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 6 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 988,377 F11 · kind: On September 13, 2023, 618,715 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 94,407 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI"). F12 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 388,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 5 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 620,358 F9 · kind: On September 13, 2023, 388,338 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 12,603 shares of Common Stock were received by Linse Capital LLC and 4,837 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital. F10 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 366,603 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 4 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 585,638 F7 · kind: On September 13, 2023, 366,603 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 52,654 shares of Common Stock were received by Linse Capital LLC. F8 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 529,695 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 3 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 846,170 F5 · kind: On September 13, 2023, 529,695 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III. Of such distributed shares, 80,771 shares of Common Stock were received by Linse Capital LLC. F6 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 470,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 2 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 752,052 F3 · kind: On September 13, 2023, 470,778 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II. Of such distributed shares, 144,798 shares of Common Stock were received by Linse Capital LLC. F4 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:09 UTC |
Linse MichaelDirector
Linse Capital CP VI LLCInvestor
Linse Capital LLCInvestor
Linse Capital CP, LLCInvestor
Linse Capital CP II LLCInvestor
Linse Capital CP III, LLCInvestor
Linse Capital CP IV, LLCInvestor
Linse Capital CP V, LLCInvestor
|
OtherCommon Stock | 1,625,871 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 1 Linse Michael · CIK 0001838841 · Director Linse Capital CP VI LLC · CIK 0001821364 · Investor Linse Capital LLC · CIK 0001849040 · Investor Linse Capital CP, LLC · CIK 0001672172 · Investor Linse Capital CP II LLC · CIK 0001687199 · Investor Linse Capital CP III, LLC · CIK 0001698115 · Investor Linse Capital CP IV, LLC · CIK 0001725674 · Investor Linse Capital CP V, LLC · CIK 0001758721 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,597,280 F1 · kind: On September 13, 2023, 1,625,871 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I. Of such distributed shares, 506,886 shares of Common Stock were received by Linse Capital LLC. F2 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I. F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 20:26 UTC |
Linse MichaelDirector
Linse Capital LLCInvestor
|
SaleCommon Stock | 9,674 | $5.70 | $55,141.80 |
DisclosureSEC source: 0000899243-23-018945 · doc4.xml · nonDerivative · entry 2 Linse Michael · CIK 0001838841 · Director Linse Capital LLC · CIK 0001849040 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F3 · ownership.nature: Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Levitate GP. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 20:26 UTC |
Linse MichaelDirector
Linse Capital LLCInvestor
|
SaleCommon Stock | 1,000,000 | $5.72 | $5,720,000.00 |
DisclosureSEC source: 0000899243-23-018945 · doc4.xml · nonDerivative · entry 1 Linse Michael · CIK 0001838841 · Director Linse Capital LLC · CIK 0001849040 · Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,337,619 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.60 to $5.89, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.