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NYSE · USD

CHPT

ChargePoint Holdings, Inc.

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Tapewire entity
6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2024 Filed Mar 13, 2024 01:24 UTC GrantCommon Stock 4,459 $1.63 $7,277.09
Disclosure

SEC source: 0001777393-24-000021 · wk-form4_1710293031.xml · nonDerivative · entry 1

Singh Jagdeep CA · CIK 0002014204 · CCXO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,988

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

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March 08, 2024 Filed Mar 12, 2024 21:24 UTC
Gerdes HenrikChief Accounting Officer
GrantCommon Stock 4,347 $1.63 $7,094.30
Disclosure

SEC source: 0001777393-24-000022 · wk-form4_1710293048.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,722

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

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March 08, 2024 Filed Mar 13, 2024 01:24 UTC
Wilmer RichardDirector · President and CEO
GrantCommon Stock 4,348 $1.63 $7,095.94
Disclosure

SEC source: 0001777393-24-000023 · wk-form4_1710293063.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,384,838

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

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March 08, 2024 Filed Mar 13, 2024 01:24 UTC
Chavez RebeccaGeneral Counsel and Secretary
GrantCommon Stock 4,348 $1.63 $7,095.94
Disclosure

SEC source: 0001777393-24-000025 · wk-form4_1710293085.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647,518

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

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March 08, 2024 Filed Mar 13, 2024 01:24 UTC
Khetani MansiInterim CFO
GrantCommon Stock 4,348 $1.63 $7,095.94
Disclosure

SEC source: 0001777393-24-000024 · wk-form4_1710293074.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,535

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

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March 07, 2024 Filed Mar 11, 2024 21:53 UTC SaleCommon Stock 100,000 $1.94 $194,360.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 14

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,209,867

F21 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9401 to $1.945, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F22 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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March 07, 2024 Filed Mar 11, 2024 21:53 UTC OtherCommon Stock 146,092 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 13

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F19 · kind: On March 7, 2024, 146,092 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 76,664 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, prior to taking into account the sales reported herein, Linse Capital LLC became the record owner of 1,309,867 shares of Common Stock and Levitate Capital became the record owner of 6,202 shares of Common Stock.

F20 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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March 07, 2024 Filed Mar 11, 2024 21:53 UTC OtherCommon Stock 957,494 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 11

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 30,883

F16 · kind: On March 7, 2024, 957,494 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 146,092 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI").

F17 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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March 07, 2024 Filed Mar 11, 2024 21:53 UTC OtherCommon Stock 498,527 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 9

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 121,831

F13 · kind: On March 7, 2024, 498,527 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 16,280 shares of Common Stock were received by Linse Capital LLC and 6,202 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital.

F14 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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March 07, 2024 Filed Mar 11, 2024 21:53 UTC OtherCommon Stock 550,445 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 7

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 35,193

F10 · kind: On March 7, 2024, 550,445 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 79,065 shares of Common Stock were received by Linse Capital LLC.

F11 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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March 07, 2024 Filed Mar 11, 2024 21:53 UTC OtherCommon Stock 811,047 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 35,123

F7 · kind: On March 7, 2024, 811,047 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III. Of such distributed shares, 123,684 shares of Common Stock were received by Linse Capital LLC.

F8 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:53 UTC OtherCommon Stock 712,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 39,652

F4 · kind: On March 7, 2024, 712,400 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II. Of such distributed shares, 219,122 shares of Common Stock were received by Linse Capital LLC.

F5 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:53 UTC OtherCommon Stock 2,550,152 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000172 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 47,128

F1 · kind: On March 7, 2024, 2,550,152 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I. Of such distributed shares, 795,052 shares of Common Stock were received by Linse Capital LLC.

F2 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.

F26 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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January 18, 2024 Filed Jan 22, 2024 21:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 348,810 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0001777393-24-000005 · wk-form4_1705959545.xml · derivative · entry 2

Bowman Roxanne · CIK 0001837872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 348,810 shares

Expires 2029-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from September 3, 2019, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from September 3, 2019, subject to the Reporting Person's continuous service through each vesting date.

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January 18, 2024 Filed Jan 22, 2024 21:39 UTC Exercise / conversionCommon Stock 348,810 $0.76 $265,095.60
Disclosure

SEC source: 0001777393-24-000005 · wk-form4_1705959545.xml · nonDerivative · entry 1

Bowman Roxanne · CIK 0001837872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2023 Filed Dec 22, 2023 16:35 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 5,431 $2.42 $13,128.36
Disclosure

SEC source: 0001777393-23-000067 · wk-form4_1703280889.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,375

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.34 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 21, 2023 Filed Dec 22, 2023 21:35 UTC
Wilmer RichardDirector · President and CEO
SaleCommon Stock 8,350 $2.42 $20,184.46
Disclosure

SEC source: 0001777393-23-000068 · wk-form4_1703280917.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,380,490

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 21, 2023 Filed Dec 22, 2023 16:34 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 13,995 $2.42 $33,830.11
Disclosure

SEC source: 0001777393-23-000065 · wk-form4_1703280864.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,947

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 21, 2023 Filed Dec 22, 2023 21:34 UTC
Chavez RebeccaGeneral Counsel and Secretary
SaleCommon Stock 4,676 $2.42 $11,303.76
Disclosure

SEC source: 0001777393-23-000066 · wk-form4_1703280875.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 643,170

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 21, 2023 Filed Dec 22, 2023 21:34 UTC
Khetani MansiInterim CFO
SaleCommon Stock 5,923 $2.42 $14,317.67
Disclosure

SEC source: 0001777393-23-000064 · wk-form4_1703280840.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,187

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 20, 2023 Filed Feb 22, 2024 18:27 UTC
Gerdes HenrikChief Accounting Officer
GrantCommon Stock 105,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001777393-24-000007 · wk-form4_1708644453.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,375

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 20, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 20, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F2 · balance_after: The figure reported in this Column 5 reflects the Reporting Person's holdings as of the date of this filing. However, the Reporting Person effected a transaction subsequent to this grant, reported on a Form 4 filed December 22, 2023, in which the figures in Column 5 of Table I did not reflect this grant.

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December 01, 2023 Filed Dec 5, 2023 02:38 UTC
Wilmer RichardDirector · President and CEO
GrantCommon Stock 960,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-001572 · form4.xml · nonDerivative · entry 2

Wilmer Richard · CIK 0001393301 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,388,840

F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's Common Stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on December 1, 2023. 6.25% of the PRSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's Common Stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 4-year period commencing on December 1, 2023. 6.25% of the PRSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

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December 01, 2023 Filed Dec 5, 2023 02:38 UTC
Wilmer RichardDirector · President and CEO
GrantCommon Stock 800,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-001572 · form4.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428,840

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on December 1, 2023. 6.25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on December 1, 2023. 6.25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

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December 01, 2023 Filed Dec 5, 2023 02:39 UTC
Khetani MansiInterim CFO
GrantCommon Stock 135,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-001573 · form4.xml · nonDerivative · entry 1

Khetani Mansi · CIK 0002001123 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,110

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on December 1, 2023. 25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on December 1, 2023. 25% of the RSUs shall vest on March 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

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December 01, 2023 Filed Dec 5, 2023 02:41 UTC
Chavez RebeccaGeneral Counsel and Secretary
GrantCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-001574 · form4.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647,846

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 1, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 1, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

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October 18, 2023 Filed Oct 20, 2023 16:57 UTC
Gerdes HenrikChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 43,596 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000905148-23-001160 · form4.xml · derivative · entry 2

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,596 shares

Expires 2029-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments through March 21, 2023.

F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments through March 21, 2023.

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October 18, 2023 Filed Oct 20, 2023 16:57 UTC
Gerdes HenrikChief Accounting Officer
Exercise / conversionCommon Stock 43,596 $0.76 $33,132.96
Disclosure

SEC source: 0000905148-23-001160 · form4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 20:36 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 5,328 $5.03 $26,813.69
Disclosure

SEC source: 0000905148-23-001005 · form4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,210

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.1407. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 21, 2023 Filed Sep 25, 2023 20:40 UTC
JACKSON REX SChief Financial Officer
SaleCommon Stock 16,799 $5.03 $84,532.57
Disclosure

SEC source: 0000905148-23-001007 · form4.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,973,546

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 21, 2023 Filed Sep 26, 2023 00:41 UTC
Wilmer RichardSee Remarks
SaleCommon Stock 8,191 $5.03 $41,217.93
Disclosure

SEC source: 0000905148-23-001008 · form4.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,840

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.1219. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 21, 2023 Filed Sep 25, 2023 20:39 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 13,729 $5.03 $69,078.84
Disclosure

SEC source: 0000905148-23-001006 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,942

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.145. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 21, 2023 Filed Sep 26, 2023 00:35 UTC
Chavez RebeccaGeneral Counsel and Secretary
SaleCommon Stock 4,586 $5.03 $23,077.67
Disclosure

SEC source: 0000905148-23-001004 · form4.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,846

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.1407. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 20, 2023 Filed Sep 22, 2023 21:05 UTC
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
PurchaseCommon Stock 1,850,000 $5.40 $9,990,000.00
Disclosure

SEC source: 0000905148-23-000979 · form4.xml · nonDerivative · entry 1

Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks

QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks

VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,607,128

F1 · price: The price reported in Column 4 above reflects the weighted average purchase price. The transaction was executed in multiple trades in prices ranging from $5.39 to $5.40, inclusive. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the ranges set forth in footnote 1 of this Form 4.

F2 · ownership.direct: QEM VII, LLC ("QEM VII") is the managing member of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Therefore, QEM VII may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. QEM VII disclaims beneficial ownership of such securities in excess of its pecuniary interest in the securities. [continues in footnote 3]

F3 · ownership.direct: [continued from footnote 2] Any decision taken by QEM VII to vote, or to direct to vote, and to dispose, or to direct the disposition of, the securities held by Q-GRG has to be approved by a majority of the members of its investment committee, which majority must include S. Wil VanLoh, Jr. Therefore, Mr. VanLoh, Jr. may be deemed to share voting and dispositive power over the securities held by Q-GRG and may also be deemed to be the beneficial owner of these securities. Mr. VanLoh, Jr. disclaims beneficial ownership of such securities in excess of his pecuniary interests in the securities.

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September 20, 2023 Filed Sep 22, 2023 22:25 UTC SaleCommon Stock 4,622 $5.44 $25,143.68
Disclosure

SEC source: 0000905148-23-000981 · form4.xml · nonDerivative · entry 1

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,215

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 21:09 UTC SaleCommon Stock 4,837 $5.78 $27,957.86
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 9

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F17 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.785, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F18 · ownership.nature: Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Levitate GP.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 15, 2023 Filed Sep 15, 2023 21:09 UTC SaleCommon Stock 847,248 $5.66 $4,795,423.68
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 8

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F15 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.57 to $5.81, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F16 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 14, 2023 Filed Sep 18, 2023 17:31 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000905148-23-000938 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 901,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 17:31 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 58,000 $6.00 $348,098.60
Disclosure

SEC source: 0000905148-23-000938 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 883,670

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 17:31 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0000905148-23-000938 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 941,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2023 Filed Sep 14, 2023 20:26 UTC SaleCommon Stock 1,337,619 $5.74 $7,677,933.06
Disclosure

SEC source: 0000899243-23-018945 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director

Linse Capital LLC · CIK 0001849040 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:12 UTC PurchaseCommon Stock 500,000 $5.79 $2,896,350.00
Disclosure

SEC source: 0000905148-23-000934 · form4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 1,247,256

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $5.7554 to $5.8427. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · ownership.nature: The Shares are held directly by the Bruce Chizen 2009 Irrevocable Trust, Dated January 24, 2009 of which the Reporting Person is trustee.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:09 UTC OtherCommon Stock 94,407 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 7

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F13 · kind: On September 13, 2023, 94,407 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. Of such distributed shares, 49,536 shares of Common Stock were received by Linse Capital LLC. As a result of such distribution by Linse GP VI, and those distributions made by Linse I, Linse II, Linse III, Linse IV, Linse V and Linse VI, Linse Capital LLC is the record owner of 847,248 shares of Common Stock and Levitate Capital is the record owner of 4,837 shares of Common Stock.

F14 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:09 UTC OtherCommon Stock 618,715 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 988,377

F11 · kind: On September 13, 2023, 618,715 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI. Of such distributed shares, 94,407 shares of Common Stock were received by Linse Capital CP VI GP LP ("Linse GP VI").

F12 · ownership.nature: Consists of securities held directly by Linse VI. Linse GP VI is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:09 UTC OtherCommon Stock 388,338 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 620,358

F9 · kind: On September 13, 2023, 388,338 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V. Of such distributed shares, 12,603 shares of Common Stock were received by Linse Capital LLC and 4,837 shares of Common Stock were received by Levitate Capital, LP ("Levitate Capital"). Mr. Linse has voting and investment power over the shares held by Levitate Capital.

F10 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 13, 2023 Filed Sep 15, 2023 21:09 UTC OtherCommon Stock 366,603 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 585,638

F7 · kind: On September 13, 2023, 366,603 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV. Of such distributed shares, 52,654 shares of Common Stock were received by Linse Capital LLC.

F8 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 13, 2023 Filed Sep 15, 2023 21:09 UTC OtherCommon Stock 529,695 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 846,170

F5 · kind: On September 13, 2023, 529,695 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III. Of such distributed shares, 80,771 shares of Common Stock were received by Linse Capital LLC.

F6 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 13, 2023 Filed Sep 15, 2023 21:09 UTC OtherCommon Stock 470,778 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 752,052

F3 · kind: On September 13, 2023, 470,778 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II. Of such distributed shares, 144,798 shares of Common Stock were received by Linse Capital LLC.

F4 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 13, 2023 Filed Sep 15, 2023 21:09 UTC OtherCommon Stock 1,625,871 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019195 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director

Linse Capital CP VI LLC · CIK 0001821364 · Investor

Linse Capital LLC · CIK 0001849040 · Investor

Linse Capital CP, LLC · CIK 0001672172 · Investor

Linse Capital CP II LLC · CIK 0001687199 · Investor

Linse Capital CP III, LLC · CIK 0001698115 · Investor

Linse Capital CP IV, LLC · CIK 0001725674 · Investor

Linse Capital CP V, LLC · CIK 0001758721 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,597,280

F1 · kind: On September 13, 2023, 1,625,871 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I. Of such distributed shares, 506,886 shares of Common Stock were received by Linse Capital LLC.

F2 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.

F19 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 12, 2023 Filed Sep 14, 2023 20:26 UTC SaleCommon Stock 9,674 $5.70 $55,141.80
Disclosure

SEC source: 0000899243-23-018945 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director

Linse Capital LLC · CIK 0001849040 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F3 · ownership.nature: Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Levitate GP.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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September 12, 2023 Filed Sep 14, 2023 20:26 UTC SaleCommon Stock 1,000,000 $5.72 $5,720,000.00
Disclosure

SEC source: 0000899243-23-018945 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director

Linse Capital LLC · CIK 0001849040 · Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,337,619

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.60 to $5.89, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.