Tapewire

NYSE · USD

CHPT

ChargePoint Holdings, Inc.

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Tapewire entity
6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2022 Filed Jul 14, 2022 21:00 UTC GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026076 · doc4.xml · nonDerivative · entry 1

Heystee Susan · CIK 0001334330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,643

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 12, 2022 Filed Jul 14, 2022 21:00 UTC
Harries AxelDirector
GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026084 · doc4.xml · nonDerivative · entry 1

Harries Axel · CIK 0001837910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,255

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 12, 2022 Filed Jul 14, 2022 21:00 UTC GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026078 · doc4.xml · nonDerivative · entry 1

Bowman Roxanne · CIK 0001837872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,995

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 11, 2022 Filed Jul 13, 2022 16:30 UTC
Gerdes HenrikChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 43,606 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-026021 · doc4.xml · derivative · entry 3

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,054

Underlying: Common Stock · 43,606 shares

Expires 2029-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

F2 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments through March 21, 2023, subject to the Reporting Person's continuous service through each vesting date.

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July 11, 2022 Filed Jul 13, 2022 16:30 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 43,606 $12.07 $526,503.20
Disclosure

SEC source: 0000899243-22-026021 · doc4.xml · nonDerivative · entry 2

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,877

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $12.07 to $12.09. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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July 11, 2022 Filed Jul 13, 2022 16:30 UTC
Gerdes HenrikChief Accounting Officer
Exercise / conversionCommon Stock 43,606 $0.76 $33,140.56
Disclosure

SEC source: 0000899243-22-026021 · doc4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 22:27 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 1,684,458 $13.57 $22,858,095.06
Disclosure

SEC source: 0000899243-22-025992 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.26 to $14.20, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Consists of securities held directly by Linse Capital LLC. Mr. Linse is the managing director of Linse Capital LLC. Mr. Linse has sole voting and investment power over the shares held by Linse Capital LLC.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Following the transactions reported herein, Linse Capital LLC held no shares of Common Stock.

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July 08, 2022 Filed Jul 12, 2022 22:27 UTC
Linse MichaelDirector · 10% owner
SaleCommon Stock 12,188 $13.61 $165,878.68
Disclosure

SEC source: 0000899243-22-025992 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.28 to $14.19, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). Linse Capital Management PR LLC ("LCMPR") is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Levitate GP.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Following the transactions reported herein, Linse Capital LLC held no shares of Common Stock.

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July 06, 2022 Filed Jul 8, 2022 20:03 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 236,014 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025858 · doc4.xml · nonDerivative · entry 7

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F13 · kind: On July 6, 2022, 236,014 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI.

F14 · ownership.nature: Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse GP VI.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 06, 2022 Filed Jul 8, 2022 20:03 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 1,546,786 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025858 · doc4.xml · nonDerivative · entry 6

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,092,772

F11 · kind: On July 6, 2022, 1,546,786 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the members and managers of Linse VI.

F12 · ownership.nature: Consists of securities held directly by Linse VI. Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has voting and investment power over the shares held by Linse VI.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 06, 2022 Filed Jul 8, 2022 20:03 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 970,845 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025858 · doc4.xml · nonDerivative · entry 5

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,824,148

F9 · kind: On July 6, 2022, 970,845 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the members and managers of Linse V.

F10 · ownership.nature: Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has voting and investment power over the shares held by Linse V.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 06, 2022 Filed Jul 8, 2022 20:03 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 916,509 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025858 · doc4.xml · nonDerivative · entry 4

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,610,117

F7 · kind: On July 6, 2022, 916,509 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the members and managers of Linse IV.

F8 · ownership.nature: Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has voting and investment power over the shares held by Linse IV.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:03 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 1,324,236 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025858 · doc4.xml · nonDerivative · entry 3

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,216,150

F5 · kind: On July 6, 2022, 1,324,236 shares of Common Stock held by Linse Capital CP III, LLC ("Linse III") were distributed to the members and managers of Linse III.

F6 · ownership.nature: Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has voting and investment power over the shares held by Linse III.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 06, 2022 Filed Jul 8, 2022 20:03 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 1,176,943 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025858 · doc4.xml · nonDerivative · entry 2

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,635,965

F3 · kind: On July 6, 2022, 2022, 1,176,943 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the members and managers of Linse II.

F4 · ownership.nature: Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has voting and investment power over the shares held by Linse II.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:03 UTC
Linse MichaelDirector · 10% owner
OtherCommon Stock 4,064,681 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025858 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP VI LLC · CIK 0001821364 · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Linse Capital CP II LLC · CIK 0001687199 · 10% owner

Linse Capital CP III, LLC · CIK 0001698115 · 10% owner

Linse Capital CP IV, LLC · CIK 0001725674 · 10% owner

Linse Capital CP V, LLC · CIK 0001758721 · 10% owner

Linse Capital LLC · CIK 0001849040 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 16,010,723

F1 · kind: On July 6, 2022, 4,064,681 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the members and managers of Linse I.

F2 · ownership.nature: Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has voting and investment power over the shares held by Linse I.

F15 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 06, 2022 Filed Jul 8, 2022 20:05 UTC OtherCommon Stock 4,554 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025813 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 56,932

F1 · kind: Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).

F2 · ownership.nature: The shares are held by the G. Richard Wagoner, Jr. Trust dated 7/13/1989, as amended and restated 10/19/2018 of which the Reporting Person is trustee.

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July 01, 2022 Filed Jul 5, 2022 20:30 UTC
Loewenthal William JChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,115 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-024981 · doc4.xml · derivative · entry 4

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,374

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

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July 01, 2022 Filed Jul 5, 2022 20:30 UTC
Loewenthal William JChief Product Officer
SaleCommon Stock 3,115 $13.97 $43,516.55
Disclosure

SEC source: 0000899243-22-024981 · doc4.xml · nonDerivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:30 UTC
Loewenthal William JChief Product Officer
Exercise / conversionCommon Stock 3,115 $0.76 $2,367.40
Disclosure

SEC source: 0000899243-22-024981 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:30 UTC
Loewenthal William JChief Product Officer
SaleCommon Stock 4,434 $13.72 $60,834.48
Disclosure

SEC source: 0000899243-22-024981 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 22, 2022 Filed Jun 24, 2022 16:36 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 1,451 $13.63 $19,775.24
Disclosure

SEC source: 0000899243-22-024014 · doc4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,877

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.6212 to $13.6323. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 22, 2022 Filed Jun 24, 2022 16:32 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 1,451 $13.63 $19,775.24
Disclosure

SEC source: 0000899243-22-023998 · doc4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,877

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.6212 to $13.6323. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 22, 2022 Filed Jun 24, 2022 16:31 UTC
JACKSON REX SChief Financial Officer
SaleCommon Stock 7,886 $13.63 $107,478.29
Disclosure

SEC source: 0000899243-22-023980 · doc4.xml · nonDerivative · entry 1

JACKSON REX S · CIK 0001249803 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,171

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.6241 to $13.6325. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 22, 2022 Filed Jun 24, 2022 16:36 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 4,790 $13.63 $65,295.84
Disclosure

SEC source: 0000899243-22-024017 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.03. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 16:32 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 4,790 $13.63 $65,295.84
Disclosure

SEC source: 0000899243-22-023994 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.03. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:32 UTC
Jansen ColleenChief Marketing Officer
SaleCommon Stock 2,228 $13.63 $30,367.86
Disclosure

SEC source: 0000899243-22-023993 · doc4.xml · nonDerivative · entry 1

Jansen Colleen · CIK 0001837912 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,597

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.00. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:36 UTC
Lee LawrenceSee Remarks
SaleCommon Stock 1,114 $13.63 $15,182.59
Disclosure

SEC source: 0000899243-22-024016 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,399

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.98. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC
Jansen ColleenChief Marketing Officer
SaleCommon Stock 2,228 $13.63 $30,367.86
Disclosure

SEC source: 0000899243-22-024009 · doc4.xml · nonDerivative · entry 1

Jansen Colleen · CIK 0001837912 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,597

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.00. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:30 UTC
Loewenthal William JChief Product Officer
SaleCommon Stock 1,114 $13.63 $15,184.93
Disclosure

SEC source: 0000899243-22-023975 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,398

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.02. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:32 UTC
Lee LawrenceSee Remarks
SaleCommon Stock 1,114 $13.63 $15,182.59
Disclosure

SEC source: 0000899243-22-023995 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,399

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.98. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:30 UTC
Chavez RebeccaGeneral Counsel and Secretary
SaleCommon Stock 1,919 $13.63 $26,151.94
Disclosure

SEC source: 0000899243-22-023976 · doc4.xml · nonDerivative · entry 1

Chavez Rebecca · CIK 0001847025 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,867

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.6212 to $13.6325. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC
Sidle EricChief Technology Officer
SaleCommon Stock 1,268 $13.63 $17,284.49
Disclosure

SEC source: 0000899243-22-023982 · doc4.xml · nonDerivative · entry 1

Sidle Eric · CIK 0001837954 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,003

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.02. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 21:28 UTC
Loewenthal William JChief Product Officer
SaleCommon Stock 4,026 $12.92 $52,015.92
Disclosure

SEC source: 0000899243-22-023153 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,512

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 250,000 Not disclosed Strike: $0.27 Not disclosed
Disclosure

SEC source: 0000899243-22-023088 · doc4.xml · derivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,712

Underlying: Common Stock · 250,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:30 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 66,624 $13.40 $892,928.16
Disclosure

SEC source: 0000899243-22-023088 · doc4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,145,304

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.24 to $13.605. The Reporting Person has provided to the issuer and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:30 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 183,376 $12.90 $2,364,871.91
Disclosure

SEC source: 0000899243-22-023088 · doc4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211,928

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $12.24 to $13.23. The Reporting Person has provided to the issuer and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:30 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 250,000 $0.27 $67,500.00
Disclosure

SEC source: 0000899243-22-023088 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,395,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 250,802 Not disclosed Strike: $0.27 Not disclosed
Disclosure

SEC source: 0000899243-22-021920 · doc4.xml · derivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,802 shares

Expires 2022-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:31 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 700 $16.10 $11,266.99
Disclosure

SEC source: 0000899243-22-021920 · doc4.xml · nonDerivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,145,304

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.08 to $16.12. The Reporting Person has provided to the issuer and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:31 UTC
Romano PasqualeDirector · President and CEO
SaleCommon Stock 250,102 $15.49 $3,873,829.88
Disclosure

SEC source: 0000899243-22-021920 · doc4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146,004

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.08 to $16.07. The Reporting Person has provided to the issuer and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:31 UTC
Romano PasqualeDirector · President and CEO
Exercise / conversionCommon Stock 250,802 $0.27 $67,716.54
Disclosure

SEC source: 0000899243-22-021920 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person exercised these options, which otherwise will expire on June 10, 2022, for shares of common stock to be sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-021921 · doc4.xml · derivative · entry 5

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,640

Underlying: Common Stock · 20,000 shares

Expires 2030-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

F6 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:31 UTC SaleCommon Stock 20,000 $15.63 $312,558.00
Disclosure

SEC source: 0000899243-22-021921 · doc4.xml · nonDerivative · entry 3

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 23,985

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.92. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee.

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June 08, 2022 Filed Jun 10, 2022 20:31 UTC SaleCommon Stock 20,000 $15.64 $312,794.00
Disclosure

SEC source: 0000899243-22-021921 · doc4.xml · nonDerivative · entry 2

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,599

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.51 to $15.885. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:31 UTC Exercise / conversionCommon Stock 20,000 $0.76 $15,200.00
Disclosure

SEC source: 0000899243-22-021921 · doc4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:31 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-021925 · doc4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291,174

Underlying: Common Stock · 50,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:31 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 50,000 $15.60 $779,825.00
Disclosure

SEC source: 0000899243-22-021925 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,855

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.53 to $15.925. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:31 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 50,000 $0.56 $28,000.00
Disclosure

SEC source: 0000899243-22-021925 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:31 UTC
Lee LawrenceSee Remarks
SaleCommon Stock 20,000 $15.61 $312,270.00
Disclosure

SEC source: 0000899243-22-021926 · doc4.xml · nonDerivative · entry 1

Lee Lawrence · CIK 0001839259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,513

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.92. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:17 UTC
Gerdes HenrikChief Accounting Officer
GrantCommon Stock 44,169 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021109 · doc4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,328

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2022 with respect to 6.25% quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.